0001104659-21-063893.txt : 20210510 0001104659-21-063893.hdr.sgml : 20210510 20210510162952 ACCESSION NUMBER: 0001104659-21-063893 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210510 DATE AS OF CHANGE: 20210510 EFFECTIVENESS DATE: 20210510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: L & S Advisors Inc CENTRAL INDEX KEY: 0001392364 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13201 FILM NUMBER: 21907665 BUSINESS ADDRESS: STREET 1: 12121 Wilshire Blvd STREET 2: Suite 1100 CITY: Los Angeles STATE: CA ZIP: 90025 MAIL ADDRESS: STREET 1: 12121 Wilshire Blvd STREET 2: Suite 1100 CITY: Los Angeles STATE: CA ZIP: 90025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001392364 XXXXXXXX 03-31-2021 03-31-2021 false L & S Advisors Inc
12121 Wilshire Blvd Suite 1100 Los Angeles CA 90025
13F COMBINATION REPORT 028-13201 0001417544 028-13118 WELLS FARGO CLEARING SERVICES, LLC 0001418112 028-13117 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC N
SY R. LIPPMAN CEO 310-893-6060 /s/ Sy R. Lippman Los Angeles CA 05-10-2021 0 344 880702
INFORMATION TABLE 2 infotable.xml US TREASURY FIXED 9127962q1 2387 2387000 PRN SOLE 0 0 2387000 US TREASURY FIXED 9127962y4 1255 1255000 PRN SOLE 0 0 1255000 US TREASURY FIXED 9127963h0 1632 1632000 PRN SOLE 0 0 1632000 US TREASURY FIXED 9127963s6 326 326000 PRN SOLE 0 0 326000 US TREASURY FIXED 9127964l0 4917 4918000 PRN SOLE 0 0 4918000 US TREASURY FIXED 9127964w6 600 600000 PRN SOLE 0 0 600000 US TREASURY FIXED 912796a90 980 980000 PRN SOLE 0 0 980000 US TREASURY FIXED 912796c31 475 475000 PRN SOLE 0 0 475000 US TREASURY FIXED 912796d30 6767 6770000 PRN SOLE 0 0 6770000 US TREASURY FIXED 912828rr3 597 590000 PRN SOLE 0 0 590000 ALIBABA GROUP HLDG FIXED 01609was1 292 280000 PRN SOLE 0 0 280000 ANTERO RESOURCES FIXED 03674xaj5 1002 1005000 PRN SOLE 0 0 1005000 APX GROUP FIXED 00213mas3 650 630000 PRN SOLE 0 0 630000 ARROW ELECTRONICS INC FIXED 042735bd1 241 235000 PRN SOLE 0 0 235000 AVNET INC FIXED 053807ar4 292 275000 PRN SOLE 0 0 275000 BAIDU INC FIXED 056752ab4 261 250000 PRN SOLE 0 0 250000 BARCLAYS PLC FIXED 06738eas4 210 205000 PRN SOLE 0 0 205000 BRITISH TELECOM PLC FIXED 111021am3 274 250000 PRN SOLE 0 0 250000 CARRIZO OIL & GAS INC FIXED 144577ah6 792 890000 PRN SOLE 0 0 890000 CLEVELAND CLIFFS FIXED 18683kam3 867 845000 PRN SOLE 0 0 845000 CNH INDUSTRIAL CAPITAL FIXED 12592bag9 203 200000 PRN SOLE 0 0 200000 CONNS INC FIXED 208242ab3 741 740000 PRN SOLE 0 0 740000 CRED SUIS GP FUND FIXED 225433am3 200 200000 PRN SOLE 0 0 200000 DIEBOLD NIXDORF FIXED 253651ac7 802 785000 PRN SOLE 0 0 785000 DISH NETWORK FIXED 25470xaw5 662 635000 PRN SOLE 0 0 635000 