0000950123-16-022805.txt : 20161216 0000950123-16-022805.hdr.sgml : 20161216 20161216115833 ACCESSION NUMBER: 0000950123-16-022805 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161216 DATE AS OF CHANGE: 20161216 EFFECTIVENESS DATE: 20161216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management LP CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 162055592 BUSINESS ADDRESS: STREET 1: 777 THIRD AVE., 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 777 THIRD AVE., 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Hudson Bay Capital Management, L.P. DATE OF NAME CHANGE: 20070320 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001393825 XXXXXXXX 09-30-2016 09-30-2016 true 1 RESTATEMENT Hudson Bay Capital Management LP

777 THIRD AVE., 30TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-12909 Y On the reports filed for the quarters ending March 31 and June 30, 2016, the manager listed shares of Patriot National Inc. common stock underlying warrants which it had exercised, which the issuer has refused to honor. The manager is currently in litigation with the issuer to recover the shares. Accordingly, this position has been removed. Charles Winkler (212) 571-1244 Charles Winkler New York NY 12-16-2016 1 424 4146055 false 1 028-16885 Hudson Bay Credit Management LLC INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO CALL 88579Y901 4406 25000 SH Call SOLE 25000 0 0 3M CO PUT 88579Y951 5287 30000 SH Put SOLE 30000 0 0 58 INC SPON ADR REP A PUT 31680Q954 1906 40000 SH Put SOLE 40000 0 0 AARONS INC COM 002535300 508 20000 SH SOLE 20000 0 0 ADOBE SYSTEMS COM 00724F101 562 5176 SH SOLE 5176 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 3773 25300 SH SOLE 25300 0 0 ADVANCE AUTO PARTS INC PUT 00751Y956 3728 25000 SH Put SOLE 25000 0 0 ADVANCED MICRO DEVICES INC CALL 007903907 15040 2176600 SH Call SOLE 2176600 0 0 AGRIUM INC COM 008916108 13604 150000 SH SOLE 150000 0 0 AIR LEASE CORP CL A 00912X302 357 12500 SH SOLE 12500 0 0 AIR PRODS & CHEMS INC COM 009158106 2196 14609 SH SOLE 14609 0 0 ALASKA AIR GROUP INC COM 011659109 889 13505 SH SOLE 13505 0 0 ALASKA AIR GROUP INC PUT 011659959 744 11300 SH Put SOLE 11300 0 0 ALERE INC COM 01449J105 10161 235000 SH SOLE 235000 0 0 ALIBABA GROUP HLDG LTD CALL 01609W902 78940 746200 SH Call SOLE 746200 0 0 ALIBABA GROUP HLDG LTD PUT 01609W952 278545 2633000 SH Put SOLE 2633000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2756 26052 SH SOLE 26052 0 0 ALIGN TECHNOLOGY INC COM 016255101 582 6213 SH SOLE 6213 0 0 ALIGN TECHNOLOGY INC PUT 016255951 1406 15000 SH Put SOLE 15000 0 0 ALLEGIANT TRAVEL CO COM 01748X102 356 2696 SH SOLE 2696 0 0 ALLISON TRANSMISSION HOLDING COM 01973R101 575 20053 SH SOLE 20053 0 0 ALLSTATE CORP CALL 020002901 1245 18000 SH Call SOLE 18000 0 0 ALPHABET INC CALL 02079K905 4020 5000 SH Call SOLE 5000 0 0 ALPHABET INC CL A 02079K305 2886 3589 SH SOLE 3589 0 0 ALTRIA GROUP INC CALL 02209S903 1581 25000 SH Call SOLE 25000 0 0 AMAZON INC CALL 023135906 54509 65100 SH Call SOLE 65100 0 0 AMAZON INC PUT 023135956 16914 20200 SH Put SOLE 20200 0 0 AMERICAN AIRLINES GROUP INC CALL 02376R902 904 24700 SH Call SOLE 24700 0 0 AMERICAN AIRLINES GROUP INC PUT 02376R952 9013 246200 SH Put SOLE 246200 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 714 40000 SH SOLE 40000 0 0 AMERICAN ELEC PWR INC CALL 025537901 3211 50000 SH Call SOLE 50000 0 0 AMEX TECHNOLOGY SELECT SPDR SPDR TR ETF 81369Y803 414 8666 SH SOLE 8666 0 0 ANADARKO PETRO-APC CALL 032511907 3168 50000 SH Call SOLE 50000 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR CALL 035128906 231 14500 SH Call SOLE 14500 0 0 ANTHEM INC COM 036752103 4519 36064 SH SOLE 36064 0 0 APACHE CORP CALL 037411905 2235 35000 SH Call SOLE 35000 0 0 