Chief Operating Officer

0000950123-16-014355.txt : 20160212 0000950123-16-014355.hdr.sgml : 20160212 20160212104458 ACCESSION NUMBER: 0000950123-16-014355 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management LP CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 161415927 BUSINESS ADDRESS: STREET 1: 777 THIRD AVE., 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 777 THIRD AVE., 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Hudson Bay Capital Management, L.P. DATE OF NAME CHANGE: 20070320 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001393825 XXXXXXXX 12-31-2015 12-31-2015 Hudson Bay Capital Management LP

777 THIRD AVE., 30TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-12909 N Charles Winkler Chief Operating Officer (212) 571-1244 Charles Winkler New York NY 02-12-2016 1 185 1762976 false 1 028-16885 Hudson Bay Credit Management LLC INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 1347 CAP CORP COM 68245V103 1724 175000 SH SOLE 175000 0 0 ABILITY INC SHS G8789K108 297 30000 SH SOLE 30000 0 0 ACACIA RESH CORP ACACIA TCH COM 003881307 858 200000 SH SOLE 200000 0 0 AGL RES INC COM 001204106 9312 145928 SH SOLE 145928 0 0 AIR LEASE CORP CALL 00912X902 670 20000 SH Call SOLE 20000 0 0 AIR LEASE CORP CL A 00912X302 4404 131531 SH SOLE 131531 0 0 AIRGAS INC COM 009363102 25583 184958 SH SOLE 184958 0 0 ALIBABA GROUP HLDG LTD PUT 01609W952 227532 2799700 SH Put SOLE 2799700 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 27705 340895 SH SOLE 340895 0 0 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 00163UAA4 5873 4654000 PRN SOLE 4654000 0 0 AMEDICA CORP COM 023435100 423 3766964 SH SOLE 3766964 0 0 ANADARKO PETE CORP CALL 032511907 10027 206400 SH Call SOLE 206400 0 0 ANADARKO PETE CORP COM 032511107 16053 330437 SH SOLE 330437 0 0 ANTHEM INC COM 036752103 7181 51500 SH SOLE 51500 0 0 APRICUS BIOSCIENCES INC COM 03832V109 51 51814 SH SOLE 51814 0 0 AR CAP ACQUISITION CORP COM 00191R109 6081 625000 SH SOLE 625000 0 0 AR CAP ACQUISITION CORP UNIT 10/06/2019 00191R208 1216 125000 SH SOLE 125000 0 0 ARCHROCK PARTNERS L P PUT 03957U950 2139 173800 SH Put SOLE 173800 0 0 AROWANA INC SHS G05011104 2058 210000 SH SOLE 210000 0 0 AROWANA INC RIGHT 01/01/2017 G05011120 0 45000 SH SOLE 45000 0 0 ATMEL CORP COM 049513104 9508 1104300 SH SOLE 1104300 0 0 AXALTA COATING SYS LTD COM G0750C108 2027 76053 SH SOLE 76053 0 0 BAKER HUGHES INC PUT 057224957 9304 201600 SH Put SOLE 201600 0 0 BAXALTA INC COM 07177M103 10733 275000 SH SOLE 275000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 4243 40500 SH SOLE 40500 0 0 BIOMED REALTY TRUST INC COM 09063H107 455 19195 SH SOLE 19195 0 0 BOULEVARD ACQUISITION CL A 10157Q102 495 50000 SH SOLE 50000 0 0 BOULEVARD ACQUISITION *W EXP 09/25/202 10157Q110 19 24700 SH SOLE 24700 0 0 BOULEVARD ACQUISITION UNIT 99/99/9999 10157Q201 14181 1450000 SH SOLE 1450000 0 0 BROADCOM CORP CL A 111320107 16069 277922 SH SOLE 277922 0 0 CABOT OIL & GAS CORP COM 127097103 1327 75000 SH SOLE 75000 0 0 CAESARSTONE SDOT-YAM LTD ORD SHS M20598104 555 12800 SH SOLE 12800 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 16249 257112 SH SOLE 257112 0 0 CAPITOL ACQUISITION CORP III COM 14055M106 1434 150000 SH SOLE 150000 0 0 CAPITOL ACQUISITION CORP III *W EXP 10/13/202 14055M114 15 30464 SH SOLE 30464 0 0 CAPITOL ACQUISITION CORP III UNIT 99/99/9999 14055M205 3483 350000 SH SOLE 350000 0 0 CAPNIA INC *W EXP 11/12/201 14066L113 15 30000 SH SOLE 30000 0 0 CARRIZO OIL & GAS INC COM 144577103 740 25000 SH SOLE 25000 0 0 CELLECTIS S A SPONSORED ADS 15117K103 1965 63335 SH SOLE 63335 0 0 CHARTER COMMUNICATIONS INC D PUT 16117M955 9411 51400 SH Put SOLE 51400 0 0 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 9813 53594 SH SOLE 53594 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 2548 5201000 PRN SOLE 5201000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167CA3 45582 93025000 PRN SOLE 93025000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 197 600000 PRN SOLE 600000 0 0 CHINA INFORMATION TECHNOLOGY COM G21174100 877 521966 SH SOLE 521966 0 0 CHUBB CORP COM 171232101 17554 132342 SH SOLE 132342 0 0 CLEAN ENERGY FUELS CORP COM 184499101 169 47000 SH SOLE 47000 0 0 CONSTANT CONTACT INC COM 210313102 1519 51946 SH SOLE 51946 0 0 CONSTELLIUM NV CL A N22035104 186 24091 SH SOLE 24091 0 0 CONTINENTAL RESOURCES INC COM 212015101 712 31000 SH SOLE 31000 0 0 CORE LABORATORIES N V CALL N22717907 2719 25000 SH Call SOLE 25000 0 0 CRH PLC ADR 12626K203 724 25124 SH SOLE 25124 0 0 CRIMSON WINE GROUP LTD COM 22662X100 7524 854990 SH SOLE 854990 0 0 CSRA INC COM 12650T104 3356 111851 SH SOLE 111851 0 0 CSX CORP CALL 126408903 278 10700 SH Call SOLE 10700 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 482 10400 SH SOLE 10400 0 0 DIAMONDBACK ENERGY INC COM 25278X109 3365 50300 SH SOLE 50300 0 0 DISH NETWORK CORP CALL 25470M909 5718 100000 SH Call SOLE 100000 0 0 DOLLAR GEN CORP NEW COM 256677105 12937 180000 SH SOLE 180000 0 0 DOUBLE EAGLE ACQUISITION COR UNIT 99/99/9999 G28195108 3000 300000 SH SOLE 300000 0 0 DOUBLE EAGLE ACQUISITION COR *W EXP 09/16/202 G28195116 69 121800 SH SOLE 121800 0 0 DOUBLE EAGLE ACQUISITION COR COM G28195124 1912 200000 SH SOLE 200000 0 0 DT ASIA INVTS LTD SHS G2615J104 2314 230000 SH SOLE 230000 0 0 ELECTRONIC ARTS INC NOTE 0.750% 7/1 285512AA7 88477 41045000 PRN SOLE 41045000 0 0 ELECTRUM SPL ACQUISITION COR SHS G3105C104 3860 400000 SH SOLE 400000 0 0 ELECTRUM SPL ACQUISITION COR *W EXP 99/99/999 G3105C112 13 58400 