0000950123-14-012073.txt : 20141114
0000950123-14-012073.hdr.sgml : 20141114
20141114121118
ACCESSION NUMBER: 0000950123-14-012073
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hudson Bay Capital Management LP
CENTRAL INDEX KEY: 0001393825
IRS NUMBER: 371511173
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12909
FILM NUMBER: 141221980
BUSINESS ADDRESS:
STREET 1: 777 THIRD AVE., 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-571-1244
MAIL ADDRESS:
STREET 1: 777 THIRD AVE., 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Hudson Bay Capital Management, L.P.
DATE OF NAME CHANGE: 20070320
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001393825
XXXXXXXX
09-30-2014
09-30-2014
Hudson Bay Capital Management LP
777 THIRD AVE., 30TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-12909
N
Charles Winkler
Chief Operating Officer
(212) 571-1244
Charles Winkler
New York
NY
11-14-2014
0
207
3540518
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
1347 CAP CORP
COM
68245V103
1680
175000
SH
SOLE
175000
0
0
A H BELO CORP
COM CL A
001282102
1879
176072
SH
SOLE
176072
0
0
ABBVIE INC
COM
00287Y109
8801
152364
SH
SOLE
152364
0
0
ACTAVIS PLC
CALL
G0083B908
11051
45800
SH
Call
SOLE
45800
0
0
ACTAVIS PLC
PUT
G0083B958
36192
150000
SH
Put
SOLE
150000
0
0
ACTAVIS PLC
SHS
G0083B108
82900
343585
SH
SOLE
343585
0
0
AK STL CORP
NOTE
001546AP5
10160
6000000
PRN
SOLE
6000000
0
0
ALLERGAN INC
COM
018490102
92480
518994
SH
SOLE
518994
0
0
ALPHA NATURAL RESOURCES INC
NOTE
02076XAF9
20833
34640000
PRN
SOLE
34640000
0
0
ALPHA NATURAL RESOURCES INC
COM
02076X102
442
178380
SH
SOLE
178380
0
0
AMER CORP
PUT
060505954
20555
1205600
SH
Put
SOLE
1205600
0
0
AMER CORP
COM
060505104
27511
1613568
SH
SOLE
1613568
0
0
AMER CORP
*W EXP 01/16/201
060505146
75
10000
SH
SOLE
10000
0
0
ANADARKO PETE CORP
CALL
032511907
104534
1030500
SH
Call
SOLE
1030500
0
0
ANADARKO PETE CORP
COM
032511107
26729
263500
SH
SOLE
263500
0
0
APRICUS BIOSCIENCES INC
COM
03832V109
35
23083
SH
SOLE
23083
0
0
ASHLAND INC NEW
COM
044209104
5830
56000
SH
SOLE
56000
0
0
ASTRAZENECA PLC
CALL
046353908
10716
150000
SH
Call
SOLE
150000
0
0
ATHLON ENERGY INC
COM
047477104
20381
350000
SH
SOLE
350000
0
0
AUXILIUM PHARMACEUTICALS INC
NOTE
05334DAA5
3960
3000000
PRN
SOLE
3000000
0
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
7745
259459
SH
SOLE
259459
0
0
B/E AEROSPACE INC
COM
073302101
14509
172845
SH
SOLE
172845
0
0
BAKER HUGHES INC
COM
057224107
1627
25000
SH
SOLE
25000
0
0
BARRETT BILL CORP
COM
06846N104
1102
50000
SH
SOLE
50000
0
0
BLOCK H & R INC
COM
093671105
8220
265073
SH
SOLE
265073
0
0
BONANZA CREEK ENERGY INC
COM
097793103
711
12500
SH
SOLE
12500
0
0
BOX SHIPS INCORPORATED
SHS
Y09675102
15
250000
SH
SOLE
250000
0
0
BURGER KING WORLDWIDE INC
COM
121220107
2297
77448
SH
SOLE
77448
0
0
CABOT OIL & GAS CORP
COM
127097103
817
25000
SH
SOLE
25000
0
0
CANADIAN NAT RES LTD
COM
136385101
1554
40000
SH
SOLE
40000
0
0
