-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J/HHzix8lTORXqWE7DtPUtwGDixKKl+O6UqwlAcu/NC6BOPH/uzc3bh+YK/WMIi8 RcKAbWD1YAhx17DLsgiYDQ== 0001085146-10-000519.txt : 20100518 0001085146-10-000519.hdr.sgml : 20100518 20100518135403 ACCESSION NUMBER: 0001085146-10-000519 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100518 DATE AS OF CHANGE: 20100518 EFFECTIVENESS DATE: 20100518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: American Independence Financial Services LLC CENTRAL INDEX KEY: 0001392910 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12983 FILM NUMBER: 10841958 BUSINESS ADDRESS: STREET 1: 335 Madison Avenue Mezzanine CITY: New York STATE: NY ZIP: 6467473475 BUSINESS PHONE: 6467473475 MAIL ADDRESS: STREET 1: 335 Madison Avenue Mezzanine CITY: New York STATE: NY ZIP: 6467473475 13F-HR 1 aifs1q10.txt AMERICAN INDEPENDENCE FINANCIAL SERVICES LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: American Independence Financial Services, LLC Address: 335 Madison Ave. Mezzanine New York, NY 10017 13F File Number: 028-12983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Pileggi and Eric Rubin Title: Managing Owners Phone: 646-747-3490 Signature, Place, and Date of Signing: /s/ John Pileggi /s/ Eric Rubin New York, NY May 17, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 102 Form 13F Information Table Value Total: $139,565 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 252 4800 SH SOLE 2400 0 2400 AETNA INC NEW COM 00817Y108 200 5700 SH SOLE 2600 0 3100 AFLAC INC COM 001055102 217 4000 SH SOLE 1900 0 2100 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 262 5200 SH SOLE 2500 0 2700 AMERICAN TOWER CORP CL A 029912201 852 20000 SH SOLE 0 0 20000 APPLE INC COM 037833100 681 2900 SH SOLE 1300 0 1600 AT&T INC COM 00206R102 516 20000 SH SOLE 8800 0 11200 BANCO BRADESCO S A SP ADR PFD NEW 059460303 201 10940 SH SOLE 5390 0 5550 BANK OF AMERICA CORPORATION COM 060505104 580 32500 SH SOLE 14800 0 17700 BARCLAYS BK PLC IPATH SHRT ETN 06740C527 4202 200000 SH SOLE 0 0 200000 CARDINAL HEALTH INC COM 14149Y108 4010 111300 SH SOLE 0 0 111300 CAREFUSION CORP COM 14170T101 751 28400 SH SOLE 0 0 28400 CENTERPOINT ENERGY INC COM 15189T107 147 10300 SH SOLE 4700 0 5600 CHEVRON CORP NEW COM 166764100 1440 19000 SH SOLE 3000 0 16000 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 230 3200 SH SOLE 1600 0 1600 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 250 5200 SH SOLE 2500 0 2700 CHOICE HOTELS INTL INC COM 169905106 3655 105000 SH SOLE 0 0 105000 CHUBB CORP COM 171232101 1670 32200 SH SOLE 0 0 32200 CISCO SYS INC COM 17275R102 490 18800 SH SOLE 8600 0 10200 CLOROX CO DEL COM 189054109 2245 35000 SH SOLE 0 0 35000 COCA COLA CO COM 191216100 413 7500 SH SOLE 3400 0 4100 DELL INC COM 24702R101 226 15000 SH SOLE 6900 0 8100 DIAGEO P L C SPON ADR NEW 25243Q205 4452 66000 SH SOLE 0 0 66000 DIREXION SHS ETF TR DLY LRG CAP BEAR 25459W854 393 28100 SH SOLE 0 0 28100 DISCOVER FINL SVCS COM 254709108 171 11500 SH SOLE 5300 0 6200 DISNEY WALT CO COM DISNEY 254687106 3840 110000 SH SOLE 0 0 110000 DOW CHEM CO COM 260543103 591 20000 SH SOLE 0 0 20000 DR PEPPER SNAPPLE GROUP INC COM 26138E109 3698 105145 SH SOLE 62 0 105083 DYNCORP INTL INC CL A 26817C101 718 62500 SH SOLE 0 0 62500 E M C CORP MASS COM 268648102 2526 140000 SH SOLE 0 0 140000 EBAY INC COM 278642103 232 8600 SH SOLE 4200 0 4400 ENERGY RECOVERY INC COM 29270J100 914 145000 SH SOLE 0 0 145000 ENTERGY CORP NEW COM 29364G103 2034 25000 SH SOLE 0 0 25000 EXXON MOBIL CORP COM 30231G102 1045 15600 SH SOLE 7100 0 8500 FORD MTR CO DEL COM PAR $0.01 345370860 261 20800 SH SOLE 10200 0 10600 FOREST LABS INC COM 345838106 2051 65400 SH SOLE 2500 0 62900 FREEPORT-MCMORAN COPPER & GO COM 35671D857 242 2900 SH SOLE 1400 0 1500 FTI CONSULTING INC COM 302941109 2988 76000 SH SOLE 0 0 76000 GENERAL DYNAMICS CORP COM 369550108 239 3100 SH SOLE 1400 0 1700 GENERAL ELECTRIC CO COM 369604103 5447 299300 SH SOLE 15900 0 283400 GENWORTH FINL INC COM CL A 37247D106 189 10300 SH SOLE 5000 0 