0001193125-11-292091.txt : 20111102
0001193125-11-292091.hdr.sgml : 20111102
20111102102832
ACCESSION NUMBER: 0001193125-11-292091
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111102
DATE AS OF CHANGE: 20111102
EFFECTIVENESS DATE: 20111102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tamalpais Asset Management LP
CENTRAL INDEX KEY: 0001391827
IRS NUMBER: 203873605
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12446
FILM NUMBER: 111173356
BUSINESS ADDRESS:
STREET 1: 3 HARBOR DRIVE
STREET 2: SUITE 204
CITY: SAUSALITO
STATE: CA
ZIP: 94965
BUSINESS PHONE: 415-289-3606
MAIL ADDRESS:
STREET 1: 3 HARBOR DRIVE
STREET 2: SUITE 204
CITY: SAUSALITO
STATE: CA
ZIP: 94965
13F-HR
1
d250023d13fhr.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Tamalpais Asset Management LP
Address: 3 Harbor Dr Ste. 204
Sausalito, CA 94965
Form 13F File Number: 28-12446
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Darren Huber
Title: Chief Compliance Officer
Phone: 415-289-3606
Signature, Place, and Date of Signing:
/s/ Darren Huber Sausalito, CA November 2, 2011
------------------------ ------------------------- -------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 43
Form 13F Information Table Value Total: $134,297
(thousands)
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------- ------------------ ------------ -------- -------------------- ---------- -------- ----------------
VOTING
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARE NONE
-------------- ------------------ ------------ -------- ---------- ---- ---- ---------- -------- ----- ----- ----
AK STL HLDG CORP COM 001547 10 8 $ 353 53,983 SH SOLE SOLE
AT&T INC COM 00206R 10 2 $ 2,720 95,360 SH SOLE SOLE
ALLSTATE CORP COM 020002 10 1 $ 5,511 231,541 SH SOLE SOLE
APACHE CORP COM 037411 10 5 $ 2,212 27,567 SH SOLE SOLE
BANK OF AMERICA CORPORATION COM 060505 10 4 $ 4,215 688,806 SH SOLE SOLE
BANK OF AMERICA CORPORATION * W EXP 01/16/201 060505 14 6 $ 230 85,000 SH SOLE SOLE
BEAZER HOMES USA INC) COM 07556Q 10 5 $ 64 42,638 SH SOLE SOLE
BOEING CO COM 097023 10 5 $ 1,890 31,232 SH SOLE SOLE
CISCO SYS INC COM 17275R 10 2 $ 4,651 300,253 SH SOLE SOLE
CITIGROUP INC COM NEW 172967 42 4 $ 2,445 95,446 SH SOLE SOLE
CUMMINS INC COM 231021 10 6 $ 980 12,000 SH SOLE SOLE
DISNEY WALT CO COM DISNEY 254687 10 6 $ 4,060 134,623 SH SOLE SOLE
DU PONT E I DE NEMOURS & CO COM 263534 10 9 $ 2,155 53,914 SH SOLE SOLE
E M C CORP MASS COM 268648 10 2 $ 1,209 57,620 SH SOLE SOLE
ETFS PLATINUM TR SH BEN INT 26922V 10 1 $ 3,758 25,000 SH SOLE SOLE
ENERGY CONVERSION DEVICES IN NOTE 3.000% 6/1 292659 AA 7 $ 1,880 4,000,000 PRN SOLE SOLE
EXELON CORP COM 30161N 10 1 $ 370 8,694 SH SOLE SOLE
FREEPORT-MCMORAN COPPER & GO COM 35671D 85 7 $ 2,295 75,367 SH SOLE SOLE
GENERAL ELECTRIC CO COM 369604 10 3 $ 6,910 451,627 SH SOLE SOLE
GOOGLE INC CL A 38259P 50 8 $ 958 1,862 SH SOLE SOLE
HECKMANN CORP * W EXP 11/09/201 422680 11 6 $ 33 325,000 SH SOLE SOLE
HUMAN GENOME SCIENCES INC NOTE 2.250%10/1 444903 AK 4 $ 2,539 2,500,000 PRN SOLE SOLE
JPMORGAN CHASE & CO COM 46625H 10 0 $ 5,877 195,105 SH SOLE SOLE
MGIC INVT CORP WIS COM 552848 10 3 $ 234 125,000 SH SOLE SOLE
MEDTRONIC INC COM 585055 10 6 $ 1,009 30,362 SH SOLE SOLE
MERCK & CO INC NEW COM 58933Y 10 5 $ 5,568 169,093 SH SOLE SOLE
MICROSOFT CORP COM 594918 10 4 $ 2,324 93,368 SH SOLE SOLE
MICRON TECHNOLOGY INC COM 595112 10 3 $ 778 154,400 SH SOLE SOLE
NOVAGOLD RES INC NOTE 5.500% 5/0 66987E AA 5 $14,966 13,500,000 PRN SOLE SOLE
OCCIDENTAL PETE CORP DEL COM 674599 10 5 $ 3,084 43,105 SH SOLE SOLE
PEPSICO INC COM 713448 10 8 $ 5,265 85,058 SH SOLE SOLE
PFIZER INC COM 717081 10 3 $ 2,443 138,197 SH SOLE SOLE
POWERWAVE TECHNOLOGIES INC COM 739363 10 9 $ 146 85,000 SH SOLE SOLE
RAMBUS INC DEL NOTE 5.000% 6/1 750917 AC 0 $ 4,485 4,000,000 PRN SOLE SOLE
SCHLUMBERGER LTD COM 806857 10 8 $ 3,836 64,317 SH SOLE SOLE
STILLWATER MNG CO NOTE 1.875% 3/1 86074Q AF 9 $18,176 19,221,000 PRN SOLE SOLE
STILLWATER MINING CO COM 86074Q 10 2 $ 36 4,200 SH SOLE SOLE
TARGET CORP COM 87612E 10 6 $ 1,047 21,342 SH SOLE SOLE
3M CO COM 88579Y 10 1 $ 4,205 58,570 SH SOLE SOLE
UNITED PARCEL SERVICE INC CL B 911312 10 6 $ 2,420 38,319 SH SOLE SOLE
VIRGIN MEDIA INC NOTE 6.500%11/1 92769L AB 7 $ 3,834 2,500,000 PRN SOLE SOLE
WAL MART STORES INC COM 931142 10 3 $ 1,589 30,611 SH SOLE SOLE
WELLS FARGO & CO NEW COM 949746 10 1 $ 1,537 63,720 SH SOLE SOLE