CAPITOL ACQUISITION CORP II
COM
14056V105
4905
500000
SH
SOLE
500000
0
0
CARRIZO OIL & GAS INC
COM
144577103
1076
20000
SH
SOLE
20000
0
0
CBS CORP NEW
CALL
124857902
16157
302000
SH
Call
SOLE
302000
0
0
CBS CORP NEW
CL A
124857202
2836
53000
SH
SOLE
53000
0
0
CENVEO INC
COM
15670S105
2408
975000
SH
SOLE
975000
0
0
CHESAPEAKE ENERGY CORP
CALL
165167907
1150
50000
SH
Call
SOLE
50000
0
0
CHESAPEAKE ENERGY CORP
NOTE
165167CA3
40942
41005000
PRN
SOLE
41005000
0
0
CIMAREX ENERGY CO
PUT
171798951
3163
25000
SH
Put
SOLE
25000
0
0
CIMAREX ENERGY CO
COM
171798101
3163
25000
SH
SOLE
25000
0
0
CITRIX SYS INC
COM
177376100
3296
46200
SH
SOLE
46200
0
0
CLECO CORP NEW
COM
12561W105
1926
40000
SH
SOLE
40000
0
0
COMCAST CORP NEW
CL A
20030N101
42081
782460
SH
SOLE
782460
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
13650
249126
SH
SOLE
249126
0
0
CONCHO RES INC
PUT
20605P951
1881
15000
SH
Put
SOLE
15000
0
0
CONCHO RES INC
COM
20605P101
1881
15000
SH
SOLE
15000
0
0
CONTINENTAL AIRLS INC
NOTE
210795PU8
23030
9300000
PRN
SOLE
9300000
0
0
CORONADO BIOSCIENCES INC
COM
21976U109
459
218334
SH
SOLE
218334
0
0
COVIDIEN PLC
CALL
G2554F903
21628
250000
SH
Call
SOLE
250000
0
0
COVIDIEN PLC
SHS
G2554F113
2920
33755
SH
SOLE
33755
0
0
CRIMSON WINE GROUP LTD
COM
22662X100
6621
722
SH
Call
SOLE
722
0
0
CUBIST PHARMACEUTICALS INC
COM
229678123
168
1526900
SH
SOLE
1526900
0
0
DEVELOPERS DIVERSIFIED RLTY
NOTE
251591AX1
28267
24500000
PRN
SOLE
24500000
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
2617
35000
SH
SOLE
35000
0
0
DICKS SPORTING GOODS INC
COM
253393102
5693
129738
SH
SOLE
129738
0
0
DIRECTV
COM
25490A309
6489
75000
SH
SOLE
75000
0
0
DISH NETWORK CORP
CALL
25470M909
43721
677000
SH
Call
SOLE
677000
0
0
DISH NETWORK CORP
CL A
25470M109
68016
1053203
SH
SOLE
1053203
0
0
DOLLAR GEN CORP NEW
CALL
256677905
52371
857000
SH
Call
SOLE
857000
0
0
DOLLAR GEN CORP NEW
COM
256677105
20981
343337
SH
SOLE
343337
0
0
DRAGONWAVE INC
COM
26144M103
369
300000
SH
SOLE
300000
0
0
DRESSER-RAND GROUP INC
COM
261608103
9871
120000
SH
SOLE
120000
0
0
E M C CORP MASS
COM
268648102
8313
284100
SH
SOLE
284100
0
0
EBAY INC
COM
278642103
2832
50000
SH
SOLE
50000
0
0
ENCANA CORP
COM
292505104
1061
50000
SH
SOLE
50000
0
0
ENDO INTL PLC
SHS
G30401106
5870
85900
SH
SOLE
85900
0
0
ENVISION HEALTHCARE HLDGS IN
COM
29413U103
15639
450950
SH
SOLE
450950
0
0
EOG RES INC
PUT
26875P951
2971
30000
SH
Put
SOLE
30000
0
0
EOG RES INC
COM
26875P101
2476
25000
SH
SOLE
25000
0
0
EP ENERGY CORP
CL A
268785102
1311
75000
SH
SOLE
75000
0
0
EQT CORP
PUT
26884L959
1373
15000
SH
Put
SOLE
15000
0
0
EQT CORP
COM
26884L109
915
10000
SH
SOLE
10000
0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
14838
577112
SH
SOLE
577112
0
0
EXTERRAN HLDGS INC
COM
30225X103
1551
35000
SH
SOLE
35000
0
0
FAMILY DLR STORES INC
CALL
307000909
92503
1197600
SH
Call
SOLE
1197600
0
0
FAMILY DLR STORES INC
COM
307000109
56392
730083
SH
SOLE
730083
0
0
FINJAN HLDGS INC
COM NEW