SH SOLE 58400 0 0 ELECTRUM SPL ACQUISITION COR UNIT 99/99/9999 G3105C120 3980 400000 SH SOLE 400000 0 0 ENERGEN CORP CALL 29265N908 4304 105000 SH Call SOLE 105000 0 0 EQT CORP CALL 26884L909 7872 151000 SH Call SOLE 151000 0 0 EXPEDIA INC DEL COM NEW 30212P303 1851 14890 SH SOLE 14890 0 0 EXTERRAN CORP COM 30227H106 803 50000 SH SOLE 50000 0 0 FERRO CORP COM 315405100 273 24535 SH SOLE 24535 0 0 FIDELITY & GTY LIFE COM 315785105 225 8850 SH SOLE 8850 0 0 FINJAN HLDGS INC COM NEW 31788H303 101 87556 SH SOLE 87556 0 0 FINTECH ACQUISITION CORP COM 31809H100 3851 399900 SH SOLE 399900 0 0 FINTECH ACQUISITION CORP *W EXP 02/19/202 31809H118 26 75000 SH SOLE 75000 0 0 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 2181 175000 SH SOLE 175000 0 0 GARNERO GROUP ACQUISITION CO SHS G5866L108 4895 500000 SH SOLE 500000 0 0 GENERAL ELECTRIC CO PUT 369604953 4769 153100 SH Put SOLE 153100 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V118 929 38180 SH SOLE 38180 0 0 GLOBAL PARTNER ACQUISITION C COM 37954X105 2970 300000 SH SOLE 300000 0 0 GLOBAL PARTNER ACQUISITION C *W EXP 07/01/202 37954X113 23 80000 SH SOLE 80000 0 0 GLOBAL PARTNER ACQUISITION C UNIT 07/01/2020 37954X204 6986 700000 SH SOLE 700000 0 0 GORES HLDGS INC CL A 382866101 1700 170000 SH SOLE 170000 0 0 GORES HLDGS INC *W EXP 08/13/202 382866119 30 74600 SH SOLE 74600 0 0 GORES HLDGS INC UNIT 99/99/9999 382866200 12299 1229900 SH SOLE 1229900 0 0 HALLIBURTON CO COM 406216101 10073 295918 SH SOLE 295918 0 0 HARMAN INTL INDS INC COM 413086109 1651 17520 SH SOLE 17520 0 0 HARMONY MERGER CORP COM 413247107 4910 500000 SH SOLE 500000 0 0 HARMONY MERGER CORP *W EXP 01/01/202 413247123 0 120000 SH SOLE 120000 0 0 HARMONY MERGER CORP UNIT 99/99/9999 413247206 5030 500000 SH SOLE 500000 0 0 HC2 HLDGS INC COM 404139107 18297 12670 SH DFND 1 0 12670 0 HEALTH NET INC COM 42222G108 16048 234410 SH SOLE 234410 0 0 HENNESSY CAP ACQUISITION COR COM 42588J100 2910 300000 SH SOLE 300000 0 0 HENNESSY CAP ACQUISITION COR UNIT 99/99/9999 42588J209 3920 400000 SH SOLE 400000 0 0 HESS CORP COM 42809H107 6393 131864 SH SOLE 131864 0 0 HUBBELL INC COM 443510607 2415 23898 SH SOLE 23898 0 0 ILLUMINA INC COM 452327109 1065 5550 SH SOLE 5550 0 0 ILLUMINA INC NOTE 6/1 452327AF6 2730 2500000 PRN SOLE 2500000 0 0 INTERDIGITAL INC NOTE 2.500% 3/1 458660AB3 16155 16000000 PRN SOLE 16000000 0 0 ISHARES MSCI SINGAP ETF 464286673 473 46000 SH SOLE 46000 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 1229 3632 SH SOLE 3632 0 0 ISHARES TR U.S. REAL ES ETF 464287739 1599 21300 SH SOLE 21300 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 293 2600 SH SOLE 2600 0 0 ISHARES TR MSCI ACWI ETF 464288257 915 16400 SH SOLE 16400 0 0 ISHARES TR MSCI UTD KNGDM 46434V548 518 32100 SH