0000950123-17-010353.txt : 20171113
0000950123-17-010353.hdr.sgml : 20171113
20171113152749
ACCESSION NUMBER: 0000950123-17-010353
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
EFFECTIVENESS DATE: 20171113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hudson Bay Capital Management LP
CENTRAL INDEX KEY: 0001393825
IRS NUMBER: 371511173
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12909
FILM NUMBER: 171195564
BUSINESS ADDRESS:
STREET 1: 777 THIRD AVE., 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-571-1244
MAIL ADDRESS:
STREET 1: 777 THIRD AVE., 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Hudson Bay Capital Management, L.P.
DATE OF NAME CHANGE: 20070320
13F-HR
1
primary_doc.xml
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true
false
0001393825
XXXXXXXX
09-30-2017
09-30-2017
Hudson Bay Capital Management LP
777 THIRD AVE., 30TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-12909
N
Charles Winkler
Chief Operating Officer
(212) 571-1244
Charles Winkler
New York
NY
11-10-2017
0
364
4019796
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
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037833900
15412
100000
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Call
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100000
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APPLE INC
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037833950
15412
100000
SH
Put
SOLE
100000
0
0
ANALOG DEVICES INC
CALL
032654905
8617
100000
SH
Call
SOLE
100000
0
0
ANALOG DEVICES INC
PUT
032654955
4309
50000
SH
Put
SOLE
50000
0
0
AIMMUNE THERAPEUTICS INC
CALL
00900T907
992
40000
SH
Call
SOLE
40000
0
0
ALEXION PHARMACEUTICALS INC
CALL
015351909
8417
60000
SH
Call
SOLE
60000
0
0
TD AMERITRADE HLDG CORP
PUT
87236Y958
9760
200000
SH
Put
SOLE
200000
0
0
ANADARKO PETE CORP
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032511907
13922
285000
SH
Call
SOLE
285000
0
0
AUTOZONE INC
CALL
053332902
32850
55200
SH
Call
SOLE
55200
0
0
ALIBABA GROUP HLDG LTD
PUT
01609W952
317303
1837200
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Put
SOLE
1837200
0
0
BANK AMER CORP
PUT
060505954
19005
750000
SH
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SOLE
750000
0
0
BIOMARIN PHARMACEUTICAL INC
CALL
09061G901
3723
40000
SH
Call
SOLE
40000
0
0
BRISTOL MYERS SQUIBB CO
CALL
110122908
65072
1020900
SH
Call
SOLE
1020900
0
0
CHICAGO BRIDGE & IRON CO NV
CALL
167250909
15120
900000
SH
Call
SOLE
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0
0
COLGATE PALMOLIVE CO
CALL
194162903
18213
250000
SH
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SOLE
250000
0
0
CHIPOTLE MEXICAN GRILL INC
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169656905
219791
714000
SH
Call
SOLE
714000
0
0
EXPRESS SCRIPTS HLDG CO
PUT
30219G958
4749
75000
SH
Put
SOLE
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0
0
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CALL
269246901
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200000
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Call
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GENERAL DYNAMICS CORP
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369550908
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37000
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GENERAL ELECTRIC CO
CALL
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3823
158100
SH
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SOLE
158100
0
0
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605
25000
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Put
SOLE
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0
GOLAR LNG LTD BERMUDA
CALL
G9456A900
5594
247400
SH
Call
SOLE
247400
0
0
HARTFORD FINL SVCS GROUP INC
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416515904
5543
100000
SH
Call
SOLE
100000
0
0
HERBALIFE LTD
PUT
G4412G951
11707
172600
SH
Put
SOLE
172600
0
0
HEWLETT PACKARD ENTERPRISE C
CALL
42824C909
21786
1481000
SH
Call
SOLE
1481000
0
0
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SH
Call
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0
0
INCYTE CORP
PUT
45337C952
2335
20000
SH
Put
SOLE
20000
0
0
INTEL CORP
CALL
458140900
13328
350000
SH
Call
SOLE
350000
0
0
INTEL CORP
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4474
117500
SH
Put
SOLE
117500
0
0
INTUITIVE SURGICAL INC
CALL
46120E902
23009
22000
SH
Call
SOLE
22000
0
0
INTUITIVE SURGICAL INC
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46120E952
34514
33000
SH
Put
SOLE
33000
0
0
JD.COM INC
CALL
47215P906
3056
80000
SH
Call
SOLE
80000
0
0
JD.COM INC
PUT
47215P956
14860
389000
SH
Put
SOLE
389000
0
0
LANDS END INC
CALL
51509F905
1980
150000
SH
Call
SOLE
150000
0
0
LOCKHEED MARTIN CORP
CALL
539830909
2762
8900
SH
Call
SOLE
8900
0
0
MONDELEZ INTERNATIONAL INC
CALL
609207905
10165
250000
SH
Call
SOLE
250000
0
0
MONDELEZ INTERNATIONAL INC
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609207955
29275
720000
SH
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720000
0
0
MACQUARIE INFRASTRUCTURE COR
CALL
55608B905
8344
115600
SH
Call
SOLE
115600
0
0
MELCO RESORTS & ENTERTAINMENT LTD
PUT
585464950
9431
391000
SH
Put
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391000
0
0
NORTHERN DYNASTY MINERALS LT
CALL
66510M904
4463
2479600
SH
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SOLE
2479600
0
0
NCR CORP
CALL
62886E908
17072
455000
SH
Call
SOLE
455000
0
0
NXP SEMICONDUCTORS N V
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N6596X909
5655
50000
SH
Call
SOLE
50000
0
0