ENERGY TRANSFER FIXED 29278nal7 211 200000 PRN SOLE 0 0 200000 EZCORP INC FIXED 302301ae6 648 785000 PRN SOLE 0 0 785000 FIRST HORIZON NATL CORP FIXED 320517ac9 291 275000 PRN SOLE 0 0 275000 FLUOR CORP FIXED 343412ac6 724 705000 PRN SOLE 0 0 705000 FS KKR CAPITAL CORP FIXED 302635ac1 233 225000 PRN SOLE 0 0 225000 GENERAL MOTORS FIXED 37045xbk1 263 250000 PRN SOLE 0 0 250000 HAWAIIAN AIRL FIXED 419839aa3 543 547648 PRN SOLE 0 0 547648 HCA INC FIXED 404119bn8 217 195000 PRN SOLE 0 0 195000 HOPE BANCORP INC FIXED 43940tab5 1131 1180000 PRN SOLE 0 0 1180000 HOST HOTELS & RESORTS LP FIXED 44107tau0 265 250000 PRN SOLE 0 0 250000 HYATT HOTELS FIXED 448579ae2 261 250000 PRN SOLE 0 0 250000 INTERCEPT PHARMAS FIXED 45845paa6 808 980000 PRN SOLE 0 0 980000 JABIL INC FIXED 466313ag8 317 300000 PRN SOLE 0 0 300000 LAREDO PETROLEUM FIXED 516806af3 749 780000 PRN SOLE 0 0 780000 MARVELL TECHNOLOGY FIXED 57385laa6 268 250000 PRN SOLE 0 0 250000 MOMO INC FIXED 60879bab3 672 770000 PRN SOLE 0 0 770000 MOSAIC CO FIXED 61945cac7 270 250000 PRN SOLE 0 0 250000 MYLAN INC FIXED 628530bd8 270 250000 PRN SOLE 0 0 250000 PBF LOGISTICS LP FIXED 69318uab1 786 790000 PRN SOLE 0 0 790000 PETROLEOS MEXICANOS GLBL FIXED 71654qce0 205 200000 PRN SOLE 0 0 200000 PPL ENERGY SUPPLY LLC FIXED 69352jan7 651 668000 PRN SOLE 0 0 668000 QUAD GRAPHICS FIXED 747301ac3 734 740000 PRN SOLE 0 0 740000 RANGE RESOURCES FIXED 75281aba6 480 473000 PRN SOLE 0 0 473000 RETAIL OPPORTUNITY INV FIXED 76132faa5 285 265000 PRN SOLE 0 0 265000 RR DONNELLEY & SONS FIXED 257867ba8 238 225000 PRN SOLE 0 0 225000 SANTANDER HOLDINGS USA FIXED 80282kas5 245 235000 PRN SOLE 0 0 235000 SIGNET UK FINANCE FIXED 82671aaa1 752 750000 PRN SOLE 0 0 750000 TAPESTRY INC FIXED 189754ab0 256 250000 PRN SOLE 0 0 250000 TEVA PHARMACEUTICAL FIXED 88167aal5 584 550000 PRN SOLE 0 0 550000 TITAN INTERNATIONAL FIXED 88830mak8 610 610000 PRN SOLE 0 0 610000 TRIUMPH GROUP FIXED 896818al5 871 875000 PRN SOLE 0 0 875000 VMWARE INC FIXED 928563ab1 206 200000 PRN SOLE 0 0 200000 WESTERN ASSET MORTG CAP FIXED 95790daa3 533 571000 PRN SOLE 0 0 571000 WHIRLPOOL CORP FIXED 96332hcf4 212 200000 PRN SOLE 0 0 200000 CA CMNTYS DEV AUTH REV FIXED 13080svc5 501 500000 PRN SOLE 0 0 500000 CA HEALTH FACILITIES FINAN FIXED 13033lvg9 228 225000 PRN SOLE 0 0 225000 AM CEN TAX FREE BOND FIXED 025075839 2398 196868 SH SOLE 0 0 196868 BLKROCK MUNI OPPS FIXED 09253e609 1979 167975 SH SOLE 0 0 167975 DOUBLELINE T RETURN CL I FIXED 258620103 521 49774 SH SOLE 0 0 49774 EATON VANCE HIGH INCOME FIXED 277923546 7092 1597243 SH SOLE 0 0 1597243 GS CORE BOND FUND FIXED 38141w810 3559 329556 SH SOLE 0 0 329556 GS DYN