31788H303
540
231583
SH
SOLE
231583
0
0
GARNERO GROUP ACQUISITION CO
SHS
G5866L108
4765
500000
SH
SOLE
500000
0
0
GLOBAL DEFENSE & NATL SEC SY
COM
37953N108
4156
400000
SH
SOLE
400000
0
0
GLOBALSTAR INC
COM
378973408
23374
6386305
SH
SOLE
6386305
0
0
GNC HLDGS INC
COM CL A
36191G107
10654
275000
SH
SOLE
275000
0
0
GOODRICH PETE CORP
COM NEW
382410405
371
25000
SH
SOLE
25000
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
1068
20000
SH
SOLE
20000
0
0
HALLIBURTON CO
COM
406216101
806
12500
SH
SOLE
12500
0
0
HCA HOLDINGS INC
COM
40412C101
6840
97000
SH
SOLE
97000
0
0
HELMERICH & PAYNE INC
COM
423452101
979
10000
SH
SOLE
10000
0
0
HERBALIFE LTD
PUT
G4412G951
7875
180000
SH
Put
SOLE
180000
0
0
HERTZ GLOBAL HOLDINGS INC
CALL
42805T905
10156
400000
SH
Call
SOLE
400000
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
16582
653092
SH
SOLE
653092
0
0
HESS CORP
CALL
42809H907
33484
355000
SH
Call
SOLE
355000
0
0
HESS CORP
COM
42809H107
18289
193901
SH
SOLE
193901
0
0
HONDA MOTOR LTD
AMERN SHS
438128308
1028
30000
SH
SOLE
30000
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
4734
20000
SH
SOLE
20000
0
0
INTERMUNE INC
CALL
45884X903
19647
69400
SH
Call
SOLE
69400
0
0
ISHARES
CALL
464287904
11484
300000
SH
Call
SOLE
300000
0
0
ISHARES
CALL
464288903
9195
100000
SH
Call
SOLE
100000
0
0
ISHARES
PUT
464288953
17011
185000
SH
Put
SOLE
185000
0
0
ISHARES
PUT
464287955
66704
610000
SH
Put
SOLE
610000
0
0
ISHARES
BELGIUM CAPD ETF
464287598
21720
217000
SH
SOLE
217000
0
0
JAKKS PAC INC
CALL
47012E906
320
45000
SH
Call
SOLE
45000
0
0
JAKKS PAC INC
PUT
47012E956
116
16400
SH
Put
SOLE
16400
0
0
JOY GLOBAL INC
COM
481165108
4182
76674
SH
SOLE
76674
0
0
JUNIPER NETWORKS INC
CALL
48203R904
24365
1100000
SH
Call
SOLE
1100000
0
0
JUNIPER NETWORKS INC
COM
48203R104
13245
597952
SH
SOLE
597952
0
0
KODIAK OIL & GAS CORP
COM
50015Q100
1681
123866
SH
SOLE
123866
0
0
LAM RESEARCH CORP
COM
512807108
5565
74500
SH
SOLE
74500
0
0
LAM RESEARCH CORP
NOTE
512807AL2
3367
2500000
PRN
SOLE
2500000
0
0
LEVY ACQUISITION CORP
COM
52748T104
5119
525000
SH
SOLE
525000
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
11639
273600
SH
SOLE
273600
0
0
LIFEPOINT HOSPITALS INC
COM
53219L109
9341
135000
SH
SOLE
135000
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
1738
24200
SH
SOLE
24200
0
0
MARATHON OIL CORP
COM
565849106
940
25000
SH
SOLE
25000
0
0
MARBLEHEAD CORP
COM NEW
320771207
778
273998
SH
SOLE
273998
0
0
MEADWESTVACO CORP
COM
583334107
4184
102209
SH
SOLE
102209
0
0
MEDTRONIC INC
COM
585055106
6822
110116
SH
SOLE
110116
0
0
MGIC INVT CORP WIS
NOTE
552848AE3
117474
88575000
PRN
SOLE
88575000
0
0
MGIC INVT CORP WIS
NOTE
552848AD5
14092
12967000
PRN
SOLE
12967000
0
0
MGT CAPITAL INVTS INC
COM NEW
55302P202
17
19283
SH
SOLE
19283
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
5354
75000
SH
SOLE
75000
0
0
MICRON TECHNOLOGY INC
NOTE
595112AV5
118532
37630000
PRN
SOLE
37630000
0
0
MICRON TECHNOLOGY INC
NOTE