OREILLY AUTOMOTIVE INC
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67103H907
1723
8000
SH
Call
SOLE
8000
0
0
PNC FINANCIAL SERVICES GROUP
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693475955
2695
20000
SH
Put
SOLE
20000
0
0
RENT-A-CENTER INC
CALL
76009N900
5645
491700
SH
Call
SOLE
491700
0
0
RAYTHEON CO
CALL
755111907
1455
7800
SH
Call
SOLE
7800
0
0
SAGE THERAPEUTICS INC
PUT
78667J958
2181
35000
SH
Put
SOLE
35000
0
0
SPRINT CORP
CALL
85207U905
3890
500000
SH
Call
SOLE
500000
0
0
SEADRILL LIMITED
CALL
G7945E905
162
464100
SH
Call
SOLE
464100
0
0
SPROUTS FMRS MKT INC
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85208M902
3754
200000
SH
Call
SOLE
200000
0
0
SPDR S&P 500 ETF TRUST
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78462F953
332880
1325000
SH
Put
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1325000
0
0
SAREPTA THERAPEUTICS INC
CALL
803607900
18407
405800
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Call
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SYNCHRONY FINL
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SYSCO CORP
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871829957
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700100
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700100
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T MOBILE US INC
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872590904
19349
313800
SH
Call
SOLE
313800
0
0
TRUECAR INC
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89785L907
1026
65000
SH
Call
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65000
0
0
TESLA INC
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88160R951
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30700
SH
Put
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30700
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TIME WARNER INC
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UNDER ARMOUR INC
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UBIQUITI NETWORKS INC
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2241
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UNITI GROUP INC
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UNITED STATES OIL FUND LP
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91232N958
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VALE SA-SP
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213
21200
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VIPSHOP HLDGS LTD
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92763W903
1667
223900
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WEYERHAEUSER CO
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17015
500000
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Call
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WEYERHAEUSER CO
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Put
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ATYR PHARMA INC
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002120103
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188680
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ACHAOGEN INC
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004449104
1436
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SOLE
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ADDUS HOMECARE CORP
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006739106
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35000
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AIR PRODS & CHEMS INC
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13573
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ALTABA INC
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034754101
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369660
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ARENA PHARMACEUTICALS INC NEW
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305000
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SH
SOLE
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3091
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SOLE
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CIGNA CORPORATION
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21546
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SOLE
115257
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CSX CORP
COM
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SH
SOLE
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CALLAWAY GOLF CO
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SOLE
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CALPINE CORP
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SH
SOLE
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CARMAX INC
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SOLE
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CHESAPEAKE ENERGY CORP
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SOLE
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CHICAGO BRIDGE & IRON CO NV
COM
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CHILDRENS PLACE
COM
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SOLE
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COM
211171103
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COOPER TIRE STK
COM
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COTY INC-CL A
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DEERE & CO STK
COM
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EASTSIDE DISTILLING INC
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EURONET SERVICES INC.