MUNI INCOME FD FIXED 38142v746 566 34057 SH SOLE 0 0 34057 GUGG MACRO OPPS FIXED 40168w582 3121 114489 SH SOLE 0 0 114489 LD ABT SHT DURN FIXED 543916688 4467 1063631 SH SOLE 0 0 1063631 METROPOLITAN WEST TR FIXED 592905509 555 51326 SH SOLE 0 0 51326 PIMCO DIVERS INCOME FIXED 693391880 1668 151077 SH SOLE 0 0 151077 PIMCO INCOME FUND CL I FIXED 72201F490 2145 179175 SH SOLE 0 0 179175 T ROWE PRICE HIGH YIELD FIXED 741481105 217 32790 SH SOLE 0 0 32790 VANGUARD LT CA TAX-EX FIXED 922021506 1446 114096 SH SOLE 0 0 114096 VNGRD INTERM CA TAX EX FIXED 922021407 1926 157636 SH SOLE 0 0 157636 VNGRD INTERMED CA TAX EX FIXED 922021308 723 59170 SH SOLE 0 0 59170 VNGRD ULTRA SHORT-T FUND FIXED 922031711 15584 773808 SH SOLE 0 0 773808 WESTERN ASSET CORE CL 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HATHAWAY A COM 084670108 1929 5 SH SOLE 0 0 5 BERKSHIRE HATHAWAY B COM 084670702 420 1645 SH SOLE 0 0 1645 BILL COM HLDGS INC COM 090043100 291 2000 SH SOLE 0 0 2000 BIOHAVEN PHARMACEUTICAL COM g11196105 4020 58811 SH SOLE 0 0 58811 BLACKROCK INC COM 09247x101 755 1002 SH SOLE 0 0 1002 BLOOM ENERGY CORP COM 093712107 2546 94128 SH SOLE 0 0 94128 BOEING CO COM 097023105 6710 26342 SH SOLE 0 0 26342 BRISTOL MYERS SQUIBB COM 110122108 387 6134 SH SOLE 0 0 6134 BROADCOM LIMITED COM 11135F101 6179 13326 SH SOLE 0 0 13326 CAESARS ENTERTAINMNT COM 12769g100 2227 25462 SH SOLE 0 0 25462 CALLON PETE CO DEL COM 13123x508 2264 58730 SH SOLE 0 0 58730 CANADIAN NATIONAL RR COM 136375102 567 4885 SH SOLE 0 0 4885 CARPARTS COM COM 14427m107 286 20000 SH SOLE 0 0 20000 CARRIER GLOBAL ORD SHS COM 14448c104 4054 96032 SH SOLE 0 0 96032 CARVANA COMPANY COM 146869102 1628 6204 SH SOLE 0 0 6204 CATERPILLAR INC COM 149123101 5255 22663 SH SOLE 0 0 22663 CDW CORP COM 12514g108 2474 14928 SH SOLE 0 0 14928 CELANESE CORP COM 150870103 2017 13463 SH SOLE 0 0 13463 CEMEX SAB DE CV (ADR) COM 151290889 2689 385767 SH SOLE 0 0 385767 CHARLES SCHWAB CORP COM 808513105 2209 33894 SH SOLE 0 0 33894 CHARTER COMMUNICATIONS COM 16119P108 1014 1643 SH SOLE 0 0 1643 CHEVRON CORPORATION COM 166764100 3239 30914 SH SOLE 0 0 30914 CIGNA CORPORATION COM 125523100 1733 7170 SH SOLE 0 0 7170 CISCO SYSTEMS INC COM 17275r102 2758 53345 SH SOLE 0 0 53345 CITIGROUP INC COM 172967424 4690 64472 SH SOLE 0 0 64472 CLEVELAND CLIFFS INC COM 185899101 6965 346333 SH SOLE 0 0 346333 COCA COLA COMPANY COM 191216100 574 10890 SH SOLE 0 0 10890 CONSTELLATION BRANDS COM 21036P108 4265 18706 SH SOLE 0 0 18706 COSTCO WHOLESALE CORP COM 22160k105 966 2741 SH SOLE 0 0 2741 CRACKER BARREL OLD CNTRY COM 22410J106 1688 9762 SH SOLE 0 0 9762 CRISPR THERAPEUTICS COM h17182108 