APPLE INC CALL 037833900 78717 696300 SH Call SOLE 696300 0 0 APPLE INC PUT 037833950 2826 25000 SH Put SOLE 25000 0 0 APPLIED MATLS INC COM 038222105 898 29800 SH SOLE 29800 0 0 AR CAPITAL ACQUISITION CORP COM 00191R109 7485 750000 SH SOLE 750000 0 0 AROWANA INC SHS G05011104 2140 210000 SH SOLE 210000 0 0 ASCENA RETAIL GROUP INC COM 04351G101 1112 199013 SH SOLE 199013 0 0 AT&T INC COM 00206R102 203 5000 SH SOLE 5000 0 0 AT&T INC PUT 00206R952 1218 30000 SH Put SOLE 30000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 4890 55437 SH SOLE 55437 0 0 AUTOZONE INC CALL 053332902 189012 246000 SH Call SOLE 246000 0 0 AUTOZONE INC PUT 053332952 11986 15600 SH Put SOLE 15600 0 0 BAIDU INC SPON ADR REP A CALL 056752908 6391 35100 SH Call SOLE 35100 0 0 BAIDU INC SPON ADR REP A PUT 056752958 27784 152600 SH Put SOLE 152600 0 0 BANK OF AMERICA CORP COM 060505104 220 14076 SH SOLE 14076 0 0 BANK OF AMERICA CORP PUT 060505954 2573 164400 SH Put SOLE 164400 0 0 BARRICK GOLD CORP CALL 067901908 1949 110000 SH Call SOLE 110000 0 0 BIG LOTS INC COM 089302103 501 10500 SH SOLE 10500 0 0 BIOGEN INC CALL 09062X903 3130 10000 SH Call SOLE 10000 0 0 BIOGEN INC COM 09062X103 33904 108309 SH SOLE 108309 0 0 BIOGEN INC PUT 09062X953 27578 88100 SH Put SOLE 88100 0 0 BIOMARIN PHARMACEUTICAL INC CALL 09061G901 13415 145000 SH Call SOLE 145000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 18041 195000 SH SOLE 195000 0 0 BLOOMIN BRANDS INC CALL 094235908 2414 140000 SH Call SOLE 140000 0 0 BOEING CO CALL 097023905 5191 39400 SH Call SOLE 39400 0 0 BOEING CO COM 097023105 659 5000 SH SOLE 5000 0 0 BOEING CO PUT 097023955 4611 35000 SH Put SOLE 35000 0 0 BOOT BARN HLDGS INC COM 099406100 1071 94115 SH SOLE 94115 0 0 BOULEVARD ACQUISITION CL A 10157Q102 14625 1500000 SH SOLE 1500000 0 0 BRISTOL MYERS SQUIBB CO CALL 110122908 61399 1138700 SH Call SOLE 1138700 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 14495 268825 SH SOLE 268825 0 0 BRISTOL MYERS SQUIBB CO PUT 110122958 36671 680100 SH Put SOLE 680100 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 748 65013 SH SOLE 65013 0 0 CABELAS INC COM 126804301 275 5000 SH SOLE 5000 0 0 CANADIAN PAC RY LTD COM 13645T100 4538 29721 SH SOLE 29721 0 0 CAPITAL ONE FINANCIAL CORP CALL 14040H905 1566 21800 SH Call SOLE 21800 0 0 CAPITAL ONE FINANCIAL CORP COM 14040H105 718 10000 SH SOLE 10000 0 0 CAPITAL ONE FINANCIAL CORP PUT 14040H955 3541 49300 SH Put SOLE 49300 0 0 CAPITOL ACQUISITION CORP III COM 14055M106 4910 500000 SH SOLE 500000 0 0 CAPNIA INC W EXP 11/12/201 14066L113 6 30000 SH SOLE 30000 0 0 CAST CORP NEW CL A CALL 20030N901 14847 223800 SH Call SOLE 223800 0 0 CATERPILLAR INC DEL PUT 149123951 586 6600 SH Put SOLE 6600 0 0 CDN IMPERIAL BKM TORONTO CALL 136069901 1070 13800 SH Call SOLE 13800 0 0 CDN IMPERIAL BKM TORONTO PUT 136069951 1938 25000 SH Put SOLE 25000 0 0 CELLECTIS SPONSORED ADS 15117K103 1340 55635 SH SOLE 55635 0 0 CF CORP SHS CL A G20307107 41583 4132822 SH SOLE 4132822 0 0 CHARTERMUNICATIONS INC CL A 16119P108 311 1152 SH SOLE 1152 0 0 CHENIERE ENERGY INC COM 16411R208 334 7665 SH SOLE 7665 0 0 CHENIERE ENERGY INC PUT 16411R958 2372 54400 SH Put SOLE 54400 0 0 CHESAPEAKE ENERGY CORP COM 165167107 5608 894345 SH SOLE 894345 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 615 616000 PRN SOLE 616000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167CA3 7870 7905000 PRN SOLE 7905000 0 0 CHEVRON CORP CALL 166764900 5146 50000 SH Call SOLE 50000 0 0 CHEVRON CORP COM 166764100 2058 20000 SH SOLE 20000 0 0 CHEVRON CORP PUT 166764950 8748 85000 SH Put SOLE 85000 0 0 CHIPOTLE MEXICAN GRILL INC CALL 169656905 22996 54300 SH Call SOLE 54300 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 1724 4072 SH SOLE 4072 0 0 CHIPOTLE