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FLOOR & DECOR HOLDINGS INC-A
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UNIT 99/99/9999
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MELCO RESORTS & ENTERTAINMENT LTD
ADR
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SH
SOLE
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RENNOVA HEALTH INC
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COM
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SOLE
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RIGEL PHARMACEUTICALS INC
COM
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COM
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COM
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SH
SOLE
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COM
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SINCLAIR BROADCAST GROUP
CL A SHS
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SOLENO THERAPEUTICS INC
W EXP 11/12/201
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SOLE
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SYSCO CORP
COM
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COM
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TPG PACE ENERGY HLDGS CORP
UNIT 99/99/9999
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SH
SOLE
200000
0
0
THOR INDUSTRIES STK
COM
885160101
2203
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SH
SOLE
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0
TIME WARNER INC
COM
887317303
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SH
SOLE
200000
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0
TRIBUNE CO-CL A
CL A SHS
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2220
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UNDER ARMOUR INC
CL A SHS
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UNITED RENTALS INC
COM
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UNIVERSAL HEALTH STK-UHS
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COM
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WESTLAKE CHEMICAL CORP
COM
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SOLE
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WEYERHAEUSER CO
COM
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SH
SOLE
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0
WILLIAMS COMPANIES INC
COM
969457100
14255
475000
SH
SOLE
475000
0
0
XPO LOGISTICS INC
COM
983793100
1789
26400
SH
SOLE
26400
0
0
AKERS BIOSCIENCES INC
COM
00973E102
234
289402
SH
SOLE
289402
0
0
PENSARE ACQUISITION CORP
UNIT 07/27/2022
70957E204
2066
200000
SH
SOLE
200000
0
0
ACCELERON PHARMA INC
COM
00434H108
7931
212500
SH
SOLE
