0001193125-12-366100.txt : 20120823 0001193125-12-366100.hdr.sgml : 20120823 20120823102251 ACCESSION NUMBER: 0001193125-12-366100 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120823 DATE AS OF CHANGE: 20120823 EFFECTIVENESS DATE: 20120823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management LP CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 121051160 BUSINESS ADDRESS: STREET 1: 777 THIRD AVE., 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 777 THIRD AVE., 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Hudson Bay Capital Management, L.P. DATE OF NAME CHANGE: 20070320 13F-HR/A 1 d401569d13fhra.txt FORM 13F AMENDMENT NUMBER 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hudson Bay Capital Management LP Address: 777 Third Ave, 30th Floor New York, New York 10017 Form 13F File Number: 028-12909 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Winkler Title: Chief Operating Officer Phone: (212) 571-1244 Signature, Place, and Date of Signing: /s/Charles Winkler New York, NY 8/14/12 _______________________ ________________________ _______________________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 548 Form 13F Information Table Value Total: $1,400,950 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------ -------------- --------- -------- -------------------- ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------ -------------- --------- -------- --------- --- ---- ---------- -------- ------ --------- ----- 3M CO CALL 88579Y901 968 10,800 SH CALL SOLE 10,800 3M CO PUT 88579Y951 1,272 14,200 SH PUT SOLE 14,200 A H BELO CORP COM CL A 001282102 285 70,800 SH SOLE 70,800 A123 SYS INC PUT 03739T958 1,686 1,338,200 SH PUT SOLE 1,338,200 ABOVENET INC COM 00374N107 2,489 29,629 SH SOLE 29,629 ACE LTD SHS H0023R105 242 3,270 SH SOLE 3,270 ACE LTD CALL H0023R905 1,127 15,200 SH CALL SOLE 15,200 ACE LTD PUT H0023R955 1,720 23,200 SH PUT SOLE 23,200 ADVENTRX PHARMACEUTICALS INC COM NEW 00764X202 510 1,000,000 SH SOLE 1,000,000 AETERNA ZENTARIS INC COM 007975204 15 30,000 SH SOLE 30,000 AFLAC INC CALL 001055902 894 21,000 SH CALL SOLE 21,000 AFLAC INC PUT 001055952 1,320 31,000 SH PUT SOLE 31,000 AGNICO EAGLE MINES LTD CALL 008474908 494 12,200 SH CALL SOLE 12,200 AGNICO EAGLE MINES LTD PUT 008474958 684 16,900 SH PUT SOLE 16,900 ALLIED NEVADA GOLD CORP PUT 019344950 363 12,800 SH PUT SOLE 12,800
ALLSTATE CORP COM 020002101 257 7,327 SH SOLE 7,327 ALLSTATE CORP CALL 020002901 618 17,600 SH CALL SOLE 17,600 ALLSTATE CORP PUT 020002951 1,330 37,900 SH PUT SOLE 37,900 ALTRIA GROUP INC CALL 02209S903 332 9,600 SH CALL SOLE 9,600 ALTRIA GROUP INC PUT 02209S953 753 21,800 SH PUT SOLE 21,800 AMAZON COM INC CALL 023135906 1,028 4,500 SH CALL SOLE 4,500 AMAZON COM INC PUT 023135956 411 1,800 SH PUT SOLE 1,800 AMERICAN EXPRESS CO CALL 025816909 1,781 30,600 SH CALL SOLE 30,600 AMERICAN EXPRESS CO PUT 025816959 4,797 82,400 SH PUT SOLE 82,400 AMERICAN INTL GROUP INC CALL 026874904 728 22,700 SH CALL SOLE 22,700 AMERICAN INTL GROUP INC PUT 026874954 1,556 48,500 SH PUT SOLE 48,500 AMERICAN RLTY CAP TR INC COM 02917L101 2,290 209,730 SH SOLE 209,730 AMERICAN TOWER CORP NEW CALL 03027X900 1,063 15,200 SH CALL SOLE 15,200 AMERICAN TOWER CORP NEW PUT 03027X950 2,006 28,700 SH PUT SOLE 28,700 AMERIGON INC COM 03070L300 3,434 298,864 SH SOLE 298,864 AMERIPRISE FINL INC CALL 03076C906 632 12,100 SH CALL SOLE 12,100 AMERIPRISE FINL INC PUT 03076C956 434 8,300 SH PUT SOLE 8,300 AMYLIN PHARMACEUTICALS INC COM 032346108 4,684 165,935 SH SOLE 165,935 AMYLIN PHARMACEUTICALS INC CALL 032346908 771 27,300 SH CALL SOLE 27,300 ANACOR PHARMACEUTICALS INC COM 032420101 112 17,200 SH SOLE 17,200
ANADARKO PETE CORP CALL 032511907 344 5,200 SH CALL SOLE 5,200 ANADARKO PETE CORP PUT 032511957 662 10,000 SH PUT SOLE 10,000 ANGIODYNAMICS INC COM 03475V101 492 41,000 SH SOLE 41,000 ANGLOGOLD ASHANTI LTD CALL 035128906 618 18,000 SH CALL SOLE 18,000 ANGLOGOLD ASHANTI LTD PUT 035128956 1,514 44,100 SH PUT SOLE 44,100 ANNALY CAP MGMT INC NOTE 5.000% 5/1 035710AB8 9,874 10,000,000 PRN SOLE 10,000,000 APACHE CORP CALL 037411905 272 3,100 SH CALL SOLE 3,100 APACHE CORP PUT 037411955 765 8,700 SH PUT SOLE 8,700 APARTMENT INVT & MGMT CO PUT 03748R951 216 8,000 SH PUT SOLE 8,000 ARCH CAP GROUP LTD ORD G0450A105 338 8,516 SH SOLE 8,516 ARIBA INC COM NEW 04033V203 34,804 777,560 SH SOLE 777,560 ARIBA INC CALL 04033V903 7,757 173,300 SH CALL SOLE 173,300 ARIBA INC PUT 04033V953 1,016 22,700 SH PUT SOLE 22,700 ARLINGTON ASSET INVT CORP CL A NEW 041356205 434 20,000 SH SOLE 20,000 ARTHROCARE CORP COM 043136100 439 15,000 SH SOLE 15,000 ATRICURE INC COM 04963C209 384 40,000 SH SOLE 40,000 AURICO GOLD INC CALL 05155C905 145 18,100 SH CALL SOLE 18,100 AURICO GOLD INC PUT 05155C955 252 31,400 SH PUT SOLE 31,400 AURIZON MINES LTD PUT 05155P956 63 14,000 SH PUT SOLE 14,000