1656 13590 SH SOLE 0 0 13590 CROWDSTRIKE HLDGS COM 22788c105 2011 11018 SH SOLE 0 0 11018 CUMMINS INC COM 231021106 9487 36615 SH SOLE 0 0 36615 CVS HEALTH CORP COM COM 126650100 1944 25847 SH SOLE 0 0 25847 CYPRESS DEV CORP COM 232749200 8 10000 SH SOLE 0 0 10000 CYTODYN INC COM 23283m101 137 50600 SH SOLE 0 0 50600 D.R. HORTON COM 23331A109 2608 29265 SH SOLE 0 0 29265 DANAHER CORP COM 235851102 1242 5518 SH SOLE 0 0 5518 DANAOS CORP COM y1968p121 248 5000 SH SOLE 0 0 5000 DAQO NEW ENERGY CORP COM 23703q203 226 3000 SH SOLE 0 0 3000 DARDEN RESTAURANTS INC COM 237194105 2175 15315 SH SOLE 0 0 15315 DEERE & COMPANY COM 244199105 11632 31091 SH SOLE 0 0 31091 DELL INC COM 24703l202 1678 19035 SH SOLE 0 0 19035 DERMTECH INC COM 24984k105 2317 45615 SH SOLE 0 0 45615 DIGITAL TURBINE INC COM 25400w102 1282 15958 SH SOLE 0 0 15958 DINEEQUITY INC COM 254423106 1738 19304 SH SOLE 0 0 19304 DRAFTKINGS COM 26142r104 6111 99635 SH SOLE 0 0 99635 EAGLE MATERIALS INC COM 26969p108 7032 52316 SH SOLE 0 0 52316 EASTMAN CHEM CO COM 277432100 8716 79147 SH SOLE 0 0 79147 EATON CORP PLC COM G29183103 6716 48566 SH SOLE 0 0 48566 EMERSON ELECTRIC CO COM 291011104 6753 74853 SH SOLE 0 0 74853 ENPHASE ENERGY COM 29355a107 2184 13466 SH SOLE 0 0 13466 EQUITY LIFESTYLE PPTIES COM 29472r108 7817 122825 SH SOLE 0 0 122825 ESTEE LAUDER COMPANIES COM 518439104 2776 9543 SH SOLE 0 0 9543 EXPEDIA GROUP INC COM 30212p303 3004 17451 SH SOLE 0 0 17451 EXXON MOBIL CORP COM 30231g102 1133 20291 SH SOLE 0 0 20291 FACEBOOK INC COM 30303m102 15482 52564 SH SOLE 0 0 52564 FARFETCH LTD COM 30744w107 1260 23758 SH SOLE 0 0 23758 FATE THERAPEUTICS INC COM 31189p102 1826 22144 SH SOLE 0 0 22144 FEDEX CORPORATION COM 31428x106 2657 9356 SH SOLE 0 0 9356 FIRST HORIZON CORPORATION COM 320517105 5395 319066 SH SOLE 0 0 319066 FIVE BELOW COM 33829m101 1564 8195 SH SOLE 0 0 8195 FIVERR INTERNATIONAL COM m4r82t106 337 1550 SH SOLE 0 0 1550 FORTINET INC COM 34959E109 1156 6270 SH SOLE 0 0 6270 FREEPORT MCMORAN INC COM 35671d857 3310 100521 SH SOLE 0 0 100521 FUTU HLDGS LTD COM 36118l106 794 5000 SH SOLE 0 0 5000 GENERAL ELECTRIC CO COM 369604103 188 14285 SH SOLE 0 0 14285 GILAT SATELLITE NTWKS LTD COM m51474118 235 22500 SH SOLE 0 0 22500 GLOBAL SHIP LEASE INC COM y27183600 2429 172275 SH SOLE 0 0 172275 GOLDMAN SACHS COM 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CLEAN ENERGY ETF COM 00162q460 460 5891 SH SOLE 0 0 5891 ARK GENOMIC REV ETF COM 00214Q302 821 9257 SH SOLE 0 0 9257 DEF NEXT GEN CONNECT ETF COM 26922a289 960 27255 SH SOLE 0 0 27255 DJ INDUSTRIAL ETF COM 78467x109 9391 28441 SH SOLE 0 0 28441 GOLDMAN SACHS HEDGE ETF COM 381430545 