212500
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
3461
71210
SH
SOLE
71210
0
0
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
172982
97609000
PRN
SOLE
97609000
0
0
ADVANCED ACCELERATOR APPLIC
ADS
00790T100
8453
125000
SH
SOLE
125000
0
0
AETNA INC NEW
COM
00817Y108
23912
150382
SH
SOLE
150382
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
18205
283568
SH
SOLE
283568
0
0
AGENUS INC NEW
COM
00847G705
1235
280000
SH
SOLE
280000
0
0
AIMMUNE THERAPEUTICS INC
COM
00900T107
1735
70000
SH
SOLE
70000
0
0
AIR LEASE CORP
CL A SHS
00912X302
6869
161177
SH
SOLE
161177
0
0
ALIBABA GROUP HLDG LTD
ADS
01609W102
24233
140312
SH
SOLE
140312
0
0
ALLEGHENY TECH
COM
01741R102
4001
167418
SH
SOLE
167418
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
3779
79581
SH
SOLE
79581
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
1508
100000
SH
SOLE
100000
0
0
ARBUTUS BIOPHARMA CORP
COM
03879J100
732
118000
SH
SOLE
118000
0
0
ARRAY BIOPHARMA INC
COM
04269X105
1230
100000
SH
SOLE
100000
0
0
ASCENDIS PHARMA A S
ADR
04351P101
4350
120000
SH
SOLE
120000
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
2351
375000
SH
SOLE
375000
0
0
BMC STK HLDGS INC
COM
05591B109
1958
91732
SH
SOLE
91732
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
17264
185500
SH
SOLE
185500
0
0
BIOGEN INC
COM
09062X103
4697
15000
SH
SOLE
15000
0
0
BIO TECHNE CORP
COM
09073M104
9067
75000
SH
SOLE
75000
0
0
BLACKROCK INC
COM
09247X101
4471
10000
SH
SOLE
10000
0
0
BLUE BUFFALO PET PRODUCTS IN
COM
09531U102
2552
90000
SH
SOLE
90000
0
0
BOULEVARD ACQUISITION
CL A SHS
10157Q102
15000
1500000
SH
SOLE
1500000
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
1155
64191
SH
SOLE
64191
0
0
CSIPRESSCO LP UNIT
COM
12637A103
1247
239316
SH
SOLE
239316
0
0
CAPSTONE TURBINE CORP NEW
COM
14067D409
309
444546
SH
SOLE
444546
0
0
CHARTERMUNICATIONS INC N
CL A SHS
16119P108
18898
52000
SH
SOLE
52000
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.250%12/1
165167CB1
33
34000
PRN
SOLE
34000
0
0
COMMERCEHUB INC SER C
COM
20084V306
5367
251400
SH
SOLE
251400
0
0
DBV TECHNOLOGIES S A
ADR
23306J101
424
10000
SH
SOLE
10000
0
0
DXC TECHNOLOGY CO
COM
23355L106
13394
155967
SH
SOLE
155967
0
0
DASEKE INC
COM
23753F107
545
41800
SH
SOLE
41800
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
3798
200000
SH
SOLE
200000
0
0
DISCOVERY COMMUNICATIONS-A
COM SER A
25470F104
27340
1284151
SH
SOLE
1284151
0
0
DISH NETWORK CORP
CL A SHS
25470M109
11725
216202
SH
SOLE
216202
0
0
DOMINOS PIZZA INC
COM
25754A201
993
5000
SH
SOLE
5000
0
0
DOWDUPONT INC
COM
26078J100
2631
38000
SH
SOLE
38000
0
0
DRAPER OAKWOOD TECHNOLOGY AC
UNIT 09/30/2024
26146L202
1533
150000
SH
SOLE
150000
0
0
