-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ot6THtw3Hd7ZxHukVQF7qtX5/H4NJx76tJkTiEKRHQS4r2ucnG51LG/LVHXNhG6y kiz8Oyt6fy8YLZBjtHoHaw== 0001193125-09-091396.txt : 20090429 0001193125-09-091396.hdr.sgml : 20090429 20090429114259 ACCESSION NUMBER: 0001193125-09-091396 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090429 DATE AS OF CHANGE: 20090429 EFFECTIVENESS DATE: 20090429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tamalpais Asset Management LP CENTRAL INDEX KEY: 0001391827 IRS NUMBER: 203873605 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12446 FILM NUMBER: 09777909 BUSINESS ADDRESS: STREET 1: 3 HARBOR DRIVE STREET 2: SUITE 204 CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 415-289-3606 MAIL ADDRESS: STREET 1: 3 HARBOR DRIVE STREET 2: SUITE 204 CITY: SAUSALITO STATE: CA ZIP: 94965 13F-HR 1 d13fhr.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [_]; Amendment Number: ------------ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tamalpais Asset Management LP Address: 3 Harbor Dr Ste. 204 Sausalito, CA 94965 Form 13F File Number: 28-12446 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Darren Huber Title: Chief Compliance Officer Phone: 415-289-3606 Signature, Place, and Date of Signing: /s/ Darren Huber Sausalito, CA April 29, 2009 - ------------------------------------- -------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 46 Form 13F Information Table Value Total: $142,818 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------------------- ---------------- --------- -------- ----------------- ---------- -------- ---------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- AMERICAN INTL GROUP INC UNIT 99/99/9999 026874115 $ 231 42,636 PRN SOLE SOLE ALCATEL LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AH0 $3,151 6,500 PRN SOLE SOLE ARRIS GROUP INC NOTE 2.000% 11/1 04269QAC4 $3,813 5,000 PRN SOLE SOLE BARRICK GOLD CORP/PLACER DOME INC DBCV 2.750% 10/1 725906AK7 $5,650 4,000 PRN SOLE SOLE BARRETT BILL CORP NOTE 5.000% 3/1 06846NAA2 $4,939 6,035 PRN SOLE SOLE BRISTOW GROUP INC PFD CNV 5.50% 110394400 $2,135 70,000 PRN SOLE SOLE CERADYNE INC NOTE 2.875% 12/1 156710AA3 $4,941 6,112 PRN SOLE SOLE CIENA CORP NOTE 0.250% 5.0 171779AB7 $3,911 6,500 PRN SOLE SOLE COEUR DALENE MINES CORP IDA NOTE 1.250% 1/1 192108AQ1 $2,570 4,000 PRN SOLE SOLE COEUR DALENE MINES CORP IDA NOTE 3.250% 3/1 192108AR9 $5,082 10,800 PRN SOLE SOLE CONEXANT SYSTEMS INC NOTE 4.000% 3/0 207142AH3 $1,981 8,927 PRN SOLE SOLE EASTMAN KODAK CO NOTE 3.375% 10/1 277461BE8 $2,335 3,023 PRN SOLE SOLE ENERSYS NOTE 3.375% 6/0 29275YAA0 $5,080 8,000 PRN SOLE SOLE EURONET WORLDWIDE INC NOTE 3.500% 10/1 298736AF6 $3,967 5,485 PRN SOLE SOLE GENERAL MTRS CORP DEB SR CONV B 370442733 $1,117 428,052 PRN SOLE SOLE GENERAL MTRS CORP DEB SER CV C 33 370442717 $ 829 301,760 PRN SOLE SOLE HEALTH CARE REIT INC NOTE 4.750% 12/0 42217KAP1 $6,446 7,000 PRN SOLE SOLE HECLA MNG CO 6.5% CONV PFD 422704304 $ 802 37,800 PRN SOLE SOLE HERCULES OFFSHORE INC COM 427093109 $ 246 155,400 SH SOLE SOLE HOLOGIC INC FRNT 2.000% 12/1 436440AA9 $8,946 13,000 PRN SOLE SOLE HORNBECK OFFSHORE SVCS INC N FRNT 1.625% 11/1 440543AE6 $3,075 5,000 PRN SOLE SOLE JDS UNIPHASE CORP NOTE 1.000% 5/1 46612JAD3 $2,884 4,577 PRN SOLE SOLE LEGG MASON INC UNIT 99/99/9999 524901303 $1,168 64,021 PRN SOLE SOLE NABORS INDS INC NOTE 0.940% 5/1 629568AP1 $4,881 5,500 PRN SOLE SOLE NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 $6,332 9,000 PRN SOLE SOLE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------------------- ---------------- --------- -------- ----------------- ---------- -------- ---------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- OSI PHARMACEUTICALS INC NOTE 2.000% 12/1 671040AF0 $6,858 5,000 PRN SOLE SOLE OSI PHARMACEUTICALS INC NOTE 3.250% 9/0 671040AD5 $5,539 6,199 PRN SOLE SOLE PENN VA CORP NOTE 4.500% 11/1 707882AA4 $1,193 2,000 PRN SOLE SOLE PROLOGIS NOTE 2.625% 5/1 743410AS1 $ 769 1,500 PRN SOLE SOLE PROTEIN DESIGN LABS INC NOTE 2.000% 2/1 74369LAF0 $4,302 5,000 PRN SOLE SOLE REPUBLIC SERVICES/ALLIED WASTE INDS INC SDCV 4.250% 4/1 019589AD2 $2,148 2,350 PRN SOLE SOLE SANDISK CORP NOTE 1.000% 5/1 80004CAC5 $6,615 10,800 PRN SOLE SOLE HIGHLANDS ACQUISITION CORP *W EXP 10/03/201 430880112 $ 2 20,000 SH SOLE SOLE SPORTS PPTYS ACQUISITION CORP *W EXP 01/17/201 84920F115 $ 1 20,000 SH SOLE SOLE IDEATION ACQUISITION CORP *W EXP 11/19/201 451665111 $ 3 29,500 SH SOLE SOLE KBL HEALTHCARE ACQUIS CORP I *W EXP 07/18/201 48241N115 $ 1 15,000 SH SOLE SOLE TAILWIND FINL INC *W EXP 04/11/201 874023112 $ 1 14,800 SH SOLE SOLE HICKS ACQUISITION CO I INC *W EXP 09/28/201 429086127 $ 1 10,000 SH SOLE SOLE VICTORY ACQUISITION CORP *W EXP 04/24/201 92644D118 $ 1 5,000 SH SOLE SOLE ST MARY LD & EXPL CO NOTE 3.500% 4/0 792228AD0 $8,073 11,013 PRN SOLE SOLE TECH DATA CORP DBCV 2.750% 12/1 878237AE6 $6,933 7,937 PRN SOLE SOLE THERMO FISHER/APOGENT TECHNOLOGIES INC DBCV 12/1 03760AAK7 $2,534 2,000 PRN SOLE SOLE TRANSOCEAN INC NOTE 1.500% 12/1 893830AV1 $4,338 5,000 PRN SOLE SOLE USEC INC NOTE 3.000% 10/0 90333EAC2 $2,927 5,204 PRN SOLE SOLE WELLS FARGO & CO NEW PERP PFD CNV A 949746804 $ 479 1,000 PRN SOLE SOLE WESCO INTL INC NOTE 1.750% 11/1 95082PAG0 $3,588 5,012 PRN SOLE SOLE
-----END PRIVACY-ENHANCED MESSAGE-----