0001393726-18-000054.txt : 20181003 0001393726-18-000054.hdr.sgml : 20181003 20181003085921 ACCESSION NUMBER: 0001393726-18-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181002 FILED AS OF DATE: 20181003 DATE AS OF CHANGE: 20181003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Bradley E. CENTRAL INDEX KEY: 0001579089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 181103779 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TIPTREE FINANCIAL INC. DATE OF NAME CHANGE: 20130701 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 4 1 wf-form4_153857154554026.xml FORM 4 X0306 4 2018-10-02 0 0001393726 TIPTREE INC. TIPT 0001579089 Smith Bradley E. C/O TIPTREE INC. 780 THIRD AVENUE, 21ST FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock 2018-10-02 4 A 0 2869 0 A 44911 D Common Stock 63738 I By: Kahala Capital Advisors LLC Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. The reporting person is a principal of Kahala Capital Advisors LLC. The number of shares reflects a total which is greater than the reporting person's pecuniary interest. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. /s/ Neil C. Rifkind as Attorney-in-Fact for Bradley E. Smith 2018-10-03