AUSTRALIA ACQUISITION CORP SHS G06368107 376 37,600 SH SOLE 37,600 AVALONBAY CMNTYS INC CALL 053484901 467 3,300 SH CALL SOLE 3,300 AVALONBAY CMNTYS INC PUT 053484951 1,019 7,200 SH PUT SOLE 7,200 AVON PRODS INC CALL 054303902 712 43,900 SH CALL SOLE 43,900 AXIS CAPITAL HOLDINGS INV SHS G0692U109 313 9,603 SH SOLE 9,603 BACTERIN INTL HLDGS INC COM 05644R101 102 75,874 SH SOLE 75,874 BAKER HUGHES INC PUT 057224957 497 12,100 SH PUT SOLE 12,100 BANK OF AMERICA CORPORATION COM 060505104 25,354 3,099,507 SH SOLE 3,099,507 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 1,788 506,499 SH SOLE 506,499 BANK OF AMERICA CORPORATION *W EXP 10/28/201 060505153 320 400,600 SH SOLE 400,600 BANK OF AMERICA CORPORATION CALL 060505904 11,170 1,365,500 SH CALL SOLE 1,365,500 BANK OF AMERICA CORPORATION PUT 060505954 36,302 4,437,900 SH PUT SOLE 4,437,900 BANK OF NEW YORK MELLON CORP CALL 064058900 1,220 55,600 SH CALL SOLE 55,600 BANK OF NEW YORK MELLON CORP PUT 064058950 1,727 78,700 SH PUT SOLE 78,700 BARNES & NOBLE INC CALL 067774909 639 38,800 SH CALL SOLE 38,800 BARRICK GOLD CORP CALL 067901908 1,522 40,500 SH CALL SOLE 40,500 BARRICK GOLD CORP PUT 067901958 4,452 118,500 SH PUT SOLE 118,500 BB&T CORP CALL 054937907 993 32,200 SH CALL SOLE 32,200 BB&T CORP PUT 054937957 1,401 45,400 SH PUT SOLE 45,400 BEACON FED BANCORP INC COM 073582108 4,754 239,723 SH SOLE 239,723
BERKSHIRE HATHAWAY INC DEL CALL 084670902 5,766 69,200 SH CALL SOLE 69,200 BERKSHIRE HATHAWAY INC DEL PUT 084670952 10,541 126,500 SH PUT SOLE 126,500 BGS ACQUISITION CORP SH G1082J100 485 50,000 SH SOLE 50,000 BGS ACQUISITION CORP *W EXP 99/99/999 G1082J118 14 50,000 SH SOLE 50,000 BIOMARIN PHARMACEUTICAL INC CALL 09061G901 776 19,600 SH CALL SOLE 19,600 BLACKROCK INC CALL 09247X901 1,121 6,600 SH CALL SOLE 6,600 BLACKROCK INC PUT 09247X951 1,308 7,700 SH PUT SOLE 7,700 BOEING CO CALL 097023905 810 10,900 SH CALL SOLE 10,900 BOEING CO PUT 097023955 1,219 16,400 SH PUT SOLE 16,400 BOSTON PROPERTIES INC CALL 101121901 759 7,000 SH CALL SOLE 7,000 BOSTON PROPERTIES INC PUT 101121951 1,019 9,400 SH PUT SOLE 9,400 C H ROBINSON WORLDWIDE INC PUT 12541W959 211 3,600 SH PUT SOLE 3,600 CA INC COM 12673P105 672 24,800 SH SOLE 24,800 CABOT OIL & GAS CORP PUT 127097953 359 9,100 SH PUT SOLE 9,100 CAMERON INTERNATIONAL CORP PUT 13342B955 333 7,800 SH PUT SOLE 7,800 CAPITAL BK CORP COM 139793103 565 247,891 SH SOLE 247,891 CAPITAL ONE FINL CORP *W EXP 11/14/201 14040H139 1,926 90,000 SH SOLE 90,000 CAPITAL ONE FINL CORP CALL 14040H905 924 16,900 SH CALL SOLE 16,900 CAPITAL ONE FINL CORP PUT 14040H955 2,449 44,800 SH PUT SOLE 44,800
CARDIOVASCULAR SYS INC DEL COM 141619106 351 35,869 SH SOLE 35,869 CAREFUSION CORP COM 14170T101 385 15,000 SH SOLE 15,000 CATALYST HEALTH SOLUTIONS IN COM 14888B103 8,016 85,788 SH SOLE 85,788 CATERPILLAR INC DEL CALL 149123901 824 9,700 SH CALL SOLE 9,700 CATERPILLAR INC DEL PUT 149123951 1,231 14,500 SH PUT SOLE 14,500 CBRE GROUP INC CALL 12504L909 324 19,800 SH CALL SOLE 19,800 CBRE GROUP INC PUT 12504L959 185 11,300 SH PUT SOLE 11,300 CBS CORP NEW CALL 124857902 266 8,100 SH CALL SOLE 8,100 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167CA3 6,566 7,848,000 PRN SOLE 7,848,000 CHESAPEAKE ENERGY CORP PUT 165167957 353 19,000 SH PUT SOLE 19,000 CHEVRON CORP NEW CALL 166764900 1,572 14,900 SH CALL SOLE 14,900 CHEVRON CORP NEW PUT 166764950 4,041 38,300 SH PUT SOLE 38,300 CHUBB CORP COM 171232101 253 3,472 SH SOLE 3,472 CHUBB CORP CALL 171232901 816 11,200 SH CALL SOLE 11,200 CHUBB CORP PUT 171232951 1,384 19,000 SH PUT SOLE 19,000 CINCINNATI FINL CORP CALL 172062901 202 5,300 SH CALL SOLE 5,300 CINCINNATI FINL CORP PUT 172062951 373 9,800 SH PUT SOLE 9,800 CITIGROUP INC CALL 172967904 3,648 133,100 SH CALL SOLE 133,100 CITIGROUP INC PUT 172967954 5,339 194,800 SH PUT SOLE 194,800 CITIZENS SOUTH BKG CP DEL COM 176682102 2,630 387,891 SH SOLE 387,891