DYNEGY INC NEW DEL
COM
26817R108
1959
200063
SH
SOLE
200063
0
0
EDITAS MEDICINE INC
COM
28106W103
2401
100000
SH
SOLE
100000
0
0
ELDORADO RESORTS INC
COM
28470R102
1026
40000
SH
SOLE
40000
0
0
ETSY INC
COM
29786A106
1688
100000
SH
SOLE
100000
0
0
EXPEDIA INC
COM
30212P303
3095
21500
SH
SOLE
21500
0
0
FEDERAL STREET ACQUISITION
UNIT 99/99/9999
31421V206
15450
1500000
SH
SOLE
1500000
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
7123
76267
SH
SOLE
76267
0
0
FINTECH ACQUISITION CORP II
COM
31810G109
196
20000
SH
SOLE
20000
0
0
FINTECH ACQUISITION CORP II
W EXP 01/19/202
31810G117
13
10000
SH
SOLE
10000
0
0
FINTECH ACQUISITION CORP II
UNIT 99/99/9999
31810G208
5030
480000
SH
SOLE
480000
0
0
FITBIT INC
CL A SHS
33812L102
1392
200000
SH
SOLE
200000
0
0
FLY LEASING LTD-ADR
ADR
34407D109
2070
147629
SH
SOLE
147629
0
0
FORUM MERGER CORP
UNIT 06/01/2024
34985B202
5228
510000
SH
SOLE
510000
0
0
GGP INC
COM
36174X101
17316
833706
SH
SOLE
833706
0
0
GMS INC
COM
36251C103
6029
170308
SH
SOLE
170308
0
0
GLAXO-SMITHKLINE PLC ADR
ADR
37733W105
2436
60000
SH
SOLE
60000
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
6986
225000
SH
SOLE
225000
0
0
GLYCOMIMETICS INC
COM
38000Q102
1749
125000
SH
SOLE
125000
0
0
GRUPO TELEVISA SA SPON ADR REP ORD
ADR
40049J206
9566
387751
SH
SOLE
387751
0
0
HD SUPPLY HLDGS INC
COM
40416M105
4303
119300
SH
SOLE
119300
0
0
HEALTH INS INNOVATIONS INC
CL A SHS
42225K106
310
21385
SH
SOLE
21385
0
0
HENNESSY CAPITAL ACQUISITION
UNIT 06/15/2024
42588L204
5163
500000
SH
SOLE
500000
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
14475
984000
SH
SOLE
984000
0
0
HILTON GRAND VACATIONS INC
COM
43283X105
2897
75000
SH
SOLE
75000
0
0
HUTCHISON CHINA MEDITECH-ADR
ADR
44842L103
469
17200
SH
SOLE
17200
0
0
IAC / INTERACTIVECORP
COM
44919P508
1740
14800
SH
SOLE
14800
0
0
I-AM CAPITAL ACQUISITION CO
UNIT 08/15/2022
45074Q207
4356
425000
SH
SOLE
425000
0
0
IKANG HEALTHCARE GROUP INC
ADR
45174L108
5250
389472
SH
SOLE
389472
0
0
INC RESH HLDGS INC
CL A SHS
45329R109
14246
272398
SH
SOLE
272398
0
0
INCYTE CORP
COM
45337C102
6476
55474
SH
SOLE
55474
0
0
INCYTE CORP
NOTE 1.250%11/1
45337CAN2
2695
1173000
PRN
SOLE
1173000
0
0
INDUSTREA ACQUISITION CORP
UNIT 07/21/2024
45579J203
2022
200000
SH
SOLE
200000
0
0
INTEL CORP
SDCV 2.950% 12/15/2035
458140AD2
24182
17000000
SH
SOLE
17000000
0
0
INTEL CORP
SDCV 3.250% 8/1/2039
458140AF7
73570
40000000
SH
SOLE
40000000
0
0
INVIVO THERAPEUTICS HOLDINGS
COM
46186M209
69
46990
SH
SOLE
46990
0
0
ISHARES MSCI SINGAPORE
ETF
46434G780
1722
70500
SH
SOLE
70500
0
0
ISHARES TR MSCI UK
ETF
46435G334
821
23560
SH
SOLE
23560
0
0
JD.COM INC
ADR
47215P106
18123
474427
SH
SOLE
474427
0
0