SOLE 32100 0 0 JARDEN CORP COM 471109108 286 5000 SH SOLE 5000 0 0 JPMORGAN CHASE & CO CALL 46625H905 11304 390200 SH Call SOLE 390200 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 7773 104100 SH SOLE 104100 0 0 KEURIG GREEN MTN INC COM 49271M100 2115 23500 SH SOLE 23500 0 0 KINDER MORGAN INC DEL CALL 49456B901 2984 200000 SH Call SOLE 200000 0 0 KING DIGITAL ENTMT PLC CALL G5258J909 9031 505100 SH Call SOLE 505100 0 0 KING DIGITAL ENTMT PLC ORD SHS G5258J109 8993 503000 SH SOLE 503000 0 0 KLA-TENCOR CORP COM 482480100 17338 250000 SH SOLE 250000 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 3180 70500 SH SOLE 70500 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 2091 51369 SH SOLE 51369 0 0 MARKET VECTORS ETF TR CALL 57060U901 6613 250000 SH Call SOLE 250000 0 0 MEDIA GEN INC NEW COM 58441K100 3701 229161 SH SOLE 229161 0 0 MGIC INVT CORP WIS NOTE 5.000% 5/0 552848AD5 50832 49000000 PRN SOLE 49000000 0 0 MGIC INVT CORP WIS NOTE 2.000% 4/0 552848AE3 120465 87325000 PRN SOLE 87325000 0 0 MGT CAPITAL INVTS INC COM NEW 55302P202 50 210300 SH SOLE 210300 0 0 MICRON TECHNOLOGY INC PUT 595112953 649 45800 SH Put SOLE 45800 0 0 MICRON TECHNOLOGY INC NOTE 2.125% 2/1 595112AV5 58740 39970000 PRN SOLE 39970000 0 0 MONSTER WORLDWIDE INC NOTE 3.500%10/1 611742AB3 6356 5000000 PRN SOLE 5000000 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 137 35378 SH SOLE 35378 0 0 NVIDIA CORP NOTE 1.000%12/0 67066GAC8 93871 56530000 PRN SOLE 56530000 0 0 OFFICE DEPOT INC COM 676220106 12973 2300101 SH SOLE 2300101 0 0 OFFICE DEPOT INC CALL 676220906 5813 1030700 SH Call SOLE 1030700 0 0 PACE HLDGS CORP CL A G6865N103 1344 140000 SH SOLE 140000 0 0 PACE HLDGS CORP *W EXP 99/99/999 G6865N111 40 79640 SH SOLE 79640 0 0 PACE HLDGS CORP UNIT 99/99/9999 G6865N129 5578 546902 SH SOLE 546902 0 0 PARSLEY ENERGY INC CL A 701877102 4613 250000 SH SOLE 250000 0 0 PENNEY J C INC PUT 708160956 2331 350000 SH Put SOLE 350000 0 0 PERSEON CORP *W EXP 99/99/999 715270112 8 293450 SH SOLE 293450 0 0 PFIZER INC COM 717081103 37504 1161847 SH SOLE 1161847 0 0 PHARMATHENE INC COM 71714G102 4448 2341291 SH DFND 1 2072522 268769 0 PHH CORP COM NEW 693320202 234 14420 SH SOLE 14420 0 0 PIONEER NAT RES CO CALL 723787907 3135 25000 SH Call SOLE 25000 0 0 PMC-SIERRA INC COM 69344F106 8614 741268 SH SOLE 741268 0 0 POTASH CORP SASK INC COM 73755L107 411 24000 SH SOLE 24000 0 0 POWERSHARES ETF TRUST II PUT 73936Q959 2800 125000 SH Put DFND 1 0 125000 0 PRECISION CASTPARTS CORP COM 740189105 37765 162772 SH SOLE 162772 0 0 QEP RES INC CALL 74733V900 1340 100000 SH Call SOLE 100000 0 0 QUICKLOGIC CORP COM 74837P108 39 34218 SH SOLE 34218 0 0 RADIAN GROUP INC NOTE 3.000%11/1 750236AK7 7195 5745000 PRN SOLE 5745000 0 0 RED HAT INC COM 756577102 