CLEAN ENERGY FUELS CORP COM 184499101 1,214 78,346 SH SOLE 78,346 CME GROUP INC CALL 12572Q905 751 2,800 SH CALL SOLE 2,800 CME GROUP INC PUT 12572Q955 1,206 4,500 SH PUT SOLE 4,500 COACH INC CALL 189754904 257 4,400 SH CALL SOLE 4,400 COCA COLA CO CALL 191216900 782 10,000 SH CALL SOLE 10,000 COCA COLA CO PUT 191216950 1,884 24,100 SH PUT SOLE 24,100 COEUR D ALENE MINES CORP IDA PUT 192108954 176 10,000 SH PUT SOLE 10,000 COLGATE PALMOLIVE CO CALL 194162903 229 2,200 SH CALL SOLE 2,200 COLGATE PALMOLIVE CO PUT 194162953 541 5,200 SH PUT SOLE 5,200 COLLECTIVE BRANDS INC COM 19421W100 3,253 151,846 SH SOLE 151,846 COLLECTIVE BRANDS INC CALL 19421W900 536 25,000 SH CALL SOLE 25,000 COMCAST CORP NEW CALL 20030N901 646 20,200 SH CALL SOLE 20,200 COMCAST CORP NEW PUT 20030N951 563 17,600 SH PUT SOLE 17,600 COMERICA INC *W EXP 11/14/201 200340115 2,075 257,085 SH SOLE 257,085 COMERICA INC PUT 200340957 384 12,500 SH PUT SOLE 12,500 COMPANIA DE MINAS BUENAVENTU CALL 204448904 467 12,300 SH CALL SOLE 12,300 COMPANIA DE MINAS BUENAVENTU PUT 204448954 991 26,100 SH PUT SOLE 26,100 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 1,343 230,691 SH SOLE 230,691 CONOCOPHILLIPS CALL 20825C904 302 5,400 SH CALL SOLE 5,400
CONOCOPHILLIPS PUT 20825C954 1,134 20,300 SH PUT SOLE 20,300 CONSOL ENERGY INC PUT 20854P959 218 7,200 SH PUT SOLE 7,200 CONSOLIDATED COMM HLDGS INC COM 209034107 1,932 130,571 SH SOLE 130,571 CONSTELLATION BRANDS INC CL A 21036P108 6,107 225,700 SH SOLE 225,700 CONSTELLATION BRANDS INC CALL 21036P908 812 30,000 SH CALL SOLE 30,000 COOPER INDUSTRIES PLC SHS G24140108 39,555 580,156 SH SOLE 580,156 COOPER INDUSTRIES PLC PUT G24140958 245 3,600 SH PUT SOLE 3,600 CORNERSTONE PROGRESSIVE RTN COM 21925C101 336 63,333 SH SOLE 63,333 CORRECTIONS CORP AMER NEW CALL 22025Y907 5,890 200,000 SH CALL SOLE 200,000 COSTCO WHSL CORP NEW CALL 22160K905 304 3,200 SH CALL SOLE 3,200 COSTCO WHSL CORP NEW PUT 22160K955 342 3,600 SH PUT SOLE 3,600 CREDIT SUISSE NASSAU BRH VIX SHT TRM FT 22542D761 332 67,728 SH SOLE 67,728 CSX CORP CALL 126408903 429 19,200 SH CALL SOLE 19,200 CSX CORP PUT 126408953 566 25,300 SH PUT SOLE 25,300 CUMMINS INC CALL 231021906 417 4,300 SH CALL SOLE 4,300 CUMMINS INC PUT 231021956 785 8,100 SH PUT SOLE 8,100 CVRENERGY INC COM 12662P108 1,196 45,000 SH SOLE 45,000 CVS CAREMARK CORPORATION CALL 126650900 210 4,500 SH CALL SOLE 4,500 CVS CAREMARK CORPORATION PUT 126650950 724 15,500 SH PUT SOLE 15,500 CYTORI THERAPEUTICS INC *W EXP 09/13/201 23283K113 61 69,013 SH SOLE 69,013
D R HORTON INC NOTE 2.000% 5/1 23331ABB4 5,227 3,500,000 PRN SOLE 3,500,000 DANAHER CORP DEL CALL 235851902 505 9,700 SH CALL SOLE 9,700 DANAHER CORP DEL PUT 235851952 667 12,800 SH PUT SOLE 12,800 DEERE & CO CALL 244199905 558 6,900 SH CALL SOLE 6,900 DEERE & CO PUT 244199955 712 8,800 SH PUT SOLE 8,800 DENBURY RES INC PUT 247916958 243 16,100 SH PUT SOLE 16,100 DERMA SCIENCES INC COM PAR $.01 249827502 286 30,000 SH SOLE 30,000 DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 17,784 16,500,000 PRN SOLE 16,500,000 DEVON ENERGY CORP NEW CALL 25179M903 203 3,500 SH CALL SOLE 3,500 DEVON ENERGY CORP NEW PUT 25179M953 505 8,700 SH PUT SOLE 8,700 DIGITALGLOBE INC COM NEW 25389M877 1,005 66,300 SH SOLE 66,300 DIRECTV CALL 25490A901 254 5,200 SH CALL SOLE 5,200 DIRECTV PUT 25490A951 210 4,300 SH PUT SOLE 4,300 DISCOVER FINL SVCS CALL 254709908 543 15,700 SH CALL SOLE 15,700 DISCOVER FINL SVCS PUT 254709958 1,497 43,300 SH PUT SOLE 43,300 DISCOVERY LABORATORIES INC N COM NEW 254668403 325 140,000 SH SOLE 140,000 DISH NETWORK CORP CL A 25470M109 1,706 59,745 SH SOLE 59,745 DISNEY WALT CO CALL 254687906 645 13,300 SH CALL SOLE 13,300 DISNEY WALT CO PUT 254687956 572 11,800 SH PUT SOLE 11,800
DOLLAR THRIFTY AUTOMOTIVE GP CALL 256743905 4,356 53,800 SH CALL SOLE 53,800 DOVER CORP PUT 260003958 289 5,400 SH PUT SOLE 5,400 DUKE ENERGY CORP COM 26441C105 19,246 834,615 SH SOLE 834,615 E TRADE FINANCIAL CORP CALL 269246901 101 12,500 SH CALL SOLE 12,500 E TRADE FINANCIAL CORP PUT 269246951 125 15,500 SH PUT SOLE 15,500 EASYLINK SERVICES INTL CORP CL A 277858106 3,021 417,227 SH SOLE 417,227 EATON CORP CALL 278058902 16,201 408,800 SH CALL SOLE 408,800 EATON CORP PUT 278058952 218 5,500 SH PUT SOLE 5,500 EDELMAN FINL GROUP INC COM 27943Q105 3,625 416,629 SH SOLE 416,629 ELDORADO GOLD CORP NEW CALL 284902903 386 31,300 SH CALL SOLE 31,300 ELDORADO GOLD CORP NEW PUT 284902953 1,087 88,200 SH PUT SOLE 88,200 ELSTER GROUP SE SPONSORED ADR 290348101 2,901 142,923 SH SOLE 142,923 EMERSON ELEC CO CALL 291011904 508 10,900 SH CALL SOLE 10,900 EMERSON ELEC CO PUT 291011954 759 16,300 SH PUT SOLE 16,300 EOG RES INC CALL 26875P901 261 2,900 SH CALL SOLE 2,900 EOG RES INC PUT 26875P951 514 5,700 SH PUT SOLE 5,700 EQUITY RESIDENTIAL CALL 29476L907 761 12,200 SH CALL SOLE 12,200 EQUITY RESIDENTIAL PUT 29476L957 1,322 21,200 SH PUT SOLE 21,200 EVEREST RE GROUP LTD COM G3223R108 352 3,405 SH SOLE 3,405 EXPEDITORS INTL WASH INC PUT 302130959 213 5,500 SH PUT SOLE 5,500