JENSYN ACQUISITION CORP
COM
47632B102
921
90000
SH
SOLE
90000
0
0
JENSYN ACQUISITION CORP
W EXP 03/07/202
47632B110
10
40000
SH
SOLE
40000
0
0
JENSYN ACQUISITION CORP
RIGHT 99/99/9999
47632B128
16
45000
SH
SOLE
45000
0
0
JENSYN ACQUISITION CORP
UNIT 99/99/9999
47632B201
3261
300000
SH
SOLE
300000
0
0
JUNO THERAPEUTICS INC
COM
48205A109
3140
70000
SH
SOLE
70000
0
0
KBL MERGER CORP IV
UNIT 01/15/2024
48242A203
5712
560000
SH
SOLE
560000
0
0
KAYNE ANDERSON ACQUISITION C
UNIT 06/30/2022
48661U201
5025
500000
SH
SOLE
500000
0
0
KB HOME
NOTE 1.375% 2/0
48666KAS8
30378
28798000
PRN
SOLE
28798000
0
0
LANDCADIA HOLDINGS INC
NIT 12/31/2021T
51476W206
21480
2000000
PRN
SOLE
2000000
0
0
LANDS END INC
COM
51509F105
3861
292523
SH
SOLE
292523
0
0
LEVEL 3MUNICATIONS INC NEW
COM
52729N308
53492
1003796
SH
SOLE
1003796
0
0
LIBERTY MEDIA CORP
DEB 3.500% 1/15/2031
530715AN1
38993
70380000
PRN
SOLE
70380000
0
0
LIBERTY INTERACTIVE CORP QVC GP
COM SER A
53071M104
3461
146845
SH
SOLE
146845
0
0
LIBERTY INTERACTIVE CORP LBT VEN
COM
53071M856
15630
271594
SH
SOLE
271594
0
0
MCBC HLDGS INC
COM
55276F107
1121
55000
SH
SOLE
55000
0
0
M I ACQUISITIONS INC
COM
55304A104
1020
100000
SH
SOLE
100000
0
0
M I ACQUISITIONS INC
UNIT 99/99/9999
55304A203
6799
650000
SH
SOLE
650000
0
0
MAGNEGAS CORP
COM
55939L301
254
445396
SH
SOLE
445396
0
0
MALIBU BOATS INC
CL A SHS
56117J100
633
20000
SH
SOLE
20000
0
0
MANNKIND CORP
COM
56400P706
1206
555779
SH
SOLE
555779
0
0
MATLIN AND PARTNERS ACQUISIT
NIT 05/28/2021A
57682V205
4060
400000
PRN
SOLE
400000
0
0
MERITOR INC
COM
59001K100
2250
86502
SH
SOLE
86502
0
0
MERITOR INC
NOTE 7.875% 3/0
59001KAC4
18070
7657000
PRN
SOLE
7657000
0
0
MICRON TECHNOLOGY INC
NOTE 1.625% 2/1
595112AU7
122561
34118000
PRN
SOLE
34118000
0
0
NEOGENOMICS INC NEW
COM
64049M209
1836
165000
SH
SOLE
165000
0
0
NETLIST INC
COM
64118P109
305
414888
SH
SOLE
414888
0
0
NEW YORK REIT INC
COM
64976L109
1105
140825
SH
SOLE
140825
0
0
NEXSTAR MEDIA GROUP INC
CL A SHS
65336K103
3326
53384
SH
SOLE
53384
0
0
NORTHERN DYNASTY MINERALS LT
COM
66510M204
4319
2399369
SH
SOLE
2399369
0
0
NXSTAGE MEDICAL INC
COM
67072V103
403
14600
SH
SOLE
14600
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
1185
5500
SH
SOLE
5500
0
0
ORACLE CORP
COM
68389X105
1509
31200
SH
SOLE
31200
0
0
OTONOMY INC
COM
68906L105
488
150000
SH
SOLE
150000
0
0
PACIFIC CONTINENTAL CORP
COM
69412V108
320
11863
SH
SOLE
11863
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
6403
100000
SH
SOLE
100000
0
0
QEP RESOURCES INC
COM
74733V100
4263
497400
SH
SOLE
497400
0
0
Q2 HOLDINGS INC
COM
74736L109
3391
81405
SH
SOLE
81405
0
0
RLJ LODGING TRUST
COM
74965L101
1761
80044
SH
SOLE
80044
0
0
RXI PHARMACEUTICALS CORP NEW