13597 164200 SH SOLE 164200 0 0 RSP PERMIAN INC CALL 74978Q905 1463 60000 SH Call SOLE 60000 0 0 SANOFI SPONSORED ADR 80105N105 4686 109882 SH SOLE 109882 0 0 SBA COMMUNICATIONS CORP COM 78388J106 2675 25462 SH SOLE 25462 0 0 SOUTHWESTERN ENERGY CO COM 845467109 535 75200 SH SOLE 75200 0 0 SPDR S&P 500 ETF TR CALL 78462F903 4404 21600 SH Call SOLE 21600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9358 45900 SH SOLE 45900 0 0 SPDR S&P 500 ETF TR PUT 78462F953 25810 126600 SH Put SOLE 126600 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 2564 84835 SH SOLE 84835 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 41813 967000 SH SOLE 967000 0 0 SPDR SERIES TRUST PUT 78464A950 7555 250000 SH Put SOLE 250000 0 0 SPIRIT AEROSYSTEMS HLDGS INC PUT 848574959 501 10000 SH Put SOLE 10000 0 0 STANCORP FINL GROUP INC COM 852891100 9192 80713 SH SOLE 80713 0 0 STAPLES INC CALL 855030902 11303 1193600 SH Call SOLE 1193600 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 19073 275301 SH SOLE 275301 0 0 STARWOOD PPTY TR INC NOTE 3.750%10/1 85571BAC9 23956 24303000 PRN SOLE 24303000 0 0 STARWOOD WAYPOINT RESIDENTL COM SHS 85571W109 1674 73952 SH SOLE 73952 0 0 SYNCHRONY FINL COM 87165B103 14980 492596 SH SOLE 492596 0 0 T MOBILE US INC COM 872590104 8239 210579 SH SOLE 210579 0 0 TERRAPIN 3 ACQUISITION CORP COM CL A 88104P104 14730 1500000 SH SOLE 1500000 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 1316 175000 SH SOLE 175000 0 0 TETRALOGIC PHARMACEUTICALS C NOTE 8.000% 6/1 88165UAB5 426 1000000 PRN SOLE 1000000 0 0 TIME WARNER CABLE INC COM 88732J207 30252 163002 SH SOLE 163002 0 0 TRANSALTA CORP COM 89346D107 355 100000 SH SOLE 100000 0 0 U S SILICA HLDGS INC COM 90346E103 1873 100000 SH SOLE 100000 0 0 UNION PAC CORP COM 907818108 2972 38000 SH SOLE 38000 0 0 UNITED CONTL HLDGS INC CALL 910047909 1146 20000 SH Call SOLE 20000 0 0 UNITED CONTL HLDGS INC COM 910047109 3036 52978 SH SOLE 52978 0 0 VALEANT PHARMACEUTICALS INTL PUT 91911K952 9657 95000 SH Put SOLE 95000 0 0 VAPOR CORP DEL UNIT 99/99/9999 922099502 260 24112 SH SOLE 24112 0 0 WAUSAU PAPER CORP PUT 943315951 1565 153000 SH Put SOLE 153000 0 0 WAUSAU PAPER CORP COM 943315101 1536 150131 SH SOLE 150131 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 3146 375000 SH SOLE 375000 0 0 WILLIAMS COS INC DEL COM 969457100 15592 606679 SH SOLE 606679 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 5327 99000 SH SOLE 99000 0 0 WRIGHT MED GROUP N V RIGHT 03/01/2019 N96617126 161 160617 SH SOLE 160617 0 0 XEROX CORP COM 984121103 2126 200000 SH SOLE 200000 0 0 YAHOO INC COM 984332106 25379 763053 SH SOLE 763053 0 0 YAHOO INC CALL 984332906 66972 2013600 SH Call SOLE 2013600 0 0 ZOETIS INC CL A 98978V103 5065 105700 SH SOLE 105700 0 0