EXXON MOBIL CORP CALL 30231G902 2,028 23,700 SH CALL SOLE 23,700 EXXON MOBIL CORP PUT 30231G952 5,074 59,300 SH PUT SOLE 59,300 FASTENAL CO CALL 311900904 222 5,500 SH CALL SOLE 5,500 FASTENAL CO PUT 311900954 250 6,200 SH PUT SOLE 6,200 FEDEX CORP CALL 31428X906 431 4,700 SH CALL SOLE 4,700 FEDEX CORP PUT 31428X956 650 7,100 SH PUT SOLE 7,100 FIFTH THIRD BANCORP CALL 316773900 595 44,400 SH CALL SOLE 44,400 FIFTH THIRD BANCORP PUT 316773950 779 58,100 SH PUT SOLE 58,100 FIRST CALIFORNIA COM FINANCIAL G NEW 319395109 1,745 253,568 SH SOLE 253,568 FIRST HORIZON NATL CORP CALL 320517905 108 12,500 SH CALL SOLE 12,500 FIRST HORIZON NATL CORP PUT 320517955 139 16,100 SH PUT SOLE 16,100 FIRST MAJESTIC SILVER CORP PUT 32076V953 220 15,200 SH PUT SOLE 15,200 FLUOR CORP NEW CALL 343412902 202 4,100 SH CALL SOLE 4,100 FLUOR CORP NEW PUT 343412952 222 4,500 SH PUT SOLE 4,500 FMC TECHNOLOGIES INC CALL 30249U901 204 5,200 SH CALL SOLE 5,200 FMC TECHNOLOGIES INC PUT 30249U951 208 5,300 SH PUT SOLE 5,300 FORD MTR CO DEL *W EXP 01/01/201 345370134 1,476 1,317,660 SH SOLE 1,317,660 FORD MTR CO DEL CALL 345370900 277 28,900 SH CALL SOLE 28,900 FORD MTR CO DEL PUT 345370950 233 24,300 SH PUT SOLE 24,300
FRANKLIN RES INC CALL 354613901 799 7,200 SH CALL SOLE 7,200 FRANKLIN RES INC PUT 354613951 966 8,700 SH PUT SOLE 8,700 GALENA BIOPHARMA PUT 363256958 182 110,000 SH PUT SOLE 110,000 GENERAL DYNAMICS CORP CALL 369550908 350 5,300 SH CALL SOLE 5,300 GENERAL DYNAMICS CORP PUT 369550958 547 8,300 SH PUT SOLE 8,300 GENERAL ELECTRIC CO CALL 369604903 2,832 135,900 SH CALL SOLE 135,900 GENERAL ELECTRIC CO PUT 369604953 2,891 138,700 SH PUT SOLE 138,700 GENERAL MLS INC PUT 370334954 262 6,800 SH PUT SOLE 6,800 GENERAL MTRS CO *W EXP 07/10/201 37045V118 12,432 1,128,170 SH SOLE 1,128,170 GENERAL MTRS CO *W EXP 07/10/201 37045V126 18,683 2,755,571 SH SOLE 2,755,571 GENERAL MTRS CO CALL 37045V900 4,153 210,600 SH CALL SOLE 210,600 GENERAL MTRS CO PUT 37045V950 5,971 302,800 SH PUT SOLE 302,800 GEN-PROBE INC NEW COM 36866T103 20,299 246,943 SH SOLE 246,943 GEN-PROBE INC NEW CALL 36866T903 4,217 51,300 SH CALL SOLE 51,300 GEN-PROBE INC NEW PUT 36866T953 1,217 14,800 SH PUT SOLE 14,800 GENWORTH FINL INC CALL 37247D906 124 21,900 SH CALL SOLE 21,900 GENWORTH FINL INC PUT 37247D956 190 33,600 SH PUT SOLE 33,600 GLOBAL INDEMNITY PLC SHS G39319101 900 44,434 SH SOLE 44,434 GOLD FIELDS LTD NEW CALL 38059T906 634 49,500 SH CALL SOLE 49,500 GOLD FIELDS LTD NEW PUT 38059T956 981 76,600 SH PUT SOLE 76,600
GOLDCORP INC NEW CALL 380956909 1,056 28,100 SH CALL SOLE 28,100 GOLDCORP INC NEW PUT 380956959 3,811 101,400 SH PUT SOLE 101,400 GOLDMAN SACHS GROUP INC CALL 38141G904 2,464 25,700 SH CALL SOLE 25,700 GOLDMAN SACHS GROUP INC PUT 38141G954 2,876 30,000 SH PUT SOLE 30,000 GOODRICH CORP COM 382388106 56,284 443,528 SH SOLE 443,528 GOODRICH CORP CALL 382388906 4,175 32,900 SH CALL SOLE 32,900 GRAINGER W W INC PUT 384802954 440 2,300 SH PUT SOLE 2,300 GRAY TELEVISION INC COM 389375106 404 275,000 SH SOLE 275,000 GREEN BANKSHARES COM INC NEW 394361208 318 191,837 SH SOLE 191,837 HALCON RES CORP PUT 40537Q959 189 20,000 SH PUT SOLE 20,000 HALLIBURTON CO PUT 406216951 642 22,600 SH PUT SOLE 22,600 HARMONY GOLD MNG LTD CALL 413216900 309 32,900 SH CALL SOLE 32,900 HARMONY GOLD MNG LTD PUT 413216950 383 40,700 SH PUT SOLE 40,700 HARTFORD FINL SVCS *W EXP GROUP INC 06/26/201 416515120 18,309 1,803,842 SH SOLE 1,803,842 HARTFORD FINL SVCS GROUP INC CALL 416515904 185 10,500 SH CALL SOLE 10,500 HARTFORD FINL SVCS GROUP INC PUT 416515954 1,312 74,400 SH PUT SOLE 74,400 HAWAIIAN TELCOM HOLDCO INC COM 420031106 817 41,900 SH SOLE 41,900 HCP INC CALL 40414L909 918 20,800 SH CALL SOLE 20,800 HCP INC PUT 40414L959 1,095 24,800 SH PUT SOLE 24,800
HEALTH CARE REIT INC CALL 42217K906 443 7,600 SH CALL SOLE 7,600 HEALTH CARE REIT INC PUT 42217K956 735 12,600 SH PUT SOLE 12,600 HEALTHCARE TR AMER INC CL A 42225P105 12,723 1,282,605 SH SOLE 1,282,605 HECLA MNG CO CALL 422704906 85 17,800 SH CALL SOLE 17,800 HECLA MNG CO PUT 422704956 143 30,100 SH PUT SOLE 30,100 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 1,670 1,000,000 PRN SOLE 1,000,000 HERTZ GLOBAL HOLDINGS INC COM 42805T105 2,831 221,198 SH SOLE 221,198 HESS CORP PUT 42809H957 339 7,800 SH PUT SOLE 7,800 HOLOGIC INC COM 436440101 2,471 137,000 SH SOLE 137,000 HOME DEPOT INC CALL 437076902 609 11,500 SH CALL SOLE 11,500 HOME DEPOT INC PUT 437076952 535 10,100 SH PUT SOLE 10,100 HONEYWELL INTL INC CALL 438516906 625 11,200 SH CALL SOLE 11,200 HONEYWELL INTL INC PUT 438516956 977 17,500 SH PUT SOLE 17,500 HOST HOTELS & RESORTS INC CALL 44107P904 481 30,400 SH CALL SOLE 30,400 HOST HOTELS & RESORTS INC PUT 44107P954 764 48,300 SH PUT SOLE 48,300 HUDSON CITY BANCORP CALL 443683907 234 36,700 SH CALL SOLE 36,700 HUDSON CITY BANCORP PUT 443683957 141 22,100 SH PUT SOLE 22,100 HUMAN GENOME SCIENCES INC COM 444903108 5,680 432,561 SH SOLE 432,561 HUMAN GENOME SCIENCES INC PUT 444903958 5,999 456,900 SH PUT SOLE 456,900 HUNTINGTON BANCSHARES INC CALL 446150904 193 30,200 SH CALL SOLE 30,200