595112AX1
242321
69197000
PRN
SOLE
69197000
0
0
MOLSON COORS BREWING CO
CL B
60871R209
27543
370000
SH
SOLE
370000
0
0
MOMENTA PHARMACEUTICALS INC
COM
60877T100
1134
100000
SH
SOLE
100000
0
0
MTRS CO
CALL
37045V900
2724
85300
SH
Call
SOLE
85300
0
0
MYLAN INC
NOTE
628530107
24271
533547
PRN
SOLE
533547
0
0
NEWFIELD EXPL CO
COM
651290108
1854
50000
SH
SOLE
50000
0
0
NEWS CORP NEW
CL A
65249B109
1635
100000
SH
SOLE
100000
0
0
NEWS CORP NEW
CL B
65249B208
807
50000
SH
SOLE
50000
0
0
NOBLE CORP PLC
SHS USD
G65431101
667
30000
SH
SOLE
30000
0
0
PATTERSON UTI ENERGY INC
CALL
703481901
1627
50000
SH
Call
SOLE
50000
0
0
PATTERSON UTI ENERGY INC
COM
703481101
1301
40000
SH
SOLE
40000
0
0
PENN VA CORP
COM
707882106
763
60000
SH
SOLE
60000
0
0
PHARMATHENE INC
COM
71714G102
289
162500
SH
SOLE
162500
0
0
PHH CORP
NOTE
693320AQ6
120818
63338000
PRN
SOLE
63338000
0
0
PIONEER NAT RES CO
PUT
723787957
3939
20000
SH
Put
SOLE
20000
0
0
PIONEER NAT RES CO
COM
723787107
3939
20000
SH
SOLE
20000
0
0
POSCO
SPONSORED ADR
693483109
862
11352
SH
SOLE
11352
0
0
POWERSHARES
PUT
73935A954
54335
550000
SH
Put
SOLE
550000
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
324
30000
SH
SOLE
30000
0
0
QEP RES INC
CALL
74733V900
1231
40000
SH
Call
SOLE
40000
0
0
QLT INC
COM
746927102
113
25000
SH
SOLE
25000
0
0
RACKSPACE HOSTING INC
COM
750086100
5563
170900
SH
SOLE
170900
0
0
RADIAN GROUP INC
NOTE
750236AK7
158767
114507000
PRN
SOLE
114507000
0
0
RESTORATION HARDWARE HLDGS I
COM
761283100
6420
80700
SH
SOLE
80700
0
0
REX ENERGY CORPORATION
COM
761565100
324
25600
SH
SOLE
25600
0
0
RITE AID CORP
CALL
767754954
2203
455100
SH
Put
SOLE
455100
0
0
RITE AID CORP
NOTE
767754BU7
31532
16498000
PRN
SOLE
16498000
0
0
RIVERBED TECHNOLOGY INC
COM
768573107
19447
1048613
SH
SOLE
1048613
0
0
ROI
COM
74966G101
3940
400000
SH
SOLE
400000
0
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
316
12500
SH
SOLE
12500
0
0
RPC
COM
749660106
1098
50000
SH
SOLE
50000
0
0
SALIX PHARMACEUTICALS INC
CALL
795435906
15686
100400
SH
Call
SOLE
100400
0
0
SALIX PHARMACEUTICALS INC
PUT
795435956
34217
219000
SH
Put
SOLE
219000
0
0
SALIX PHARMACEUTICALS INC
NOTE
795435AE6
43965
18191000
PRN
SOLE
18191000
0
0
SALIX PHARMACEUTICALS INC
NOTE
795435106
62992
403177
PRN
SOLE
403177
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
1970
75000
SH
SOLE
75000
0
0
SANOFI
RIGHT 12/31/2020
80105N113
153
329400
SH
SOLE
329400
0
0
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
4685
60000
SH
SOLE
60000
0
0
SEADRILL LIMITED
SHS
G7945E105
401
15000
SH
SOLE
15000
0
0
SEARS HLDGS CORP
PUT
812350956
7491
300400
SH
Put
SOLE
300400
0
0
SELECT SECTOR SPDR TR
PUT
81369Y954
13819
260000
SH
Put
SOLE
260000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
144637
558335
SH
SOLE
558335
0
0
SHUTTERFLY INC
COM
82568P304
15358
315100
SH
SOLE
315100
0
0
SIGA TECHNOLOGIES INC
COM
826917106
595
411452
SH
SOLE
411452
0
0
SIGMA ALDRICH CORP
COM
826552101
13601
100000
SH