MEXICAN GRILL INC PUT 169656955 4235 10000 SH Put SOLE 10000 0 0 CINCINNATI FINL CORP COM 172062101 385 5100 SH SOLE 5100 0 0 CISCO SYSTEMS INC COM 17275R102 2360 74388 SH SOLE 74388 0 0 CIT GROUP INC NEW PUT 125581951 1452 40000 SH Put SOLE 40000 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 585 100000 SH SOLE 100000 0 0 CLOVIS ONCOLOGY INC COM 189464100 1262 35000 SH SOLE 35000 0 0 CLUBCORP HOLDINGS INC COM 18948M108 1138 78615 SH SOLE 78615 0 0 CME GROUP INC COM 12572Q105 1675 16022 SH SOLE 16022 0 0 CME GROUP INC PUT 12572Q955 7839 75000 SH Put SOLE 75000 0 0 COCA COLA CO COM 191216100 212 5000 SH SOLE 5000 0 0 COCA COLA CO PUT 191216950 2116 50000 SH Put SOLE 50000 0 0 COLGATE PALMOLIVE CO CALL 194162903 2862 38600 SH Call SOLE 38600 0 0 COMMVAULT SYSTEMS INC COM 204166102 2724 51271 SH SOLE 51271 0 0 CONCHO RES INC CALL 20605P901 1374 10000 SH Call SOLE 10000 0 0 CONCHO RES INC PUT 20605P951 673 4900 SH Put SOLE 4900 0 0 CONOCOPHILLIPS CALL 20825C904 1082 24900 SH Call SOLE 24900 0 0 CONSUMER DISCRETIONARY SELT SPDR TR ETF 81369Y407 706 8825 SH SOLE 8825 0 0 CONTINENTAL RESOURCES INC CALL 212015901 1403 27000 SH Call SOLE 27000 0 0 CONTINENTAL RESOURCES INC PUT 212015951 2827 54400 SH Put SOLE 54400 0 0 COTY INC CL A 222070203 3191 137542 SH SOLE 137542 0 0 CSX CORP PUT 126408953 814 26700 SH Put SOLE 26700 0 0 CYPRESS SEMICONDUCTOR CORP CALL 232806909 1259 103500 SH Call SOLE 103500 0 0 CYPRESS SEMICONDUCTOR CORP PUT 232806959 1341 110300 SH Put SOLE 110300 0 0 DELCATH SYSTEMS INC COM 24661P500 66 26892 SH SOLE 26892 0 0 DELEK US HOLDINGS INC COM 246647101 1470 85000 SH SOLE 85000 0 0 DELEK US HOLDINGS INC PUT 246647951 194 11200 SH Put SOLE 11200 0 0 DELL TECHNOLOGIES INC COM 24703L103 253 5300 SH SOLE 5300 0 0 DELTA AIR LINES INC CALL 247361902 1197 30400 SH Call SOLE 30400 0 0 DELTA AIR LINES INC COM 247361702 2165 55000 SH SOLE 55000 0 0 DELTA AIR LINES INC PUT 247361952 12375 314400 SH Put SOLE 314400 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 748 42500 SH SOLE 42500 0 0 DIAMOND OFFSHORE DRILLING IN PUT 25271C952 1761 100000 SH Put SOLE 100000 0 0 DISH NETWORK CORP CL A 25470M109 2260 41261 SH SOLE 41261 0 0 DISNEY WALT CO DISNEY PUT 254687956 20894 225000 SH Put SOLE 225000 0 0 DOLLAR TREE INC COM 256746108 1342 17000 SH SOLE 17000 0 0 DOUBLE EAGLE ACQUISITION COR COM G28195124 3960 400000 SH SOLE 400000 0 0 DOUBLE EAGLE ACQUISITION COR UNIT 99/99/9999 G28195108 1030 100000 SH SOLE 100000 0 0 DOUBLE EAGLE ACQUISITION COR W EXP 09/16/202 G28195116 4 10668 SH SOLE 10668 0 0 DU PONT E I DE NEMOURS & CO CALL 263534909 2719 40600 SH Call SOLE 40600 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1884 28135 SH SOLE 28135 0 0 E TRADE FINANCIAL CORP COM 269246401 4077 140000 SH SOLE 140000 0 0 ELECTRUM SPL ACQUISITION COR SHS G3105C104 7864 800000 SH SOLE 800000 0 0 ENERGY TRANSFER EQUITY L P UT LTD PTN CALL 29273V900 1679 100000 SH Call SOLE 100000 0 0 ENPHASE ENERGY INC COM 29355A107 439 371940 SH SOLE 371940 0 0 ENVISION HEALTHCARE HOLDINGS COM 29413U103 11748 527519 SH SOLE 527519 0 0 EOG RES INC CALL 26875P901 5232 54100 SH Call SOLE 54100 0 0 EOG RES INC PUT 26875P951 1934 20000 SH Put SOLE 20000 0 0 EQT CORP CALL 26884L909 3021 41600 SH Call SOLE 41600 0 0 EXELON CORP CALL 30161N901 1665 50000 SH Call SOLE 50000 0 0 EXPEDIA INC COM 30212P303 302 2587 SH SOLE 2587 0 0 EXPEDIA INC PUT 30212P953 1552 13300 SH Put SOLE 13300 0 0 EXPRESS SCRIPTS HLDG CO CALL 30219G908 7356 104300 SH Call SOLE 104300 0 0 EXXON MOBIL CORP CALL 30231G902 6188 70900 SH Call SOLE 70900 0 0 EXXON MOBIL CORP PUT 30231G952 45822 525000 SH Put SOLE 525000 0 0 F5 NETWORKS INC COM 315616102 4362 35000 SH SOLE 35000 0 0 FACEBOOK INC CALL 30303M902 6414 50000 SH Call SOLE 50000 0 0 FACEBOOK