HUNTINGTON BANCSHARES INC PUT 446150954 423 66,100 SH PUT SOLE 66,100 IAMGOLD CORP CALL 450913908 260 22,000 SH CALL SOLE 22,000 IAMGOLD CORP PUT 450913958 494 41,900 SH PUT SOLE 41,900 ILLINOIS TOOL WKS INC CALL 452308909 338 6,400 SH CALL SOLE 6,400 ILLINOIS TOOL WKS INC PUT 452308959 614 11,600 SH PUT SOLE 11,600 ILLUMINA INC CALL 452327909 21,427 530,500 SH CALL SOLE 530,500 INGERSOLL-RAND PLC PUT G47791951 342 8,100 SH PUT SOLE 8,100 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 390 10,500 SH SOLE 10,500 INTEGRATED DEVICE TECHNOLOGY COM 458118106 1,888 335,864 SH SOLE 335,864 INTERCONTINENTALEXCHANGE INC CALL 45865V900 449 3,300 SH CALL SOLE 3,300 INTERCONTINENTALEXCHANGE INC PUT 45865V950 653 4,800 SH PUT SOLE 4,800 INTERDIGITAL INC CALL 45867G901 6,793 230,200 SH CALL SOLE 230,200 INVESCO LTD SHS G491BT108 218 9,666 SH SOLE 9,666 INVESCO LTD CALL G491BT908 558 24,700 SH CALL SOLE 24,700 INVESCO LTD PUT G491BT958 529 23,400 SH PUT SOLE 23,400 IRON MTN INC PUT 462846956 224 6,800 SH PUT SOLE 6,800 ISHARES TR PUT 464287952 14,783 185,600 SH PUT SOLE 185,600 ISHARESTR NASDQ BIO INDX 464287556 650 5,000 SH SOLE 5,000 JEFFERIES GROUP INC NEW CALL 472319902 1,299 100,000 SH CALL SOLE 100,000
JPMORGAN CHASE & CO CALL 46625H900 6,178 172,900 SH CALL SOLE 172,900 JPMORGAN CHASE & CO PUT 46625H950 9,286 259,900 SH PUT SOLE 259,900 KEYCORP NEW CALL 493267908 395 51,000 SH CALL SOLE 51,000 KEYCORP NEW PUT 493267958 427 55,200 SH PUT SOLE 55,200 KIMBERLY CLARK CORP PUT 494368953 352 4,200 SH PUT SOLE 4,200 KIMCO RLTY CORP CALL 49446R909 407 21,400 SH CALL SOLE 21,400 KIMCO RLTY CORP PUT 49446R959 455 23,900 SH PUT SOLE 23,900 KINDER MORGAN INC DEL CALL 49456B901 213 6,600 SH CALL SOLE 6,600 KINDER MORGAN INC DEL PUT 49456B951 213 6,600 SH PUT SOLE 6,600 KINROSS GOLD CORP CALL 496902904 456 56,000 SH CALL SOLE 56,000 KINROSS GOLD CORP PUT 496902954 950 116,600 SH PUT SOLE 116,600 KIT DIGITAL INC PUT 482470950 832 194,000 SH PUT SOLE 194,000 KNOLOGY INC COM 499183804 7,942 403,775 SH SOLE 403,775 KRAFT FOODS INC CALL 50075N904 510 13,200 SH CALL SOLE 13,200 KRAFT FOODS INC PUT 50075N954 448 11,600 SH PUT SOLE 11,600 LECROY CORP COM 52324W109 8,712 610,971 SH SOLE 610,971 LEUCADIA NATL CORP CALL 527288904 236 11,100 SH CALL SOLE 11,100 LEUCADIA NATL CORP PUT 527288954 340 16,000 SH PUT SOLE 16,000 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 8,574 19,584,000 SH SOLE 19,584,000 LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 11,806 134,300 SH SOLE 134,300
LINCARE HLDGS INC DBCV 2.750%11/0 532791AE0 14,482 12,000,000 SH SOLE 12,000,000 LINCARE HLDGS INC CALL 532791900 4,967 146,000 SH CALL SOLE 146,000 LINCARE HLDGS INC PUT 532791950 3,269 96,100 SH PUT SOLE 96,100 LINCOLN NATL CORP IND *W EXP 07/10/201 534187117 25,313 1,809,374 SH SOLE 1,809,374 LINCOLN NATL CORP IND CALL 534187909 252 11,500 SH CALL SOLE 11,500 LINCOLN NATL CORP IND PUT 534187959 367 16,800 SH PUT SOLE 16,800 LOCKHEED MARTIN CORP CALL 539830909 279 3,200 SH CALL SOLE 3,200 LOCKHEED MARTIN CORP PUT 539830959 583 6,700 SH PUT SOLE 6,700 LOEWS CORP CALL 540424908 507 12,400 SH CALL SOLE 12,400 LOEWS CORP PUT 540424958 745 18,200 SH PUT SOLE 18,200 LORILLARD INC PUT 544147951 238 1,800 SH PUT SOLE 1,800 LOWES COS INC CALL 548661907 222 7,800 SH CALL SOLE 7,800 LOWES COS INC PUT 548661957 324 11,400 SH PUT SOLE 11,400 M & T BK CORP CALL 55261F904 471 5,700 SH CALL SOLE 5,700 M & T BK CORP PUT 55261F954 685 8,300 SH PUT SOLE 8,300 MANNKIND CORP COM 56400P201 88 38,300 SH SOLE 38,300 MARATHON OIL CORP PUT 565849956 386 15,100 SH PUT SOLE 15,100 MARATHON PETE CORP PUT 56585A952 319 7,100 SH PUT SOLE 7,100 MARKET VECTORS ETF TR PUT 57060U950 6,716 150,000 SH PUT SOLE 150,000