SOLE
100000
0
0
SILVER EAGLE ACQUISITION COR
COM
827694100
3976
400000
SH
SOLE
400000
0
0
SLM CORP
COM
78442P106
5818
679704
SH
SOLE
679704
0
0
SMART & FINAL STORES INC
COM
83190B101
2828
195948
SH
SOLE
195948
0
0
SMITH & NEPHEW PLC
SPDN ADR NEW
83175M205
385
4572
SH
SOLE
4572
0
0
SOLARCITY CORP
COM
83416T100
1192
20000
SH
SOLE
20000
0
0
SONY CORP
ADR NEW
835699307
11724
649862
SH
SOLE
649862
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
524
15000
SH
SOLE
15000
0
0
SPDR
CALL
78464A907
3014
75000
SH
Call
SOLE
75000
0
0
SPDR
PUT
78464A957
11050
275000
SH
Put
SOLE
275000
0
0
SPDR
PUT
78464A950
6883
100000
SH
Put
SOLE
100000
0
0
SPDR S&P 500 ETF TR
PUT
78462F953
307351
1560000
SH
Put
SOLE
1560000
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
2194
200000
SH
SOLE
200000
0
0
SPORTSMANS WHSE HLDGS INC
COM
84920Y106
674
100000
SH
SOLE
100000
0
0
STONE ENERGY CORP
NOTE
861642106
784
25000
PRN
SOLE
25000
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
5739
79000
SH
SOLE
79000
0
0
TAIWAN SEMICONDUCTOR MFG LTD
CALL
874039900
1560
20000
SH
Call
SOLE
20000
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
5851
289920
SH
SOLE
289920
0
0
TARGA RES CORP
COM
87612G101
70971
521197
SH
SOLE
521197
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
13327
224400
SH
SOLE
224400
0
0
TERRAPIN 3 ACQUISITION CORP
COM CL A
88104P104
14595
1500000
SH
SOLE
1500000
0
0
TERRAPIN 3 ACQUISITION CORP
*W EXP 06/27/201
88104P112
458
1431200
SH
SOLE
1431200
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
12557
233627
SH
SOLE
233627
0
0
TIM HORTONS INC
COM
88706M103
3702
46979
SH
SOLE
46979
0
0
TIME WARNER CABLE INC
COM
88732J207
7175
50000
SH
SOLE
50000
0
0
TIME WARNER INC
COM NEW
887317303
15794
210000
SH
SOLE
210000
0
0
TITAN INTL INC ILL
COM
88830M102
1299
109922
SH
SOLE
109922
0
0
T-MOBILE US INC
COM
872590104
36364
1259593
SH
SOLE
1259593
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
4031
34300
SH
SOLE
34300
0
0
TRI POINTE HOMES INC
CALL
87265H909
4660
360100
SH
Call
SOLE
360100
0
0
TRW AUTOMOTIVE HLDGS CORP
CALL
87264S906
11978
118300
SH
Call
SOLE
118300
0
0
TW TELECOM INC
COM
87311L104
3121
75000
SH
SOLE
75000
0
0
ULTA SALON COSMETCS & FRAG I
COM
90384S303
5910
50012
SH
SOLE
50012
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
2096
201909
SH
SOLE
201909
0
0
VBI VACCINES INC
COM
91790E102
1575
960579
SH
SOLE
960579
0
0
VIACOM INC NEW
CL B
92553P201
13849
180000
SH
SOLE
180000
0
0
VITAMIN SHOPPE INC
COM
92849E101
8808
198422
SH
SOLE
198422
0
0
WHITING PETE CORP NEW
PUT
966387952
1551
20000
SH
Put
SOLE
20000
0
0
WHITING PETE CORP NEW
COM
966387102
1939
25000
SH
SOLE
25000
0
0
WPCS INTL INC
COM PAR $.0001
92931L302
251
302800
SH
SOLE
302800
0
0
WPX ENERGY INC
COM
98212B103
722
30000
SH
SOLE
30000
0
0
XPO LOGISTICS INC
NOTE
983793100
6052
160660
PRN
SOLE
160660
0
0
YAHOO INC
CALL
984332906
1096
26900
SH
Call
SOLE
26900
0
0
YAHOO INC
COM
984332106
35958
882400
SH
SOLE
882400
0
0