INC CL A 30303M102 513 4000 SH SOLE 4000 0 0 FACEBOOK INC PUT 30303M952 11275 87900 SH Put SOLE 87900 0 0 FEDEX CORP PUT 31428X956 87340 500000 SH Put SOLE 500000 0 0 FERRELLGAS PARTNERS L.P. UNIT LTD PART PUT 315293950 233 20000 SH Put SOLE 20000 0 0 FIDELITY NATIONAL INFORMATION COM 31620M106 1158 15035 SH SOLE 15035 0 0 FINANCIAL SELECT SPDR SPDR TR ETF 81369Y605 2881 149285 SH SOLE 149285 0 0 FIREEYE INC CALL 31816Q901 147 10000 SH Call SOLE 10000 0 0 FIRST SOLAR INC CALL 336433907 6824 172800 SH Call SOLE 172800 0 0 FIRST SOLAR INC PUT 336433957 1580 40000 SH Put SOLE 40000 0 0 FITBIT INC CL A 33812L102 684 46103 SH SOLE 46103 0 0 FRANCESCAS HOLDINGS CORP COM 351793104 772 50000 SH SOLE 50000 0 0 GAMESTOP CORP CL A 36467W109 402 14582 SH SOLE 14582 0 0 GAMESTOP CORP PUT 36467W959 3090 112000 SH Put SOLE 112000 0 0 GAP INC COM 364760108 445 20000 SH SOLE 20000 0 0 GAP INC PUT 364760958 5560 250000 SH Put SOLE 250000 0 0 GENERAL DYNAMICS CORP COM 369550108 515 3316 SH SOLE 3316 0 0 GENERAL ELECTRIC CO CALL 369604903 7405 250000 SH Call SOLE 250000 0 0 GENERAL ELECTRIC CO COM 369604103 2740 92500 SH SOLE 92500 0 0 GENERAL ELECTRIC CO PUT 369604953 7405 250000 SH Put SOLE 250000 0 0 GENERAL GROWTH PPTYS INC NEW CALL 370023903 1380 50000 SH Call SOLE 50000 0 0 GENERAL MILLS INC COM 370334104 3267 51141 SH SOLE 51141 0 0 GENERAL MILLS INC PUT 370334954 3993 62500 SH Put SOLE 62500 0 0 GENERAL MOTORS CO CALL 37045V900 4575 144000 SH Call SOLE 144000 0 0 GENERAL MOTORS CO COM 37045V100 1817 57190 SH SOLE 57190 0 0 GENERAL MOTORS CO PUT 37045V950 2796 88000 SH Put SOLE 88000 0 0 GENESEE & WYO INC CL A 371559105 1353 19617 SH SOLE 19617 0 0 GLOBAL PARTNER ACQUISTION CO COM 37954X105 9880 1000000 SH SOLE 1000000 0 0 GOLAR LNG LTD CALL G9456A900 1959 92400 SH Call SOLE 92400 0 0 GOLAR LNG LTD SHS G9456A100 326 15384 SH SOLE 15384 0 0 GOLDMAN SACHS GROUP INC CALL 38141G904 6451 40000 SH Call SOLE 40000 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 1147 35526 SH SOLE 35526 0 0 GOPRO INC CL A 38268T103 837 50175 SH SOLE 50175 0 0 GORES HLDGS INC CL A 382866101 2056 190400 SH SOLE 190400 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 518 8111 SH SOLE 8111 0 0 HALLIBURTON CO CALL 406216901 3164 70500 SH Call SOLE 70500 0 0 HALLIBURTON CO PUT 406216951 920 20500 SH Put SOLE 20500 0 0 HARMONY MERGER CORP COM 413247107 10050 1000000 SH SOLE 1000000 0 0 HARMONY MERGER CORP W EXP 01/01/202 413247123 22 65620 SH SOLE 65620 0 0 HCA HOLDINGS INC COM 40412C101 3214 42500 SH SOLE 42500 0 0 HCA HOLDINGS INC PUT 40412C951 33655 445000 SH Put SOLE 445000 0 0 HD SUPPLY HOLDINGS INC COM 40416M105 2243 70140 SH SOLE 70140 0 0 HEADWATERS INC COM 42210P102 1482 87592 SH SOLE 87592 0 0 HEALTH CARE SELECT SECTOR BW SPDR TR ETF 81369Y209 1212 16803 SH SOLE 16803 0 0 HENNESSY CAPITAL ACQUISITION COM 42588J100 6902 700000 SH SOLE 700000 0 0 HERBALIFE LTD COM G4412G101 10848 175000 SH SOLE 175000 0 0 HERTZ GLOBAL HLDGS INC CALL 42806J906 3012 75000 SH Call SOLE 75000 0 0 HESS CORP CALL 42809H907 5378 100300 SH Call SOLE 100300 0 0 HEWLETT PACKARD ENTERPRISE CO COM 42824C109 38604 1696881 SH SOLE 1696881 0 0 HOME DEPOT INC COM 437076102 5405 42000 SH SOLE 42000 0 0 HOME DEPOT INC PUT 437076952 16085 125000 SH Put SOLE 125000 0 0 HONEYWELL INTERNATIONAL INC PUT 438516956 46636 400000 SH Put SOLE 400000 0 0 HUNT J B TRANS SVCS INC COM 445658107 258 3178 SH SOLE 3178 0 0 INCYTE CORP NOTE 0.375%11/1 45337CAM4 31221 16343000 PRN SOLE 16343000 0 0 INCYTE CORP NOTE 1.250%11/1 45337CAN2 16993 8762000 PRN SOLE 8762000 0 0 INPHI CORP COM 45772F107 870 20000 SH SOLE 20000 0 0 INTEL CORP CALL 458140900 3775 100000 SH Call SOLE 100000 0 0 INTEL CORP PUT 458140950 2831 75000 SH Put SOLE 75000 0 0 INTELLIPHARMACEUTICS INTL IN