-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NFASBDtgE2dIodHCwEI00SR1lybDPEVa8GXy55Yt8VBr/OtZPWU9SMO5Wn5YGzsR UTe3aMFKPB8Yq7B86XIlVg== 0001085146-10-001031.txt : 20101122 0001085146-10-001031.hdr.sgml : 20101122 20101122160833 ACCESSION NUMBER: 0001085146-10-001031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101122 DATE AS OF CHANGE: 20101122 EFFECTIVENESS DATE: 20101122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: American Independence Financial Services LLC CENTRAL INDEX KEY: 0001392910 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12983 FILM NUMBER: 101208881 BUSINESS ADDRESS: STREET 1: 335 Madison Avenue Mezzanine CITY: New York STATE: NY ZIP: 6467473475 BUSINESS PHONE: 6467473475 MAIL ADDRESS: STREET 1: 335 Madison Avenue Mezzanine CITY: New York STATE: NY ZIP: 6467473475 13F-HR 1 aifs3q10r.txt AMERICAN INDEPENDENCE FINANCIAL SERVICES LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: American Independence Financial Services, LLC Address: 335 Madison Ave. Mezzanine New York, NY 10017 13F File Number: 028-12983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Pileggi and Eric Rubin Title: Managing Owners Phone: 646-747-3490 Signature, Place, and Date of Signing: /s/ John Pileggi /s/ Eric Rubin New York, NY November 22, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 105 Form 13F Information Table Value Total: $147,472 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABOVENET INC COM 00374N107 367 7050 SH SOLE 7050 0 0 AEROPOSTALE COM 007865108 364 15658 SH SOLE 15658 0 0 AETNA INC NEW COM 00817Y108 226 7139 SH SOLE 7139 0 0 AFFILIATED MANAGERS GROUP COM 008252108 415 5322 SH SOLE 5322 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 367 7907 SH SOLE 7907 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 208 5050 SH SOLE 5050 0 0 ALPHATEC HOLDINGS INC COM 02081G102 351 164940 SH SOLE 164940 0 0 AMERICAN CAP LTD COM 02503Y103 418 71979 SH SOLE 71979 0 0 AMPHENOL CORP NEW CL A 032095101 425 8687 SH SOLE 8687 0 0 APPLE INC COM 037833100 413 1454 SH SOLE 1454 0 0 ASSURED GUARANTY LTD COM G0585R106 353 20641 SH SOLE 20641 0 0 AUTOZONE INC COM 053332102 218 951 SH SOLE 951 0 0 AVNET INC COM 053807103 403 14928 SH SOLE 14928 0 0 BEST BUY INC COM 086516101 459 11243 SH SOLE 11243 0 0 BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 442 28890 SH SOLE 28890 0 28890 BROADCOM CORP CL A 111320107 395 11153 SH SOLE 11153 0 0 BRUKER CORP COM 116794108 385 27428 SH SOLE 27428 0 0 BRUSH ENGINEERED MATLS INC COM 117421107 427 15031 SH SOLE 15031 0 0 CANADIAN NAT RES LTD COM 136385101 381 11026 SH SOLE 11026 0 0 CARDINAL HEALTH INC COM 14149Y108 2294 66857 SH SOLE 66857 0 0 CELGENE CORP COM 151020104 384 6667 SH SOLE 6667 0 0 CHEVRON CORP NEW COM 166764100 3121 37886 SH SOLE 37886 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 231 3892 SH SOLE 3892 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 269 18506 SH SOLE 18506 0 0 CIGNA CORP COM 125509109 243 6779 SH SOLE 6779 0 0 CISCO SYS INC COM 17275R102 359 16413 SH SOLE 16413 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 213 3331 SH SOLE 3331 0 0 CNOOC LTD SPONSORED ADR 126132109 283 1459 SH SOLE 1459 0 0 COACH INC COM 189754104 539 12545 SH SOLE 12545 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 468 23487 SH SOLE 23487 0 0 COMCAST CORP NEW CL A 20030N101 367 20310 SH SOLE 20310 0 0 COVENTRY HEALTH CARE INC COM 222862104 214 9954 SH SOLE 9954 0 0 CUMMINS INC COM 231021106 407 4495 SH SOLE 4495 0 0 CVS CAREMARK CORPORATION COM 126650100 398 12661 SH SOLE 12661 0 0 DENDREON CORP