5300 GOOGLE INC CL A 38259P508 511 900 SH SOLE 400 0 500 HARRIS CORP DEL COM 413875105 1576 33200 SH SOLE 1500 0 31700 HEWLETT PACKARD CO COM 428236103 4268 80300 SH SOLE 4700 0 75600 HONEYWELL INTL INC COM 438516106 267 5900 SH SOLE 2700 0 3200 HOST HOTELS & RESORTS INC COM 44107P104 194 13272 SH SOLE 6447 0 6825 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 218 3700 SH SOLE 1800 0 1900 INTEL CORP COM 458140100 403 18100 SH SOLE 8300 0 9800 INTERNATIONAL BUSINESS MACHS COM 459200101 680 5300 SH SOLE 2500 0 2800 INTERPUBLIC GROUP COS INC COM 460690100 176 21100 SH SOLE 9700 0 11400 ISHARES TR INDEX MSCI EAFE IDX 464287465 2902 51830 SH SOLE 0 0 51830 ISHARES TR INDEX RUSSELL 2000 464287655 3425 50500 SH SOLE 24800 0 25700 ISHARES TR INDEX S&P MIDCAP 400 464287507 3297 41900 SH SOLE 20600 0 21300 ISHARES TR INDEX S&P SMLCAP 600 464287804 1462 24600 SH SOLE 12100 0 12500 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 290 13187 SH SOLE 6547 0 6640 JARDEN CORP COM 471109108 499 15000 SH SOLE 0 0 15000 JOHNSON & JOHNSON COM 478160104 3194 49000 SH SOLE 4100 0 44900 JPMORGAN CHASE & CO COM 46625H100 577 12900 SH SOLE 5900 0 7000 KIMBERLY CLARK CORP COM 494368103 213 3400 SH SOLE 1500 0 1900 L-3 COMMUNICATIONS HLDGS INC COM 502424104 5241 57200 SH SOLE 0 0 57200 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3604 47600 SH SOLE 0 0 47600 LAZARD LTD SHS A G54050102 4106 115000 SH SOLE 0 0 115000 LOCKHEED MARTIN CORP COM 539830109 233 2800 SH SOLE 1300 0 1500 LOEWS CORP COM 540424108 3504 94000 SH SOLE 0 0 94000 LSI CORPORATION COM 502161102 152 24800 SH SOLE 12100 0 12700 MCKESSON CORP COM 58155Q103 4134 62900 SH SOLE 1400 0 61500 MEAD JOHNSON NUTRITION CO COM 582839106 4162 80000 SH SOLE 0 0 80000 MERCK & CO INC NEW COM 58933Y105 374 10000 SH SOLE 4600 0 5400 MICROSOFT CORP COM 594918104 863 29500 SH SOLE 13600 0 15900 NABORS INDUSTRIES LTD SHS G6359F103 257 13100 SH SOLE 6200 0 6900 NEWELL RUBBERMAID INC COM 651229106 154 10100 SH SOLE 4600 0 5500 OCCIDENTAL PETE CORP DEL COM 674599105 5267 62300 SH SOLE 0 0 62300 OMNICOM GROUP INC COM 681919106 4840 124700 SH SOLE 2100 0 122600 ORACLE CORP COM 68389X105 3925 152800 SH SOLE 5800 0 147000 PEPSICO INC COM 713448108 344 5200 SH SOLE 2400 0 2800 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 396 10000 SH SOLE 4900 0 5100 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 321 7200 SH SOLE 3500 0 3700 PFIZER INC COM 717081103 453 26400 SH SOLE 12100 0 14300 PHILIP MORRIS INTL INC COM 718172109 323 6200 SH SOLE 2800 0 3400 POSCO SPONSORED ADR 693483109 222 1900 SH SOLE 1000 0 900 PROCTER & GAMBLE CO COM 742718109 607 9600 SH SOLE 4400 0 5200 PROSHARES TR PSHS ULSHT SP500 74347R883 412 13300 SH SOLE 0 0 13300 RAYTHEON CO COM NEW 755111507 211 3700 SH SOLE 1700 0 2000 SMITH INTL INC COM 832110100 214 5000 SH SOLE 2200 0 2800 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 304 28941 SH SOLE 14062 0 14879 TARGET CORP COM 87612E106 2262 43000 SH SOLE 0 0 43000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 361 5729 SH SOLE 2798 0 2931 TEXAS INSTRS INC COM 882508104 221 9000 SH SOLE 4400 0 4600 TJX COS INC NEW COM 872540109 200 4700 SH SOLE 2100 0 2600 TRANSOCEAN LTD REG SHS H8817H100 3153 36500 SH SOLE 0 0 36500 TRAVELERS COMPANIES INC COM 89417E109 221 4100 SH SOLE 2000 0 2100 UNITED STATES STL CORP NEW COM 912909108 2541 40000 SH SOLE 0 0 40000 VALE S A ADR 91912E105 277 8600 SH SOLE 4200 0 4400 VALE S A ADR REPSTG PFD 91912E204 372 13400 SH SOLE 6600 0 6800 VERIZON COMMUNICATIONS INC COM 92343V104 291 9400 SH SOLE 4300 0 5100 VIACOM INC NEW CL B 92553P201 3661 106500 SH SOLE 3000 0 103500 WAL MART STORES INC COM 931142103 389 7000 SH SOLE 3200 0 3800 WALGREEN CO COM 931422109 245 6600 SH SOLE 3200 0 3400 WELLPOINT INC COM 94973V107 212 3300 SH SOLE 1600 0 1700 WELLS FARGO & CO NEW COM 949746101 520 16700 SH SOLE 7600 0 9100 WINDSTREAM CORP COM 97381W104 152 13900 SH SOLE 6400 0 7500 XEROX CORP COM 984121103 191 19637 SH SOLE 8822 0 10815
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