COM 458173101 21 10000 SH SOLE 10000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 953 6000 SH SOLE 6000 0 0 INTERNATIONAL BUSINESS MACHS PUT 459200951 5560 35000 SH Put SOLE 35000 0 0 INTERXION HOLDING NV SHS N47279109 558 15400 SH SOLE 15400 0 0 INTUITIVE SURGICAL INC CALL 46120E902 67119 92600 SH Call SOLE 92600 0 0 INTUITIVE SURGICAL INC PUT 46120E952 76325 105300 SH Put SOLE 105300 0 0 ISHARES MSCI ACWI ETF 464288257 538 9100 SH SOLE 9100 0 0 ISHARES MSCI SINGAPORE ETF 464286673 1531 141000 SH SOLE 141000 0 0 ISHARES TR RUSSELL 2000 ETF CALL 464287905 49684 400000 SH Call SOLE 400000 0 0 ISHARES TR RUSSELL 2000 ETF PUT 464287955 2484 20000 SH Put SOLE 20000 0 0 ISHARES TR U.S. REAL ES ETF CALL 464287909 4032 50000 SH Call SOLE 50000 0 0 ISTAR INC NOTE 3.000%11/1 45031UBR1 7158 7095000 PRN SOLE 7095000 0 0 JD COM INC SPON ADR 47215P106 9089 348370 SH SOLE 348370 0 0 JD INC SPON ADR CL A CALL 47215P906 637 24400 SH Call SOLE 24400 0 0 JD INC SPON ADR CL A PUT 47215P956 6392 245000 SH Put SOLE 245000 0 0 JENSYN ACQUISITION CORP COM 47632B102 903 90000 SH SOLE 90000 0 0 JENSYN ACQUISITION CORP RIGHT 99/99/9999 47632B128 9 45000 SH SOLE 45000 0 0 JENSYN ACQUISITION CORP UNIT 99/99/9999 47632B201 3066 300000 SH SOLE 300000 0 0 JENSYN ACQUISITION CORP W EXP 03/01/202 47632B110 3 40000 SH SOLE 40000 0 0 JETBLUE AIRWAYS CORP CALL 477143901 4426 256700 SH Call SOLE 256700 0 0 JETBLUE AIRWAYS CORP PUT 477143951 1048 60800 SH Put SOLE 60800 0 0 JOHNSON & JOHNSON CALL 478160904 4135 35000 SH Call SOLE 35000 0 0 JOHNSON & JOHNSON COM 478160104 3071 26000 SH SOLE 26000 0 0 JOHNSON & JOHNSON PUT 478160954 128762 1090000 SH Put SOLE 1090000 0 0 JOHNSON CONTROLS INTERNATIONAL SHS G51502105 1777 38186 SH SOLE 38186 0 0 JPMORGAN CHASE & CO CALL 46625H900 8783 131900 SH Call SOLE 131900 0 0 KB HOME NOTE 1.375% 2/0 48666KAS8 19062 19563000 PRN SOLE 19563000 0 0 KELLOGG CO PUT 487836958 8498 109700 SH Put SOLE 109700 0 0 KIMBERLY CLARK CORP CALL 494368903 5689 45100 SH Call SOLE 45100 0 0 KITE PHARMA INC COM 49803L109 4233 75786 SH SOLE 75786 0 0 KLA TENCOR CORP COM 482480100 3486 50000 SH SOLE 50000 0 0 KLR ENERGY ACQUISITION CORP CL A 49877M108 2024 200000 SH SOLE 200000 0 0 LABORATORY CORP AMER HLDGS COM 50540R409 605 4400 SH SOLE 4400 0 0 LABORATORY CORP AMER HLDGS PUT 50540R959 2750 20000 SH Put SOLE 20000 0 0 LANDCADIA HLDGS INC UNIT 12/31/2021T 51476W206 20420 2000000 SH SOLE 2000000 0 0 LAUDER ESTEE COS INC PUT 518439954 531 6000 SH Put SOLE 6000 0 0 LIBERTY BROADBAND CORP COM 530307305 4275 59801 SH SOLE 59801 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM 53071M880 3323 83358 SH SOLE 83358 0 0 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 19160 36528000 SH SOLE 36528000 0 0 LIBERTY TRIPADVISOR HLDGS IN COM 531465102 13743 628990 SH SOLE 628990 0 0 LINKEDIN CORP CL A 53578A108 11849 62000 SH SOLE 62000 0 0 LORAL SPACE AND COMM CALL 543881906 3911 100000 SH Call SOLE 100000 0 0 LORAL SPACE AND COMM COM 543881106 4148 106064 SH SOLE 106064 0 0 LULULEMON ATHLETICA INC CALL 550021909 1342 22000 SH Call SOLE 22000 0 0 LULULEMON ATHLETICA INC COM 550021109 1015 16643 SH SOLE 16643 0 0 LULULEMON ATHLETICA INC PUT 550021959 8123 133200 SH Put SOLE 133200 0 0 M I ACQUISITIONS INC UNIT 99/99/9999 55304A203 7515 750000 SH SOLE 750000 0 0 MACYS INC CALL 55616P904 1112 30000 SH Call SOLE 30000 0 0 MACYS INC COM 55616P104 726 19600 SH SOLE 19600 0 0 MAGNA INTERNATIONAL INC COM 559222401 231 5375 SH SOLE 5375 0 0 MAGNA INTERNATIONAL INC PUT 559222951 537 12500 SH Put SOLE 12500 0 0 MARVELL TECHNOLOGY GROUP LTD ORD CALL G5876H905 531 40000 SH Call SOLE 40000 0 0 MASTERCARD INCORPORATED CL A 57636Q104 6376 62653 SH SOLE 62653 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 2036 51000 SH