-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OM6c3/YRO0J6ze10rZowPiXjFY/nX4wcqnR8qoy3duIKAC2YOe+/GZJeqeWxLha8 OqQxm01CZRXIlcjRmB6S3A== 0001193125-09-214635.txt : 20091027 0001193125-09-214635.hdr.sgml : 20091027 20091027133746 ACCESSION NUMBER: 0001193125-09-214635 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091027 DATE AS OF CHANGE: 20091027 EFFECTIVENESS DATE: 20091027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tamalpais Asset Management LP CENTRAL INDEX KEY: 0001391827 IRS NUMBER: 203873605 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12446 FILM NUMBER: 091138762 BUSINESS ADDRESS: STREET 1: 3 HARBOR DRIVE STREET 2: SUITE 204 CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 415-289-3606 MAIL ADDRESS: STREET 1: 3 HARBOR DRIVE STREET 2: SUITE 204 CITY: SAUSALITO STATE: CA ZIP: 94965 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [_]; Amendment Number: --------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tamalpais Asset Management LP Address: 3 Harbor Dr Ste. 204 Sausalito, CA 94965 Form 13F File Number: 28-12446 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Darren Huber Title: Chief Compliance Officer Phone: 415-289-3606 Signature, Place, and Date of Signing: /s/ Darren Huber Sausalito, CA October 27, 2009 - --------------------- ----------------------- ----------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 37 Form 13F Information Table Value Total: $263,377 ----------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------- ---------------- --------- -------- ------------------ ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------- ---------------- --------- -------- ------- --- ---- ---------- -------- ------ --------- ------ ALCATEL LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AH0 $ 5,053 6,000 PRN SOLE SOLE ALLIANT TECHSYSTEMS INC NOTE 2.750% 2/1 018804AH7 $ 5,273 5,000 PRN SOLE SOLE AMERIGROUP CORP NOTE 2.000% 5/1 03073TAB8 $ 1,358 1,500 PRN SOLE SOLE AMR CORP COM 001765106 $ 3,754 472,200 SH SOLE SOLE CEPHALON INC NOTE 2.500% 5/0 156708AR0 $ 4,740 4,500 PRN SOLE SOLE CHESAPEAKE ENERGY CORP COM 165167107 $ 2,008 70,700 SH SOLE SOLE CHIQUITA BRANDS INTL INC COM 170032809 $ 2,159 133,600 SH SOLE SOLE CIENA CORP NOTE 0.250% 5/0 171779AB7 $ 6,804 8,500 PRN SOLE SOLE COEUR D ALENE MINES CORP IDA NOTE 3.250% 3/1 192108AR9 $ 15,700 17,809 PRN SOLE SOLE DR HORTON INC NOTE 2.000% 5/1 23331ABB4 $ 11,961 10,495 PRN SOLE SOLE EURONET WORLDWIDE INC NOTE 3.500% 10/1 298736AF6 $ 11,441 12,061 PRN SOLE SOLE EXTERRAN HLDGS INC NOTE 4.250% 6/1 30225XAA1 $ 10,615 8,500 PRN SOLE SOLE FEI CO NOTE 2.875% 6/0 30241LAF6 $ 2,692 2,500 PRN SOLE SOLE HECLA MNG GO 6.5% CONV PFD 422704304 $ 9,055 167,408 PRN SOLE SOLE HERTZ GOLBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 $ 10,623 7,000 PRN SOLE SOLE HOLOGIC INC FRNT 2.000% 12/1 436440AA9 $ 13,308 16,000 PRN SOLE SOLE ITRON INC COM 465741106 $ 1,539 24,000 SH SOLE SOLE KINROSS GOLD CORP NOTE 1.750% 3/1 496902AD9 $ 6,046 5,609 PRN SOLE SOLE LIFEPOINT HOSPITALS INC NOTE 3.500% 5/1 53219LAH2 $ 12,177 14,000 PRN SOLE SOLE LOWES INC COM 548661107 $ 314 15,000 SH SOLE SOLE MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 $ 9,239 11,000 PRN SOLE SOLE MICRON TECHNOLOGY INC NOTE 4.250% 10/1 595112AJ2 $ 5,371 3,000 PRN SOLE SOLE NASDAQ OMX GROUP INC NOTE 2.500% 8/1 631103AA6 $ 14,060 16,111 PRN SOLE SOLE NEWMONT MINING CORP COM 651639106 $ 3,649 82,900 SH SOLE SOLE NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 $ 13,196 15,000 PRN SOLE SOLE PENN VA CORP NOTE 4.500% 11/1 707882AA4 $ 5,796 6,425 PRN SOLE SOLE REGIS CORP MINN NOTE 5.000% 7/1 758932AA5 $ 6,144 5,000 PRN SOLE SOLE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------- ---------------- --------- -------- ------------------ ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------- ---------------- --------- -------- ------- --- ---- ---------- -------- ------ --------- ------ SANDISK CORP NOTE 1.000% 5/1 80004CAC5 $ 15,389 19,653 PRN SOLE SOLE SPORTS PPTYS ACQUISITION COR *W EXP 1/17/201 84920F115 $ 4 20,000 SH SOLE SOLE IDEATION ACQUISITION CORP *W EXP 11/19/201 451665111 $ 50 29,500 SH SOLE SOLE ST MARY LD & EXPL CO NOTE 3.500% 4/0 792228AD0 $ 13,599 14,000 PRN SOLE SOLE TECH DATA CORP DBCV 2.750% 12/1 878237AE6 $ 2,606 2,500 PRN SOLE SOLE TEREX CORP NEW NOTE 4.000% 6/0 880779AV5 $ 11,180 7,500 PRN SOLE SOLE TRANSOCEAN INC NOTE 1.500% 12/1 893830AV1 $ 2,914 3,000 PRN SOLE SOLE TYSON FOODS INC NOTE 3.250% 10/1 902494AP8 $ 13,127 12,300 PRN SOLE SOLE WEBMD CORP NOTE 3.125% 9/0 94769MAG0 $ 8,938 8,377 PRN SOLE SOLE WESTERN REFNG INC COM 959319104 $ 1,495 231,800 SH SOLE SOLE
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