0001085146-14-000161.txt : 20140127 0001085146-14-000161.hdr.sgml : 20140127 20140127074316 ACCESSION NUMBER: 0001085146-14-000161 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 EFFECTIVENESS DATE: 20140127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: American Independence Financial Services LLC CENTRAL INDEX KEY: 0001392910 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12983 FILM NUMBER: 14547414 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE, SUITE 534 CITY: New York STATE: NY ZIP: 10169 BUSINESS PHONE: 646-747-3475 MAIL ADDRESS: STREET 1: 230 PARK AVENUE, SUITE 534 CITY: New York STATE: NY ZIP: 10169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001392910 XXXXXXXX 12-31-2013 12-31-2013 false American Independence Financial Services LLC

230 PARK AVENUE, SUITE 534 NEW YORK NY 10169

13F COMBINATION REPORT 028-12983 0001307878 028-10975 Laffer Investments N John Pileggi & Eric Rubin 646-747-3490 /s/ John Pileggi /s/ Eric Rubin New York NY 01-24-2014 0 99 154357 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3-D SYS CORP DEL COM NEW 88554D205 732 4000 SH Put SOLE 4000 0 0 AETNA INC NEW COM 00817Y108 4146 60445 SH SOLE 60445 0 0 AFLAC INC COM 001055102 4443 66512 SH SOLE 66512 0 0 ALCOBRA LTD SHS M2239P109 47 2600 SH SOLE 2600 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1061 42003 SH SOLE 42003 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 4418 86534 SH SOLE 86534 0 0 ANADARKO PETE CORP COM 032511107 48 600 SH SOLE 600 0 0 ANNALY CAP MGMT INC COM 035710409 52 5200 SH SOLE 5200 0 0 AVON PRODS INC COM 054303102 2630 152745 SH SOLE 152745 0 0 BROADCOM CORP CL A 111320107 3067 103443 SH SOLE 103443 0 0 CABOT OIL & GAS CORP COM 127097103 85 2200 SH SOLE 2200 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 3050 51230 SH SOLE 51230 0 0 CATERPILLAR INC DEL COM 149123101 91 1000 SH SOLE 1000 0 0 CELANESE CORP DEL COM SER A 150870103 3627 65569 SH SOLE 65569 0 0 CHEVRON CORP NEW COM 166764100 3845 30785 SH SOLE 30785 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 1066 2000 SH Put SOLE 2000 0 0 CISCO SYS INC COM 17275R102 4485 199787 SH SOLE 199787 0 0 CITIGROUP INC COM NEW 172967424 4267 81890 SH SOLE 81890 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 80 3000 SH SOLE 3000 0 0 COBALT INTL ENERGY INC COM 19075F106 90 5500 SH SOLE 5500 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2894 28657 SH SOLE 28657 0 0 CORNING INC COM 219350105 3103 174141 SH SOLE 174141 0 0 CROWN CASTLE INTL CORP COM 228227104 37 500 SH SOLE 500 0 0 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 150 1676 SH SOLE 1676 0 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 2987 47129 SH SOLE 47129 0 0 DEERE & CO COM 244199105 4264 46683 SH SOLE 46683 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 3441 60452 SH SOLE 60452 0 0 ELDORADO GOLD CORP NEW COM 284902103 60 10500 SH SOLE 10500 0 0 EXELON CORP COM 30161N101 2465 90000 SH SOLE 90000 0 0 FOOT LOCKER INC COM 344849104 2762 66640 SH SOLE 66640 0 0 FOUNDATION MEDICINE INC COM 350465100 60 2500 SH SOLE 2500 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 3407 90268 SH SOLE 90268 0 0 FRESH MKT INC COM 35804H106 2392 59072 SH SOLE 59072 0 0 GENERAL MTRS CO COM 37045V100 4527 110756 SH SOLE 110756 0 0 GOODRICH PETE CORP COM NEW 382410405 43 2500 SH SOLE 2500 0 0 HOLLYFRONTIER CORP COM 436106108 1960 39444 SH SOLE 39444 0 0 INTEL CORP COM 458140100 109 4200 SH SOLE 4200 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 4074 21722 SH