SOLE 51000 0 0 MAXIM INTEGRATED PRODS INC PUT 57772K951 4336 108600 SH Put SOLE 108600 0 0 MCDONALDS CORP CALL 580135901 7048 61100 SH Call SOLE 61100 0 0 MCDONALDS CORP PUT 580135951 42106 365000 SH Put SOLE 365000 0 0 MDC PARTNERS INC CL A 552697104 157 14600 SH SOLE 14600 0 0 MEDEQUITIES REALTY TRUST INC COM 58409L306 172 14600 SH SOLE 14600 0 0 MERITOR INC NOTE 7.875% 3/0 59001KAC4 3417 2500000 PRN SOLE 2500000 0 0 MGT CAPITAL INVTS INC COM 55302P202 162 80296 SH SOLE 80296 0 0 MICRON TECHNOLOGY INC COM 595112103 1144 64325 SH SOLE 64325 0 0 MICRON TECHNOLOGY INC NOTE 1.625% 2/1 595112AU7 48464 28708000 PRN SOLE 28708000 0 0 MICRON TECHNOLOGY INC NOTE 2.125% 2/1 595112AV5 4474 2535000 PRN SOLE 2535000 0 0 MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 14926 7861000 PRN SOLE 7861000 0 0 MICRON TECHNOLOGY INC PUT 595112953 2592 145800 SH Put SOLE 145800 0 0 MICROSOFT CORP CALL 594918904 5760 100000 SH Call SOLE 100000 0 0 MOBILEYE N V AMSTELVEEN PUT N51488957 1064 25000 SH Put SOLE 25000 0 0 MOBILEYE N V AMSTELVEEN SHS N51488117 1226 28799 SH SOLE 28799 0 0 MONSTER BEVERAGE CORP COM 61174X109 781 5321 SH SOLE 5321 0 0 MONSTER BEVERAGE CORP PUT 61174X959 4815 32800 SH Put SOLE 32800 0 0 MONSTER WORLDWIDE INC NOTE 3.500%10/1 611742AB3 13934 14000000 PRN SOLE 14000000 0 0 MOVADO GROUP INC COM 624580106 215 10000 SH SOLE 10000 0 0 NETFLIX INC COM 64110L106 2310 23442 SH SOLE 23442 0 0 NETFLIX INC PUT 64110L956 22726 230600 SH Put SOLE 230600 0 0 NEXSTAR BROADCASTING GROUP I CL A 65336K103 5616 97307 SH SOLE 97307 0 0 NIKE INC CL B 654106103 1056 20050 SH SOLE 20050 0 0 NIKE INC PUT 654106953 2369 45000 SH Put SOLE 45000 0 0 NOMAD HLDGS LTD SHS G6564A105 818 69172 SH SOLE 69172 0 0 NORDSTROM INC COM 655664100 778 15000 SH SOLE 15000 0 0 NORTHROP GRUMMAN CORP CALL 666807902 5349 25000 SH Call SOLE 25000 0 0 NVIDIA CORP COM 67066G104 219 3200 SH SOLE 3200 0 0 NVIDIA CORP NOTE 1.000%12/0 67066GAC8 299225 87788000 PRN SOLE 87788000 0 0 NXP SEMICONDUCTORS NV COM N6596X109 12751 125000 SH SOLE 125000 0 0 OCCIDENTAL PETROLEUM CORP CALL 674599905 55762 764700 SH Call SOLE 764700 0 0 OCCIDENTAL PETROLEUM CORP COM 674599105 9480 130000 SH SOLE 130000 0 0 OCCIDENTAL PETROLEUM CORP PUT 674599955 1823 25000 SH Put SOLE 25000 0 0 OFFICE DEPOT INC COM 676220106 301 84379 SH SOLE 84379 0 0 OLLIES BARGAIN OUTLET HOLDINGS INC. COM 681116109 2033 77576 SH SOLE 77576 0 0 ON ASSIGNMENT INC COM 682159108 889 24487 SH SOLE 24487 0 0 ORBITAL ATK INC COM 68557N103 2217 29086 SH SOLE 29086 0 0 PACE HOLDINGS CORP CL A G6865N103 6766 686902 SH SOLE 686902 0 0 PANDORA MEDIA INC COM 698354107 236 16500 SH SOLE 16500 0 0 PANDORA MEDIA INC PUT 698354957 717 50000 SH Put SOLE 50000 0 0 PANERA BREAD CO CL A 69840W108 5045 25907 SH SOLE 25907 0 0 PANERA BREAD CO PUT 69840W958 5686 29200 SH Put SOLE 29200 0 0 PAYPAL HOLDINGS INC CALL 70450Y903 11627 283800 SH Call SOLE 283800 0 0 PAYPAL HOLDINGS INC PUT 70450Y953 7752 189200 SH Put SOLE 189200 0 0 PEPSICO INC COM 713448108 979 9000 SH SOLE 9000 0 0 PEPSICO INC PUT 713448958 6526 60000 SH Put SOLE 60000 0 0 PHARMATHENE INC COM 71714G102 4413 1521658 SH SOLE 1 1360184 161474 0 PHILIP MORRIS INTL INC COM 718172109 486 5000 SH SOLE 5000 0 0 PIER 1 IMPORTS INC COM 720279108 208 48955 SH SOLE 48955 0 0 PIONEER NATURAL RESOURCES CO CALL 723787907 4586 24700 SH Call SOLE 24700 0 0 PIONEER NATURAL RESOURCES CO COM 723787107 3435 18500 SH SOLE 18500 0 0 PIONEER NATURAL RESOURCES CO PUT 723787957 8856 47700 SH Put SOLE 47700 0 0 POST HOLDINGS INC COM 737446104 1661 21529 SH SOLE 21529 0 0 POST HOLDINGS INC PUT 737446954 2701 35000 SH Put SOLE 35000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 ETF 73935A104 6889 58027 SH SOLE 58027 0 0 PPG INDS INC CALL 693506907 1550 15000 SH