MARSH & MCLENNAN COS INC CALL 571748902 870 27,000 SH CALL SOLE 27,000 MARSH & MCLENNAN COS INC PUT 571748952 1,076 33,400 SH PUT SOLE 33,400 MCDONALDS CORP CALL 580135901 478 5,400 SH CALL SOLE 5,400 MCDONALDS CORP PUT 580135951 788 8,900 SH PUT SOLE 8,900 MEAD JOHNSON NUTRITION CO PUT 582839956 217 2,700 SH PUT SOLE 2,700 MEDGENICS INC *W EXP 03/31/201 58436Q112 318 75,100 SH SOLE 75,100 MEDICIS PHARMACEUTICAL CORP NOTE 2.500% 6/0 58470KAA2 44,896 35,830,000 PRN SOLE 35,830,000 METLIFE INC COM 59156R108 205 6,658 SH SOLE 6,658 METLIFE INC CALL 59156R908 1,342 43,500 SH CALL SOLE 43,500 METLIFE INC PUT 59156R958 2,301 74,600 SH PUT SOLE 74,600 MGIC INVT CORP WIS NOTE 5.000% 5/0 552848AD5 42,826 63,450,000 PRN SOLE 63,450,000 MOODYS CORP CALL 615369905 373 10,200 SH CALL SOLE 10,200 MOODYS CORP PUT 615369955 424 11,600 SH PUT SOLE 11,600 MORGAN STANLEY COM NEW 617446448 549 37,639 SH SOLE 37,639 MORGAN STANLEY CALL 617446908 1,013 69,400 SH CALL SOLE 69,400 MORGAN STANLEY PUT 617446958 5,325 365,000 SH PUT SOLE 365,000 MPG OFFICE TR INC COM 553274101 1,005 500,000 SH SOLE 500,000 MURPHY OIL CORP PUT 626717952 241 4,800 SH PUT SOLE 4,800 NATIONAL OILWELL VARCO INC CALL 637071901 361 5,600 SH CALL SOLE 5,600 NATIONAL OILWELL VARCO INC PUT 637071951 548 8,500 SH PUT SOLE 8,500
NAUTILUS MARINE ACQUISIT COR SHS Y6255E101 5,833 594,000 SH SOLE 594,000 NEW GOLD INC CDA CALL 644535906 291 30,600 SH CALL SOLE 30,600 NEW GOLD INC CDA PUT 644535956 439 46,200 SH PUT SOLE 46,200 NEWMONT MINING CORP CALL 651639906 1,135 23,400 SH CALL SOLE 23,400 NEWMONT MINING CORP PUT 651639956 2,678 55,200 SH PUT SOLE 55,200 NEWS CORP CALL 65248E904 361 16,200 SH CALL SOLE 16,200 NEWS CORP PUT 65248E954 312 14,000 SH PUT SOLE 14,000 NIKE INC CALL 654106903 246 2,800 SH CALL SOLE 2,800 NIKE INC PUT 654106953 211 2,400 SH PUT SOLE 2,400 NOBLE ENERGY INC PUT 655044955 407 4,800 SH PUT SOLE 4,800 NORFOLK SOUTHERN CORP COM 655844108 338 4,706 SH SOLE 4,706 NORFOLK SOUTHERN CORP PUT 655844958 1,213 16,900 SH PUT SOLE 16,900 NORTHERN TR CORP CALL 665859904 538 11,700 SH CALL SOLE 11,700 NORTHERN TR CORP PUT 665859954 704 15,300 SH PUT SOLE 15,300 NORTHROP GRUMMAN CORP PUT 666807952 415 6,500 SH PUT SOLE 6,500 NUVASIVE INC COM 670704105 1,167 46,000 SH SOLE 46,000 NYSE EURONEXT CALL 629491901 366 14,300 SH CALL SOLE 14,300 NYSE EURONEXT PUT 629491951 371 14,500 SH PUT SOLE 14,500 OCCIDENTAL PETE CORP DEL CALL 674599905 420 4,900 SH CALL SOLE 4,900
OCCIDENTAL PETE CORP DEL PUT 674599955 1,166 13,600 SH PUT SOLE 13,600 OXYGEN BIOTHERAPEUTICS INC COM NEW 69207P209 190 120,834 SH SOLE 120,834 PACCAR INC CALL 693718908 235 6,000 SH CALL SOLE 6,000 PACCAR INC PUT 693718958 333 8,500 SH PUT SOLE 8,500 PACIFIC CAP BANCORP NEW COM NEW 69404P200 2,703 59,113 SH SOLE 59,113 PACIFIC ETHANOL INC COM NEW 69423U206 315 885,424 SH SOLE 885,424 PALL CORP PUT 696429957 203 3,700 SH PUT SOLE 3,700 PAN AMERICAN SILVER CORP PUT 697900958 338 20,000 SH PUT SOLE 20,000 PARKER HANNIFIN CORP PUT 701094954 338 4,400 SH PUT SOLE 4,400 PARTNERRE LTD COM G6852T105 365 4,822 SH SOLE 4,822 PEOPLES UNITED FINANCIAL INC CALL 712704905 262 22,600 SH CALL SOLE 22,600 PEOPLES UNITED FINANCIAL INC PUT 712704955 201 17,300 SH PUT SOLE 17,300 PEPSICO INC CALL 713448908 424 6,000 SH CALL SOLE 6,000 PEPSICO INC PUT 713448958 586 8,300 SH PUT SOLE 8,300 PHH CORP NOTE 6.000% 6/1 693320AQ6 12,849 8,000,000 PRN SOLE 8,000,000 PHILIP MORRIS INTL INC CALL 718172909 271 3,100 SH CALL SOLE 3,100 PHILIP MORRIS INTL INC PUT 718172959 1,990 22,800 SH PUT SOLE 22,800 PHILLIPS 66 PUT 718546954 206 6,200 SH PUT SOLE 6,200 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 24,407 16,455,000 PRN SOLE 16,455,000 PIONEER NAT RES CO CALL 723787907 221 2,500 SH CALL SOLE 2,500
PIONEER NAT RES CO PUT 723787957 423 4,800 SH PUT SOLE 4,800 PITNEY BOWES INC CALL 724479900 2,984 199,300 SH CALL SOLE 199,300 PLUM CREEK TIMBER CO INC CALL 729251908 357 9,000 SH CALL SOLE 9,000 PLUM CREEK TIMBER CO INC PUT 729251958 361 9,100 SH PUT SOLE 9,100 PNC FINL SVCS GROUP INC COM 693475105 215 3,520 SH SOLE 3,520 PNC FINL SVCS GROUP INC CALL 693475905 1,424 23,300 SH CALL SOLE 23,300 PNC FINL SVCS GROUP INC PUT 693475955 2,169 35,500 SH PUT SOLE 35,500 PRECISION CASTPARTS CORP CALL 740189905 313 1,900 SH CALL SOLE 1,900 PRECISION CASTPARTS CORP PUT 740189955 526 3,200 SH PUT SOLE 3,200 PRICE T ROWE GROUP INC CALL 74144T908 642 10,200 SH CALL SOLE 10,200 PRICE T ROWE GROUP INC PUT 74144T958 1,140 18,100 SH PUT SOLE 18,100 PRICELINE COM INC CALL 741503903 266 400 SH CALL SOLE 400 PRICELINE COM INC PUT 741503953 266 400 SH PUT SOLE 400 PRINCIPAL FINL GROUP INC CALL 74251V902 425 16,200 SH CALL SOLE 16,200 PRINCIPAL FINL GROUP INC PUT 74251V952 459 17,500 SH PUT SOLE 17,500 PROCTER & GAMBLE CO CALL 742718909 1,268 20,700 SH CALL SOLE 20,700 PROCTER & GAMBLE CO PUT 742718959 1,274 20,800 SH PUT SOLE 20,800 PROGRESSIVE CORP OHIO COM 743315103 241 11,571 SH SOLE 11,571 PROGRESSIVE CORP OHIO CALL 743315903 506 24,300 SH CALL SOLE 24,300