W EXP 12/21/202
74979C113
14
84628
SH
SOLE
84628
0
0
RANGER ENERGY SERVICES INC
CL A SHS
75282U104
662
45000
SH
SOLE
45000
0
0
REGENXBIO INC
COM
75901B107
659
20000
SH
SOLE
20000
0
0
RENT-A-CENTER INC
COM
76009N100
10203
888751
SH
SOLE
888751
0
0
REXNORD HOLDINGS INC
COM
76169B102
1016
40000
SH
SOLE
40000
0
0
RYLAND GROUP INC
NOTE 0.250% 6/0
783764AS2
27298
28378000
PRN
SOLE
28378000
0
0
SLM CORPORATION
COM
78442P106
4015
350000
SH
SOLE
350000
0
0
SPDR S&P 500 ETF TRUST
ETF
78462F103
1751
6971
SH
SOLE
6971
0
0
SABAN CAPITAL ACQUISITION CORP
CL A SHS
78516C106
251
25000
SH
SOLE
25000
0
0
SABAN CAPITAL ACQUISITION CORP
W EXP 09/21/202
78516C114
15
12500
SH
SOLE
12500
0
0
SABAN CAPITAL ACQUISITION CORP
UNIT 99/99/9999
78516C205
10364
975000
SH
SOLE
975000
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
18745
854358
SH
SOLE
854358
0
0
SAGE THERAPEUTICS INC
COM
78667J108
623
10000
SH
SOLE
10000
0
0
SALESFORCE INC
COM
79466L302
13765
147348
SH
SOLE
147348
0
0
SANTANDER CONSUMER USA HOLDI
COM
80283M101
7299
474879
SH
SOLE
474879
0
0
SEALED AIR CORP NEW
COM
81211K100
2136
50000
SH
SOLE
50000
0
0
SERVICENOW INC
COM
81762P102
693
5900
SH
SOLE
5900
0
0
SHIRE PLC
ADR
82481R106
1531
10000
SH
SOLE
10000
0
0
SILVER RUN ACQUISITION CORP
W EXP 03/28/202
82812A111
660
434000
SH
SOLE
434000
0
0
SILVER RUN ACQUISITION CORP
UNIT 99/99/9999
82812A202
4644
433211
SH
SOLE
433211
0
0
SUNRUN INC
COM
86771W105
2106
379496
SH
SOLE
379496
0
0
SURGERY PARTNERS INC
COM
86881A100
414
40000
SH
SOLE
40000
0
0
SYNCHRONY FINL
COM
87165B103
2155
69400
SH
SOLE
69400
0
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
20010
460000
SH
SOLE
460000
0
0
TELADOC INC
COM
87918A105
3315
100000
SH
SOLE
100000
0
0
TENET HEALTHCARE - THC
COM
88033G407
2875
175000
SH
SOLE
175000
0
0
TESLA INC
NOTE 2.375% 3/1
88160RAD3
20898
17000000
PRN
SOLE
17000000
0
0
TETRAPHASE PHARMACEUTICALS I
COM
88165N105
3830
560000
SH
SOLE
560000
0
0
TRANSUNION
COM
89400J107
3875
82000
SH
SOLE
82000
0
0
TRUECAR INC
COM
89785L107
4033
255384
SH
SOLE
255384
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
777
4100
SH
SOLE
4100
0
0
UNISYS CORP
NOTE 5.500% 3/0
909214BS6
34630
29924000
PRN
SOLE
29924000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
9793
50000
SH
SOLE
50000
0
0
UNIVAR INC
COM
91336L107
2727
94250
SH
SOLE
94250
0
0
VANTIV INC - CL A
CL A SHS
92210H105
9974
141540
SH
SOLE
141540
0
0
VANTAGE ENERGY ACQUISITION C
UNIT 04/12/2024
92211L204
12204
1200000
SH
SOLE
1200000
0
0
VERTEX PHARMACEUTICALS
COM
92532F100
7602
50000
SH
SOLE
50000
0
0
VIDEOCON D2H LTD ADR
ADR
92657J101
351
39414
SH
SOLE
39414
0
0
VISA INC
CL A SHS
92826C839
18782
178472
SH
SOLE
178472
0
0
WNS HOLDINGS LTD
