0001193125-11-292091.txt : 20111102 0001193125-11-292091.hdr.sgml : 20111102 20111102102832 ACCESSION NUMBER: 0001193125-11-292091 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111102 DATE AS OF CHANGE: 20111102 EFFECTIVENESS DATE: 20111102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tamalpais Asset Management LP CENTRAL INDEX KEY: 0001391827 IRS NUMBER: 203873605 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12446 FILM NUMBER: 111173356 BUSINESS ADDRESS: STREET 1: 3 HARBOR DRIVE STREET 2: SUITE 204 CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 415-289-3606 MAIL ADDRESS: STREET 1: 3 HARBOR DRIVE STREET 2: SUITE 204 CITY: SAUSALITO STATE: CA ZIP: 94965 13F-HR 1 d250023d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tamalpais Asset Management LP Address: 3 Harbor Dr Ste. 204 Sausalito, CA 94965 Form 13F File Number: 28-12446 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Darren Huber Title: Chief Compliance Officer Phone: 415-289-3606 Signature, Place, and Date of Signing: /s/ Darren Huber Sausalito, CA November 2, 2011 ------------------------ ------------------------- ------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 43 Form 13F Information Table Value Total: $134,297 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- ------------------ ------------ -------- -------------------- ---------- -------- ---------------- VOTING VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARE NONE -------------- ------------------ ------------ -------- ---------- ---- ---- ---------- -------- ----- ----- ---- AK STL HLDG CORP COM 001547 10 8 $ 353 53,983 SH SOLE SOLE AT&T INC COM 00206R 10 2 $ 2,720 95,360 SH SOLE SOLE ALLSTATE CORP COM 020002 10 1 $ 5,511 231,541 SH SOLE SOLE APACHE CORP COM 037411 10 5 $ 2,212 27,567 SH SOLE SOLE BANK OF AMERICA CORPORATION COM 060505 10 4 $ 4,215 688,806 SH SOLE SOLE BANK OF AMERICA CORPORATION * W EXP 01/16/201 060505 14 6 $ 230 85,000 SH SOLE SOLE BEAZER HOMES USA INC) COM 07556Q 10 5 $ 64 42,638 SH SOLE SOLE BOEING CO COM 097023 10 5 $ 1,890 31,232 SH SOLE SOLE CISCO SYS INC COM 17275R 10 2 $ 4,651 300,253 SH SOLE SOLE CITIGROUP INC COM NEW 172967 42 4 $ 2,445 95,446 SH SOLE SOLE CUMMINS INC COM 231021 10 6 $ 980 12,000 SH SOLE SOLE DISNEY WALT CO COM DISNEY 254687 10 6 $ 4,060 134,623 SH SOLE SOLE DU PONT E I DE NEMOURS & CO COM 263534 10 9 $ 2,155 53,914 SH SOLE SOLE E M C CORP MASS COM 268648 10 2 $ 1,209 57,620 SH SOLE SOLE ETFS PLATINUM TR SH BEN INT 26922V 10 1 $ 3,758 25,000 SH SOLE SOLE ENERGY CONVERSION DEVICES IN NOTE 3.000% 6/1 292659 AA 7 $ 1,880 4,000,000 PRN SOLE SOLE EXELON CORP COM 30161N 10 1 $ 370 8,694 SH SOLE SOLE FREEPORT-MCMORAN COPPER & GO COM 35671D 85 7 $ 2,295 75,367 SH SOLE SOLE GENERAL ELECTRIC CO COM 369604 10 3 $ 6,910 451,627 SH SOLE SOLE GOOGLE INC CL A 38259P 50 8 $ 958 1,862 SH SOLE SOLE HECKMANN CORP * W EXP 11/09/201 422680 11 6 $ 33 325,000 SH SOLE SOLE HUMAN GENOME SCIENCES INC NOTE 2.250%10/1 444903 AK 4 $ 2,539 2,500,000 PRN SOLE SOLE JPMORGAN CHASE & CO COM 46625H 10 0 $ 5,877 195,105 SH SOLE SOLE MGIC INVT CORP WIS COM 552848 10 3 $ 234 125,000 SH SOLE SOLE MEDTRONIC INC COM 585055 10 6 $ 1,009 30,362 SH SOLE SOLE MERCK & CO INC NEW COM 58933Y 10 5 $ 5,568 169,093 SH SOLE SOLE MICROSOFT CORP COM 594918 10 4 $ 2,324 93,368 SH SOLE SOLE MICRON TECHNOLOGY INC COM 595112 10 3 $ 778 154,400 SH SOLE SOLE NOVAGOLD RES INC NOTE 5.500% 5/0 66987E AA 5 $14,966 13,500,000 PRN SOLE SOLE OCCIDENTAL PETE CORP DEL COM 674599 10 5 $ 3,084 43,105 SH SOLE SOLE PEPSICO INC COM 713448 10 8 $ 5,265 85,058 SH SOLE SOLE PFIZER INC COM 717081 10 3 $ 2,443 138,197 SH SOLE SOLE POWERWAVE TECHNOLOGIES INC COM 739363 10 9 $ 146 85,000 SH SOLE SOLE RAMBUS INC DEL NOTE 5.000% 6/1 750917 AC 0 $ 4,485 4,000,000 PRN SOLE SOLE SCHLUMBERGER LTD COM 806857 10 8 $ 3,836 64,317 SH SOLE SOLE STILLWATER MNG CO NOTE 1.875% 3/1 86074Q AF 9 $18,176 19,221,000 PRN SOLE SOLE STILLWATER MINING CO COM 86074Q 10 2 $ 36 4,200 SH SOLE SOLE TARGET CORP COM 87612E 10 6 $ 1,047 21,342 SH SOLE SOLE 3M CO COM 88579Y 10 1 $ 4,205 58,570 SH SOLE SOLE UNITED PARCEL SERVICE INC CL B 911312 10 6 $ 2,420 38,319 SH SOLE SOLE VIRGIN MEDIA INC NOTE 6.500%11/1 92769L AB 7 $ 3,834 2,500,000 PRN SOLE SOLE WAL MART STORES INC COM 931142 10 3 $ 1,589 30,611 SH SOLE SOLE WELLS FARGO & CO NEW COM 949746 10 1 $ 1,537 63,720 SH SOLE SOLE