COM 24823Q107 395 9598 SH SOLE 9598 0 0 DENNYS CORP COM 24869P104 463 148913 SH SOLE 148913 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 5136 71686 SH SOLE 71686 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 222 5100 SH SOLE 5100 0 0 DISNEY WALT CO COM DISNEY 254687106 4856 141427 SH SOLE 141427 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 4327 121822 SH SOLE 121822 0 0 E M C CORP MASS COM 268648102 394 19419 SH SOLE 19419 0 0 EBAY INC COM 278642103 4824 191712 SH SOLE 191712 0 0 EINSTEIN NOAH REST GROUP INC COM 28257U104 388 36598 SH SOLE 36598 0 0 ENTERGY CORP NEW COM 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411 187660 SH SOLE 187660 0 0 JETBLUE AIRWAYS CORP COM 477143101 409 61098 SH SOLE 61098 0 0 JPMORGAN CHASE & CO COM 46625H100 373 9798 SH SOLE 9798 0 0 JUNIPER NETWORKS INC COM 48203R104 422 13895 SH SOLE 13895 0 0 KOHLS CORP COM 500255104 412 7826 SH SOLE 7826 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 2276 28914 SH SOLE 28914 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 4904 60292 SH SOLE 60292 0 0 LAM RESEARCH CORP COM 512807108 393 9383 SH SOLE 9383 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 241 17549 SH SOLE 17549 0 0 LOCAL COM CORP COM 53954R105 431 97562 SH SOLE 97562 0 0 LOEWS CORP COM 540424108 2745 69837 SH SOLE 69837 0 0 MCGRAW HILL COS INC COM 580645109 257 7785 SH SOLE 7785 0 0 MCKESSON CORP COM 58155Q103 2167 33758 SH SOLE 33758 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 5571 94317 SH SOLE 94317 0 0 METLIFE INC COM 59156R108 3009 75975 SH SOLE 75975 0 0 MGIC INVT CORP WIS COM 552848103 434 47035 SH SOLE 47035 0 0 MICRON TECHNOLOGY INC COM 595112103 356 49371 SH SOLE 49371 0 0 MICROSOFT CORP COM 594918104 4956 195044 SH SOLE 195044 0 0 MKS INSTRUMENT INC COM 55306N104 341 18949 SH SOLE 18949 0 0 MONSANTO CO NEW COM 61166W101 959 20000 SH SOLE 20000 0 0 NII HLDGS INC CL B NEW 62913F201 385 9371 SH SOLE 9371 0 0 NORDSTROM INC COM 655664100 432 11625 SH SOLE 11625 0 0 NUVASIVE INC COM 670704105 402 11433 SH SOLE 11433 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 6266 77775 SH SOLE 77775 0 0 OMNICOM GROUP INC COM 681919106 5894 143926 SH SOLE 143926 0 0 ORACLE CORP COM 68389X105 5881 211193 SH SOLE 211193 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 261 7200 SH SOLE 7200 0 0 RADIAN GROUP INC COM 750236101 407 52099 SH SOLE 52099 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 224 4644 SH SOLE 4644 0 0 RIVERBED TECHNOLOGY INC COM 768573107 479 10511 SH SOLE 10511 0 0 SANDISK CORP COM 80004C101 233 6350 SH SOLE 6350 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 263 15081 SH SOLE 15081 0 0 STARBUCKS CORP COM 855244109 557 21793 SH SOLE 21793 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 257 25305 SH SOLE 25305 0 0 TARGET CORP COM 87612E106 3361 61159 SH SOLE 61159 0 0 TECK RESOURCES LTD CL B 878742204 3592 83302 SH SOLE 83302 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 257 4880 SH SOLE 4880 0 0 TJX COS INC NEW COM 872540109 247 5540 SH SOLE 5540 0 0 TRAVELERS COMPANIES INC COM 89417E109 4991 95790 SH SOLE 95790 0 0 UNITED RENTALS INC COM 911363109 422 28403 SH SOLE 28403 0 0 VALE S A ADR 91912E105 564 18036 SH SOLE 18036 0 0 VIACOM INC NEW CL B 92553P201 4875 130325 SH SOLE 130325 0 0 VISA INC COM CL A 92826C839 4272 55726 SH SOLE 55726 0 0 WELLPOINT INC COM 94973V107 221 3895 SH SOLE 3895 0 0 WESTERN DIGITAL CORP COM 958102105 201 7089 SH SOLE 7089 0 0 XEROX CORP COM 984121103 5211 485068 SH SOLE 485068 0 0
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