477 5055 SH SOLE 0 0 5055 HEALTH CARE SELECT ETF COM 81369y209 236 2019 SH SOLE 0 0 2019 INDUSTRIAL SELECT SPDR COM 81369y704 215 2184 SH SOLE 0 0 2184 INV S&P 500 EQ WT ETF COM 46137V357 1473 10400 SH SOLE 0 0 10400 INV S&P 500 EQ WT INDUS COM 46137v324 257 1447 SH SOLE 0 0 1447 INVESCO QQQ TRUST ETF COM 46090E103 1272 3986 SH SOLE 0 0 3986 ISH RUSS MID-CAP GRWTH COM 464287481 6445 63144 SH SOLE 0 0 63144 ISH RUSSELL 2000 GRWTH COM 464287648 2191 7287 SH SOLE 0 0 7287 ISH TECH SOFTWARE ETF COM 464287515 1819 5327 SH SOLE 0 0 5327 ISHARES CHINA LARGE CAP COM 464287184 380 8151 SH SOLE 0 0 8151 ISHARES EUR SMALL CAP ETF COM 464288497 249 3781 SH SOLE 0 0 3781 ISHARES GLB CLEAN ENERG COM 464288224 1518 62450 SH SOLE 0 0 62450 ISHARES MSCI EAFE ETF COM 464287465 707 9325 SH SOLE 0 0 9325 ISHARES RUSSELL 2000 COM 464287655 1369 6196 SH SOLE 0 0 6196 ISHARES S&P 500 VALUE ETF COM 464287408 407 2884 SH SOLE 0 0 2884 ISHARES TR INDIA 50 ETF COM 464289529 512 11410 SH SOLE 0 0 11410 ISHARES US TRANSPORTATION COM 464287192 254 985 SH SOLE 0 0 985 MATERIALS SELECT SECTOR COM 81369y100 240 3052 SH SOLE 0 0 3052 PROSH R2000 DIV GROWERS COM 74347b698 2121 32425 SH SOLE 0 0 32425 PRS MIDCAP DIV ARISTO COM 74347b680 3237 46462 SH SOLE 0 0 46462 SPDR CONSUMER DISCRE COM 81369y407 489 2908 SH SOLE 0 0 2908 SPDR GOLD SHARES ETF COM 78463v107 327 2044 SH SOLE 0 0 2044 SPDR S&P 500 ETF COM 78462f103 11462 28922 SH SOLE 0 0 28922 SPDR S&P METALS & MINING COM 78464a755 209 5243 SH SOLE 0 0 5243 SPDR S&P MIDCAP 400 ETF COM 78467y107 450 946 SH SOLE 0 0 946 TECHNOLOGY SPDR ETF COM 81369y803 469 3531 SH SOLE 0 0 3531 VANECK SEMICONDUCTOR COM 92189f676 240 986 SH SOLE 0 0 986 VANGUARD DEVELOPED ETF COM 921943858 1134 23097 SH SOLE 0 0 23097 VANGUARD GROWTH ETF COM 922908736 561 2182 SH SOLE 0 0 2182 VANGUARD MID-CAP ETF COM 922908629 1357 6132 SH SOLE 0 0 6132 VANGUARD TOTAL STOCK ETF COM 922908769 5216 25235 SH SOLE 0 0 25235 VANGUARD VALUE ETF COM 922908744 2252 17133 SH SOLE 0 0 17133 VNGRD EMERGING MKTS COM 922042858 296 5679 SH SOLE 0 0 5679 WTREE CLOUD COMPUTING COM 97717y691 769 15970 SH SOLE 0 0 15970 EDGEWOOD GROWTH FUND COM 0075W0759 3514 66881 SH SOLE 0 0 66881 FIDELITY CONTRAFUND COM 316071109 179 10670 SH SOLE 0 0 10670 GS EMERGING MKT EQUITIES COM 38142b369 3507 114172 SH SOLE 0 0 114172 GS GQG INTL OPPORTUNITIES COM 38147n293 11176 612362 SH SOLE 0 0 612362 HRDG LVNR INTL EQUITY COM 412295107 6637 231565 SH SOLE 0 0 231565 MATTHEWS ASIA GROWTH FD COM 577130776 3352 85784 SH SOLE 0 0 85784 VICTORY SYCAMORE VAL I COM 92646a831 3296 69440 SH SOLE 0 0 69440 BROADCOM INC 8percent PFD PFD 11135f200 2579 1749 SH SOLE 0 0 1749