Call SOLE 15000 0 0 PRESS GANEY HOLDINGS INC COM 74113L102 10100 250000 SH SOLE 250000 0 0 QUALCOMM INC CALL 747525903 9980 145700 SH Call SOLE 145700 0 0 RANGE RESOURCES CORP COM 75281A109 518 13360 SH SOLE 13360 0 0 RANGE RESOURCES CORP PUT 75281A959 1116 28800 SH Put SOLE 28800 0 0 REAL ESTATE SELECT SECT SPDR SPDR TR ETF 81369Y860 498 15206 SH SOLE 15206 0 0 RED HAT INC COM 756577102 8608 106500 SH SOLE 106500 0 0 RENNOVA HEALTH INC W EXP 06/30/202 759757123 49 699500 SH SOLE 699500 0 0 RITE AID CORP COM 767754104 2692 350000 SH SOLE 350000 0 0 RYLAND GROUP INC NOTE 0.250% 6/0 783764AS2 16820 18056000 PRN SOLE 18056000 0 0 S&W SEED CO COM 785135104 233 45629 SH SOLE 45629 0 0 SABAN CAPITAL ACQUISITION CO UNIT 99/99/9999 78516C205 10080 1000000 SH SOLE 1000000 0 0 SALESFORCE INC CALL 79466L902 12126 170000 SH Call SOLE 170000 0 0 SAREPTA THERAPEUTICS INC CALL 803607900 4139 67400 SH Call SOLE 67400 0 0 SAREPTA THERAPEUTICS INC COM 803607100 33138 539619 SH SOLE 539619 0 0 SAREPTA THERAPEUTICS INC PUT 803607950 11723 190900 SH Put SOLE 190900 0 0 SCHLUMBERGER LTD CALL 806857908 7864 100000 SH Call SOLE 100000 0 0 SEAGATE TECHNOLOGY PLC SHS CALL G7945M907 1928 50000 SH Call SOLE 50000 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR PUT 81369Y957 6003 75000 SH Put SOLE 75000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS PUT 81369Y958 5321 100000 SH Put SOLE 100000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS CALL 81369Y904 16206 277600 SH Call SOLE 277600 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS PUT 81369Y956 4899 100000 SH Put SOLE 100000 0 0 SEQUANSMUNICATIONS SPONSORED ADS 817323108 768 433875 SH SOLE 433875 0 0 SHERWIN WILLIAMS CO COM 824348106 816 2950 SH SOLE 2950 0 0 SILICON GRAPHICS INTERNATIONAL COM 82706L108 4666 605998 SH SOLE 605998 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 723 9500 SH SOLE 9500 0 0 SKYWORKS SOLUTIONS INC PUT 83088M952 1904 25000 SH Put SOLE 25000 0 0 SOPHIRIS BIO INC COM 83578Q209 100 32143 SH SOLE 32143 0 0 SPDR S&P 500 ETF TR TR UNIT PUT 78462F953 100450 464400 SH Put SOLE 464400 0 0 SPDR S&P 500 ETF TRUST ETF 78462F103 6417 29668 SH SOLE 29668 0 0 SPDR SERIES TRUST S&P OILGAS EXP CALL 78464A900 19234 500100 SH Call SOLE 500100 0 0 SPDR SERIES TRUST S&P OILGAS EXP ETF 78464A730 2423 63000 SH SOLE 63000 0 0 SPIRIT AIRLINES INC COM 848577102 1291 30347 SH SOLE 30347 0 0 ST JUDE MED INC COM 790849103 9970 125000 SH SOLE 125000 0 0 STAPLES INC COM 855030102 299 35000 SH SOLE 35000 0 0 STAPLES INC PUT 855030952 855 100000 SH Put SOLE 100000 0 0 STARBUCKS CORP COM 855244109 1735 32040 SH SOLE 32040 0 0 STARBUCKS CORP PUT 855244959 8013 148000 SH Put SOLE 148000 0 0 STEEL DYNAMICS INC COM 858119100 675 27024 SH SOLE 27024 0 0 STELLAR ACQUISITION III INC UNIT 03/22/2022 Y8172W123 6231 625000 SH SOLE 625000 0 0 STEMCELLS INC COM 85857R303 34 25000 SH SOLE 25000 0 0 SUNEDISON SEMICONDUCTOR LTD SHS Y8213L102 2373 208368 SH SOLE 208368 0 0 TAHOE RESOURCES INC CALL 873868903 1091 85000 SH Call SOLE 85000 0 0 TAILORED BRANDS INC COM 87403A107 1690 107631 SH SOLE 107631 0 0 TD AMERITRADE HOLDING CORP COM 87236Y108 7048 200000 SH SOLE 200000 0 0 TECK RESOURCES LTD CL B PUT 878742954 541 30000 SH Put SOLE 30000 0 0 TEMPUR SEALY INTERNATIONAL INC COM 88023U101 760 13400 SH SOLE 13400 0 0 TESLA MOTORS INC CALL 88160R901 408 2000 SH Call SOLE 2000 0 0 TESLA MOTORS INC NOTE 1.500% 6/0 88160RAA9 17760 10962000 PRN SOLE 10962000 0 0 TESLA MOTORS INC PUT 88160R951 21158 103700 SH Put SOLE 103700 0 0 TETRALOGIC PHARMACEUTICALS C NOTE 8.000% 6/1 88165UAB5 62 1000000 PRN SOLE 1000000 0 0 TIFFANY & CO CALL 886547908 5520 76000 SH Call SOLE 76000 0 0 TIFFANY & CO PUT 886547958 1438 19800 SH Put SOLE 19800 0 0 TIMKENSTEEL CORP NOTE 6.000% 