0001209191-18-007705.txt : 20180205 0001209191-18-007705.hdr.sgml : 20180205 20180205194601 ACCESSION NUMBER: 0001209191-18-007705 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180201 FILED AS OF DATE: 20180205 DATE AS OF CHANGE: 20180205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Offereins Diane E CENTRAL INDEX KEY: 0001401323 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33378 FILM NUMBER: 18575855 MAIL ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Discover Financial Services CENTRAL INDEX KEY: 0001393612 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 362517428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 BUSINESS PHONE: 224-405-0900 MAIL ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-01 0 0001393612 Discover Financial Services DFS 0001401323 Offereins Diane E 2500 LAKE COOK ROAD RIVERWOODS IL 60015 0 1 0 0 EVP, Pres. - Payment Services Common Stock 2018-02-01 4 F 0 16793 80.62 D 142157 D Common Stock 2018-02-01 4 S 0 7900 79.92 D 134257 D Common Stock 2018-02-01 4 S 0 7100 80.50 D 127157 D Number of shares withheld to pay the tax withholding obligation incurred in connection with the vesting of previously-granted (i) performance stock units, and (ii) restricted stock units. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2016 and amended on February 2, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.37 to $80.36, inclusive. The reporting person undertakes to provide to Discover Financial Services, any security holder of Discover Financial Services, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.38 to $80.72, inclusive. /s/ Jennifer K. Schott as Attorney-in-Fact for Diane E. Offereins 2018-02-05