PROGRESSIVE CORP OHIO PUT 743315953 914 43,900 SH PUT SOLE 43,900 PROLOGIS INC COM 74340W103 337 10,139 SH SOLE 10,139 PROLOGIS INC CALL 74340W903 638 19,200 SH CALL SOLE 19,200 PROLOGIS INC PUT 74340W953 914 27,500 SH PUT SOLE 27,500 PRUDENTIAL FINL INC CALL 744320902 1,119 23,100 SH CALL SOLE 23,100 PRUDENTIAL FINL INC PUT 744320952 1,414 29,200 SH PUT SOLE 29,200 PUBLIC STORAGE CALL 74460D909 722 5,000 SH CALL SOLE 5,000 PUBLIC STORAGE PUT 74460D959 1,473 10,200 SH PUT SOLE 10,200 QUEST SOFTWARE INC COM 74834T103 15,240 547,225 SH SOLE 547,225 RADIAN GROUP INC COM 750236101 149 45,274 SH SOLE 45,274 RADIAN GROUP INC NOTE 3.000%11/1 750236AK7 61,770 102,981,000 PRN SOLE 102,981,000 RADIO ONE INC CL D NON VTG 75040P405 141 150,000 SH SOLE 150,000 RANDGOLD RES LTD CALL 752344909 288 3,200 SH CALL SOLE 3,200 RANDGOLD RES LTD PUT 752344959 1,098 12,200 SH PUT SOLE 12,200 RANGE RES CORP PUT 75281A959 254 4,100 SH PUT SOLE 4,100 RAYTHEON CO CALL 755111907 232 4,100 SH CALL SOLE 4,100 RAYTHEON CO PUT 755111957 504 8,900 SH PUT SOLE 8,900 REGIONS FINANCIAL CORP NEW CALL 7591EP900 416 61,600 SH CALL SOLE 61,600 REGIONS FINANCIAL CORP NEW PUT 7591EP950 647 95,900 SH PUT SOLE 95,900
RENAISSANCERE HOLDINGS LTD COM G7496G103 321 4,229 SH SOLE 4,229 REPUBLIC SVCS INC PUT 760759950 220 8,300 SH PUT SOLE 8,300 RESMED INC COM 761152107 1,451 46,500 SH SOLE 46,500 ROCKWELL AUTOMATION INC PUT 773903959 317 4,800 SH PUT SOLE 4,800 ROCKWELL COLLINS INC CALL 774341901 350 7,100 SH CALL SOLE 7,100 ROI ACQUISITION CORP COM 74966A104 951 100,000 SH SOLE 100,000 ROI ACQUISITION CORP *W EXP 02/28/201 74966A112 50 99,000 SH SOLE 99,000 ROPER INDS INC NEW FRNT 1/1 776696AA4 8,263 6,700,000 SH SOLE 6,700,000 ROPER INDS INC NEW PUT 776696956 286 2,900 SH PUT SOLE 2,900 ROWAN COS INC PUT 779382950 223 6,900 SH PUT SOLE 6,900 ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 5,255 5,000,000 PRN SOLE 5,000,000 ROYAL GOLD INC CALL 780287908 274 3,500 SH CALL SOLE 3,500 ROYAL GOLD INC PUT 780287958 517 6,600 SH PUT SOLE 6,600 RTIBIOLOGICS INC COM 74975N105 376 100,000 SH SOLE 100,000 SANOFI RIGHT 12/31/2020 80105N113 564 400,000 SH SOLE 400,000 SCG FINL ACQUISITION CORP COM 78404K103 628 65,000 SH SOLE 65,000 SCHLUMBERGER LTD CALL 806857908 519 8,000 SH CALL SOLE 8,000 SCHLUMBERGER LTD PUT 806857958 1,856 28,600 SH PUT SOLE 28,600 SCHWAB CHARLES CORP NEW CALL 808513905 666 51,500 SH CALL SOLE 51,500 SCHWAB CHARLES CORP NEW PUT 808513955 888 68,700 SH PUT SOLE 68,700
SEALY CORP SR SECD 3RD 8% 812139400 17,302 297,037 SH SOLE 297,037 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1,352 38,898 SH SOLE 38,898 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2,799 42,174 SH SOLE 42,174 SELECT SECTOR SPDR TR PUT 81369Y956 6,637 100,000 SH PUT SOLE 100,000 SELECT SECTOR SPDR TR PUT 81369Y955 12,066 825,300 SH PUT SOLE 825,300 SEMGROUP CORP CL A 81663A105 1,439 45,067 SH SOLE 45,067 SILVER WHEATON CORP CALL 828336907 242 9,000 SH CALL SOLE 9,000 SILVER WHEATON CORP PUT 828336957 1,133 42,200 SH PUT SOLE 42,200 SIMON PPTY GROUP INC NEW CALL 828806909 1,868 12,000 SH CALL SOLE 12,000 SIMON PPTY GROUP INC NEW PUT 828806959 3,456 22,200 SH PUT SOLE 22,200 SIRONA DENTAL SYSTEMS INC COM 82966C103 1,215 27,000 SH SOLE 27,000 SLM CORP CALL 78442P906 410 26,100 SH CALL SOLE 26,100 SLM CORP PUT 78442P956 479 30,500 SH PUT SOLE 30,500 SOCKET MOBILE INC COM NEW 83368E200 27 13,311 SH SOLE 13,311 SOLUTIA INC COM NEW 834376501 12,203 435,047 SH SOLE 435,047 SOLUTIA INC PUT 834376951 968 34,500 SH PUT SOLE 34,500 SONIC AUTOMOTIVE INC NOTE 5.000%10/0 83545GAQ5 6,589 5,000,000 PRN SOLE 5,000,000 SOUTHERN CMNTY FINL CORP COM 842632101 221 69,887 SH SOLE 69,887 SOUTHWEST AIRLS CO PUT 844741958 195 21,100 SH PUT SOLE 21,100
SOUTHWESTERN ENERGY CO PUT 845467959 278 8,700 SH PUT SOLE 8,700 SPDR S&P 500 ETF TR PUT 78462F953 52,287 383,700 SH PUT SOLE 383,700 SPECTRA ENERGY CORP CALL 847560909 279 9,600 SH CALL SOLE 9,600 SPECTRA ENERGY CORP PUT 847560959 450 15,500 SH PUT SOLE 15,500 SPECTRANETICS CORP COM 84760C107 457 40,000 SH SOLE 40,000 STANDARD MICROSYSTEMS CORP COM 853626109 6,078 164,772 SH SOLE 164,772 STANDARD MICROSYSTEMS CORP CALL 853626909 12,912 350,000 SH CALL SOLE 350,000 STANLEY BLACK & DECKER INC PUT 854502951 232 3,600 SH PUT SOLE 3,600 STAPLES INC CALL 855030902 211 16,200 SH CALL SOLE 16,200 STAPLES INC PUT 855030952 140 10,700 SH PUT SOLE 10,700 STARBUCKS CORP CALL 855244909 491 9,200 SH CALL SOLE 9,200 STATE STR CORP CALL 857477903 870 19,500 SH CALL SOLE 19,500 STATE STR CORP PUT 857477953 1,562 35,000 SH PUT SOLE 35,000 STERICYCLE INC PUT 858912958 202 2,200 SH PUT SOLE 2,200 SUNOCO INC COM 86764P109 9,796 206,234 SH SOLE 206,234 SUNTRUST BKS INC CALL 867914903 586 24,200 SH CALL SOLE 24,200 SUNTRUST BKS INC PUT 867914953 850 35,100 SH PUT SOLE 35,100 SUREWEST COMMUNICATIONS COM 868733106 1,001 47,496 SH SOLE 47,496 SYMANTEC CORP COM 871503108 1,404 96,100 SH SOLE 96,100 SYMANTEC CORP CALL 871503908 4,383 300,000 SH CALL SOLE 300,000