SOLE 21722 0 0 INTREPID POTASH INC COM 46121Y102 48 3000 SH SOLE 3000 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 3148 8196 SH SOLE 8196 0 0 ISHARES 20+ YR TR BD ETF 464287432 102 1000 SH SOLE 1000 0 0 ISHARES 3-7 YR TR BD ETF 464288661 303 2522 SH SOLE 2522 0 0 ISHARES CORE S&P SCP ETF 464287804 22 199 SH SOLE 199 0 0 ISHARES EMU ETF 464286608 405 9789 SH SOLE 9789 0 0 ISHARES MBS ETF 464288588 310 2967 SH SOLE 2967 0 0 ISHARES MSCI EURO FL ETF 464289180 645 25749 SH SOLE 25749 0 0 ISHARES MSCI GERMANY ETF 464286806 3 86 SH SOLE 86 0 0 ISHARES MSCI JAPAN ETF 464286848 311 25624 SH SOLE 25624 0 0 ISHARES MSCI MEX CAP ETF 464286822 311 4567 SH SOLE 4567 0 0 ISHARES MSCI UK ETF 464286699 3 131 SH SOLE 131 0 0 ISHARES NASDQ BIOTEC ETF 464287556 389 1714 SH SOLE 1714 0 0 ISHARES RUS 2000 GRW ETF 464287648 781 5767 SH SOLE 5767 0 0 ISHARES RUSSELL 2000 ETF 464287655 1039 9000 SH Put SOLE 9000 0 0 ISHARES U.S. TECH ETF 464287721 786 8887 SH SOLE 8887 0 0 JPMORGAN CHASE & CO COM 46625H100 3683 62972 SH SOLE 62972 0 0 LILLY ELI & CO COM 532457108 3867 75825 SH SOLE 75825 0 0 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 89 3000 SH SOLE 3000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 63 3000 SH SOLE 3000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 232 11000 SH Call SOLE 11000 0 0 MERCK & CO INC NEW COM 58933Y105 50 1000 SH SOLE 1000 0 0 MICROSOFT CORP COM 594918104 3451 92206 SH SOLE 92206 0 0 MOSAIC CO NEW COM 61945C103 3231 68347 SH SOLE 68347 0 0 NCR CORP NEW COM 62886E108 3489 102440 SH SOLE 102440 0 0 NEWMONT MINING CORP COM 651639106 2418 105000 SH SOLE 105000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 4463 46927 SH SOLE 46927 0 0 ORACLE CORP COM 68389X105 1568 40988 SH SOLE 40988 0 0 PEABODY ENERGY CORP COM 704549104 3603 184466 SH SOLE 184466 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 764 7179 SH SOLE 7179 0 0 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 304 11129 SH SOLE 11129 0 0 PROSHARES TR PSHS ULSHRUS2000 74348A202 54 4500 SH SOLE 4500 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 59 2000 SH SOLE 2000 0 0 PROSHARES TR ULT R/EST NEW 74347X625 34 500 SH SOLE 500 0 0 PULTE GROUP INC COM 745867101 86 4200 SH SOLE 4200 0 0 SANDRIDGE ENERGY INC COM 80007P307 12 2000 SH SOLE 2000 0 0 SCHLUMBERGER LTD COM 806857108 2853 31664 SH SOLE 31664 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 314 4694 SH SOLE 4694 0 0 SILVER WHEATON CORP COM 828336107 30 1500 SH SOLE 1500 0 0 SIMON PPTY GROUP INC NEW COM 828806109 122 800 SH SOLE 800 0 0 SLM CORP COM 78442P106 3222 122615 SH SOLE 122615 0 0 SMITH & WESSON HLDG CORP COM 831756101 2175 161259 SH SOLE 161259 0 0 SOUTHERN COPPER CORP COM 84265V105 29 1000 SH SOLE 1000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 70 600 SH SOLE 600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5 28 SH SOLE 28 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1108 6000 SH Put SOLE 6000 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 61 250 SH SOLE 250 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 779 11361 SH SOLE 11361 0 0 TERADATA CORP DEL COM 88076W103 45 1000 SH SOLE 1000 0 0 THE ADT CORPORATION COM 00101J106 16 400 SH SOLE 400 0 0 TOLL BROTHERS INC COM 889478103 2450 66215 SH SOLE 66215 0 0 TRAVELERS COMPANIES INC COM 89417E109 3803 42005 SH SOLE 42005 0 0 TRIUMPH GROUP INC NEW COM 896818101 1404 18452 SH SOLE 18452 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 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