ADR
92932M101
12302
337050
SH
SOLE
337050
0
0
WISDOMTREE EUROPE HEDGED EQU
COM
97717X701
2588
40000
SH
SOLE
40000
0
0
ZAI LAB LTD-ADR
ADR
98887Q104
2588
95845
SH
SOLE
95845
0
0
ALKERMES PLC
SHS
G01767105
3050
60000
SH
SOLE
60000
0
0
AON PLC
CL A SHS
G0408V102
5844
40000
SH
SOLE
40000
0
0
ATHENE HLDG LTD
CL A SHS
G0684D107
24228
450000
SH
SOLE
450000
0
0
AVISTA HEALTHCARE PUBLIC ACQ CO
UNIT 99/99/9999
G0726L109
9306
900000
SH
SOLE
900000
0
0
AVISTA HEALTHCARE PUBLIC ACQ CO
W EXP 99/99/999
G0726L117
480
1200000
SH
SOLE
1200000
0
0
AVISTA HEALTHCARE PUBLIC ACQ CO
CL A SHS
G0726L125
309
30890
SH
SOLE
30890
0
0
BISON CAPITAL ACQUISITION CO
NIT 99/99/9999T
G1142P120
2054
200000
PRN
SOLE
200000
0
0
CF CORP SHS
CL A SHS
G20307107
14305
1277259
SH
SOLE
1277259
0
0
CHINA CORD BLOOD CORP
SHS
G21107100
111
10000
SH
SOLE
10000
0
0
CONSTELLATION ALPHA CAPITAL
UNIT 99/99/9999
G2379F124
2567
250000
SH
SOLE
250000
0
0
DESPEGAR.COM CORP
SHS
G27358103
3418
106802
SH
SOLE
106802
0
0
ELECTRUM SPL ACQUISITION COR SHS
COM
G3105C104
8200
800000
SH
SOLE
800000
0
0
GTY TECHNOLOGY HOLDINGS INC
CL A SHS
G4182A102
302
30000
SH
SOLE
30000
0
0
GTY TECHNOLOGY HOLDINGS INC
UNIT 99/99/9999
G4182A110
27928
2670000
SH
SOLE
2670000
0
0
GTY TECHNOLOGY HOLDINGS INC
W EXP 99/99/999
G4182A128
12
10000
SH
SOLE
10000
0
0
HORIZON PHARMA PLC SHS
COM
G4617B105
2853
225000
SH
SOLE
225000
0
0
LAZARD LTD SHS A
COM
G54050102
4748
105000
SH
SOLE
105000
0
0
MALLINCKRODT PLC
SHS
G5785G107
747
20000
SH
SOLE
20000
0
0
MARVELL TECHNOLOGY GROUP LTD
COM
G5876H105
2383
133118
SH
SOLE
133118
0
0
NATIONAL ENERGY SERVICES REU
COM
G6375R107
5272
548000
SH
SOLE
548000
0
0
NATIONAL ENERGY SERVICES REU
W EXP 05/05/202
G6375R115
274
548000
SH
SOLE
548000
0
0
NETSHOES CAYMAN LTD
COM
G6455X107
635
48319
SH
SOLE
48319
0
0
PROTHENA CORP PLC SHS
COM
G72800108
1295
20000
SH
SOLE
20000
0
0
QUOTIENT LTD
SHS
G73268107
222
45000
SH
SOLE
45000
0
0
SOCIAL CAPITAL HEDOSOPHIA HO
UNIT 99/99/9999
G8250R111
15825
1500000
SH
SOLE
1500000
0
0
TPG PACE HOLDINGS CORP
UNIT 99/99/9999
G89827102
3090
300000
SH
SOLE
300000
0
0
CONSTELLIUM NV
CL A SHS
N22035104
3084
300916
SH
SOLE
300916
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
53073
469303
SH
SOLE
469303
0
0
YANDEX NV-A
SHS
N97284108
6904
209532
SH
SOLE
209532
0
0
HUNTER MARITIME ACQUISITION
CL A SHS
Y37828111
14760
1500000
SH
SOLE
1500000
0
0
HUNTER MARITIME ACQUISITION
W EXP 99/99/999
Y37828129
312
473402
SH
SOLE
473402
0
0
STELLAR ACQUISITION III INC
COM
Y8172W107
254
25000
SH
SOLE
25000
0
0
STELLAR ACQUISITION III INC
W EXP 03/22/202
Y8172W115
9
25000
SH
SOLE
25000
0
0
STELLAR ACQUISITION III INC
UNIT 03/22/2022
Y8172W123
6336
600000
SH
SOLE
600000
0
0