6/0 887399AA1 5322 4815000 PRN SOLE 4815000 0 0 TIVO INC COM 88870P106 1831 171115 SH SOLE 171115 0 0 TJX COS INC NEW CALL 872540909 7478 100000 SH Call SOLE 100000 0 0 TJX COS INC NEW COM 872540109 374 5000 SH SOLE 5000 0 0 TORONTO-DOMINION BANK CALL 891160909 444 10000 SH Call SOLE 10000 0 0 TORONTO-DOMINION BANK COM 891160509 280 6300 SH SOLE 6300 0 0 TORONTO-DOMINION BANK PUT 891160959 5417 122000 SH Put SOLE 122000 0 0 TOTAL SYS SVCS STK COM 891906109 2907 61653 SH SOLE 61653 0 0 TRANSOCEAN LTD PUT H8817H950 2669 250400 SH Put SOLE 250400 0 0 TRANSOCEAN LTD SHS H8817H100 667 62566 SH SOLE 62566 0 0 TWITTER INC CALL 90184L902 1153 50000 SH Call SOLE 50000 0 0 TWITTER INC COM 90184L102 8644 375000 SH SOLE 375000 0 0 ULTA SALON COSMETICS & FRAGR COM 90384S303 3570 15000 SH SOLE 15000 0 0 ULTA SALON COSMETICS & FRAGR PUT 90384S953 19086 80200 SH Put SOLE 80200 0 0 UNI-PIXEL INC COM 904572203 387 231542 SH SOLE 231542 0 0 UNITED CONTINENTAL HOLDINGS INC COM 910047109 1017 19382 SH SOLE 19382 0 0 UNITED CONTINENTAL HOLDINGS INC PUT 910047959 1836 35000 SH Put SOLE 35000 0 0 UNITED PARCEL SERVICE INC CALL 911312906 26246 240000 SH Call SOLE 240000 0 0 UNITED PARCEL SERVICE INC PUT 911312956 87488 800000 SH Put SOLE 800000 0 0 UNITED TECHNOLOGIES CORP PUT 913017959 10160 100000 SH Put SOLE 100000 0 0 VALE S A ADR PUT 91912E955 116 21000 SH Put SOLE 21000 0 0 VALSPAR CORP COM 920355104 1407 13268 SH SOLE 13268 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF PUT 92189F956 2643 100000 SH Put SOLE 100000 0 0 VANECK VECTORS ETF TR OIL SVCS ETF CALL 92189F908 770 26300 SH Call SOLE 26300 0 0 VBI VACCINES INC COM 91822J103 863 251741 SH SOLE 251741 0 0 VERIZONMUNICATIONS INC CALL 92343V904 2599 50000 SH Call SOLE 50000 0 0 VERIZONMUNICATIONS INC PUT 92343V954 1300 25000 SH Put SOLE 25000 0 0 VIPSHOP HOLDINGS LTD CALL 92763W903 3521 240000 SH Call SOLE 240000 0 0 VIPSHOP HOLDINGS LTD PUT 92763W953 734 50000 SH Put SOLE 50000 0 0 VIPSHOP HOLDINGS LTD SPONSORED ADR 92763W103 315 21500 SH SOLE 21500 0 0 VISTA OUTDOOR INC COM 928377100 797 20000 SH SOLE 20000 0 0 VITAMIN SHOPPE INC CALL 92849E901 1343 50000 SH Call SOLE 50000 0 0 VITAMIN SHOPPE INC COM 92849E101 537 20000 SH SOLE 20000 0 0 VMWARE INC CL A 928563402 1012 13800 SH SOLE 13800 0 0 VULCAN MATLS CO CALL 929160909 2843 25000 SH Call SOLE 25000 0 0 VULCAN MATLS CO PUT 929160959 2024 17800 SH Put SOLE 17800 0 0 WAL-MART STORES INC COM 931142103 3390 47000 SH SOLE 47000 0 0 WAL-MART STORES INC PUT 931142953 8871 123000 SH Put SOLE 123000 0 0 WALT DISNEY STK COM 254687106 10067 108408 SH SOLE 108408 0 0 WEATHERFORD INTERNATIONAL PLC CALL G48833900 5059 900100 SH Call SOLE 900100 0 0 WELLS FARGO & COMPANY COM 949746101 2856 64500 SH SOLE 64500 0 0 WELLS FARGO & COMPANY PUT 949746951 11291 255000 SH Put SOLE 255000 0 0 WHITEWAVE FOODS CO COM 966244105 10886 200000 SH SOLE 200000 0 0 WHITING PETROLEUM CORP COM 966387102 535 61250 SH SOLE 61250 0 0 WHOLE FOODS MARKET INC CALL 966837906 7992 281900 SH Call SOLE 281900 0 0 WHOLE FOODS MARKET INC PUT 966837956 2852 100600 SH Put SOLE 100600 0 0 WILLIAMS COMPANIES INC COM 969457100 24212 787900 SH SOLE 787900 0 0 WILLIAMS COMPANIES INC PUT 969457950 4610 150000 SH Put SOLE 150000 0 0 WR GRACE & CO COM 38388F108 686 9300 SH SOLE 9300 0 0 XILINX INC CALL 983919901 1359 25000 SH Call SOLE 25000 0 0 XILINX INC COM 983919101 1546 28450 SH SOLE 28450 0 0 XILINX INC PUT 983919951 7173 132000 SH Put SOLE 132000 0 0 YAHOO! INC COM 984332106 339004 7865533 SH SOLE 7865533 0 0 YELP INC PUT 985817955 3524 84500 SH Put SOLE 84500 0 0 YUM! BRANDS INC COM 988498101 324 3563 SH SOLE 3563 0 0 YUM! BRANDS INC PUT 988498951 11351 125000 SH Put SOLE 125000 0 0 ZOSANO PHARMA CORP COM 98979H103 186 244494 SH SOLE 244494 0 0