T3 MOTION INC *W EXP 05/13/201 89853X116 6 147,000 SH SOLE 147,000 T3 MOTION INC *W EXP 05/13/201 89853X124 15 147,000 SH SOLE 147,000 TANZANIAN ROYALTY EXPL CORP PUT 87600U954 46 11,000 SH PUT SOLE 11,000 TARGACEPT INC COM 87611R306 1,205 280,308 SH SOLE 280,308 TARGET CORP PUT 87612E956 483 8,300 SH PUT SOLE 8,300 TESSERA TECHNOLOGIES INC COM 88164L100 4,786 311,368 SH SOLE 311,368 TESSERA TECHNOLOGIES INC CALL 88164L900 3,996 260,000 SH CALL SOLE 260,000 TIB FINL CORP COM NEW 872449202 444 40,232 SH SOLE 40,232 TIME WARNER CABLE INC PUT 88732J957 320 3,900 SH PUT SOLE 3,900 TIME WARNER INC CALL 887317903 477 12,400 SH CALL SOLE 12,400 TIVO INC COM 888706108 3,315 400,850 SH SOLE 400,850 TJX COS INC NEW CALL 872540909 206 4,800 SH CALL SOLE 4,800 TJX COS INC NEW PUT 872540959 249 5,800 SH PUT SOLE 5,800 TORCHMARK CORP CALL 891027904 253 5,000 SH CALL SOLE 5,000 TORCHMARK CORP PUT 891027954 308 6,100 SH PUT SOLE 6,100 TRAVELERS COMPANIES INC COM 89417E109 260 4,074 SH SOLE 4,074 TRAVELERS COMPANIES INC CALL 89417E909 1,098 17,200 SH CALL SOLE 17,200 TRAVELERS COMPANIES INC PUT 89417E959 1,692 26,500 SH PUT SOLE 26,500 TYCO INTERNATIONAL LTD CALL H89128904 307 5,800 SH CALL SOLE 5,800
TYCO INTERNATIONAL LTD PUT H89128954 550 10,400 SH PUT SOLE 10,400 UNION PAC CORP CALL 907818908 1,157 9,700 SH CALL SOLE 9,700 UNION PAC CORP PUT 907818958 1,026 8,600 SH PUT SOLE 8,600 UNITED PARCEL SERVICE INC CALL 911312906 1,150 14,600 SH CALL SOLE 14,600 UNITED PARCEL SERVICE INC PUT 911312956 1,544 19,600 SH PUT SOLE 19,600 UNITED TECHNOLOGIES CORP CALL 913017909 1,745 23,100 SH CALL SOLE 23,100 UNITED TECHNOLOGIES CORP PUT 913017959 755 10,000 SH PUT SOLE 10,000 UNUM GROUP CALL 91529Y906 319 16,700 SH CALL SOLE 16,700 UNUM GROUP PUT 91529Y956 316 16,500 SH PUT SOLE 16,500 UNWIRED PLANET INC NEW COM 91531F103 240 104,359 SH SOLE 104,359 US BANCORP DEL CALL 902973904 2,357 73,300 SH CALL SOLE 73,300 US BANCORP DEL PUT 902973954 4,483 139,400 SH PUT SOLE 139,400 VALERO ENERGY CORP NEW PUT 91913Y950 391 16,200 SH PUT SOLE 16,200 VALIDUS HOLDINGS LTD COM SHS G9319H102 327 10,217 SH SOLE 10,217 VASCULAR SOLUTIONS INC COM 92231M109 377 30,000 SH SOLE 30,000 VENTAS INC CALL 92276F900 947 15,000 SH CALL SOLE 15,000 VENTAS INC PUT 92276F950 1,079 17,100 SH PUT SOLE 17,100 VIACOM INC NEW CALL 92553P901 235 5,000 SH CALL SOLE 5,000 VORNADO RLTY TR CALL 929042909 697 8,300 SH CALL SOLE 8,300 VORNADO RLTY TR PUT 929042959 1,025 12,200 SH PUT SOLE 12,200
VRINGO INC COM 92911N104 324 83,926 SH SOLE 83,926 VRINGO INC CALL 92911N904 347 90,000 SH CALL SOLE 90,000 VRINGO INC PUT 92911N954 4,201 1,088,300 SH PUT SOLE 1,088,300 WALGREEN CO CALL 931422909 11,933 403,400 SH CALL SOLE 403,400 WAL-MART STORES INC CALL 931142903 913 13,100 SH CALL SOLE 13,100 WAL-MART STORES INC PUT 931142953 920 13,200 SH PUT SOLE 13,200 WASTE MGMT INC DEL CALL 94106L909 230 6,900 SH CALL SOLE 6,900 WASTE MGMT INC DEL PUT 94106L959 357 10,700 SH PUT SOLE 10,700 WELLS FARGO & CO NEW CALL 949746901 6,303 188,500 SH CALL SOLE 188,500 WELLS FARGO & CO NEW PUT 949746951 13,333 398,700 SH PUT SOLE 398,700 WESTLAKE CHEM CORP CALL 960413902 14,006 268,000 SH CALL SOLE 268,000 WEYERHAEUSER CO CALL 962166904 552 24,700 SH CALL SOLE 24,700 WEYERHAEUSER CO PUT 962166954 787 35,200 SH PUT SOLE 35,200 WILLIAMS COS INC DEL PUT 969457950 490 17,000 SH PUT SOLE 17,000 XL GROUP PLC SHS G98290102 307 14,608 SH SOLE 14,608 XL GROUP PLC CALL G98290902 286 13,600 SH CALL SOLE 13,600 XL GROUP PLC PUT G98290952 450 21,400 SH PUT SOLE 21,400 YAHOO INC COM 984332106 792 50,000 SH SOLE 50,000 YAHOO INC CALL 984332906 158 10,000 SH CALL SOLE 10,000
YAMANA GOLD INC CALL 98462Y900 445 28,900 SH CALL SOLE 28,900 YAMANA GOLD INC PUT 98462Y950 1,278 83,000 SH PUT SOLE 83,000 YRC WORLDWIDE INC NOTE 10.000% 3/3 984249AB8 550 2,000,000 PRN SOLE 2,000,000 YUM BRANDS INC CALL 988498901 219 3,400 SH CALL SOLE 3,400 YUM BRANDS INC PUT 988498951 238 3,700 SH PUT SOLE 3,700 ZAZA ENERGY CORP COM 98919T100 2,194 500,000 SH SOLE 500,000 ZIONS BANCORPORATION PUT 989701957 231 11,900 SH PUT SOLE 11,900