-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GMmBhzipihYhOSGLc8mlScoKKgJ1X55ugmyaW/UbomA0l656qz1u3gjhVXmeZ3i2 t0hjyg3Rs1CPJFCPyumKqA== 0001193125-08-231116.txt : 20081110 0001193125-08-231116.hdr.sgml : 20081110 20081110113120 ACCESSION NUMBER: 0001193125-08-231116 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081110 DATE AS OF CHANGE: 20081110 EFFECTIVENESS DATE: 20081110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tamalpais Asset Management LP CENTRAL INDEX KEY: 0001391827 IRS NUMBER: 203873605 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12446 FILM NUMBER: 081174055 BUSINESS ADDRESS: STREET 1: 3 HARBOR DRIVE STREET 2: SUITE 204 CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 415-289-3606 MAIL ADDRESS: STREET 1: 3 HARBOR DRIVE STREET 2: SUITE 204 CITY: SAUSALITO STATE: CA ZIP: 94965 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tamalpais Asset Management LP Address: 3 Harbor Dr Ste. 204 Sausalito, CA 94965 Form 13F File Number: 28-12446 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Darren Huber Title: Chief Compliance Officer Phone: 415-289-3606 Signature, Place, and Date of Signing: /s/ Darren Huber Sausalito, CA November 10, 2008 - -------------------------- ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 61 Form 13F Information Table Value Total: $235,706 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ ---------------- ------------ -------- ---------------- ---------- -------- ---------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- ------------ -------- ------- --- ---- ---------- -------- ---- ------ ---- AAR CORP NOTE 1.750% 2/0 000361AH8 $ 4,619 5,500 PRN SOLE SOLE AMERICAN INTL GROUP INC UNIT 99/99/9999 026874115 $ 2,495 273,450 PRN SOLE SOLE AMKOR TECHNOLOGY INC NOTE 2.599% 5/1 031652AX8 $ 3,230 4,000 PRN SOLE SOLE ARCHER DANIELS MIDLAND CO UNIT 99/99/9999 039483201 $11,848 388,606 PRN SOLE SOLE ARRIS GROUP INC NOTE 2.000% 11/1 04269QAC4 $ 5,636 7,510 PRN SOLE SOLE BANK OF AMERICA CORPORATION COM 060505104 $10,119 289,100 SH SOLE SOLE BARRETT BILL CORP NOTE 5.000% 3/1 06846NAA2 $ 7,200 8,130 PRN SOLE SOLE BRISTOW GROUP INC PFD CNV 5.50% 110394400 $ 5,040 115,000 PRN SOLE SOLE CARRIZO OIL & CO INC NOTE 4.375% 6/0 144577AA1 $ 2,851 4,000 PRN SOLE SOLE CERADYNE INC NOTE 2.875% 12/1 156710AA3 $ 1,858 2,000 PRN SOLE SOLE CHIQUITA BRANDS INTL INC NOTE 4.250% 8/1 170032AT3 $ 1,853 2,000 PRN SOLE SOLE COEUR D ALENE MINES CORP IDA NOTE 3.250% 3/1 192108AR9 $ 6,455 10,502 PRN SOLE SOLE POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 $ 221 10,000 SH SOLE SOLE CONEXANT SYSTEMS INC NOTE 4.000% 3/0 207142AH3 $ 5,658 7,927 PRN SOLE SOLE CAMERON INTERNATIONAL CORP NOTE 2.500% 6/1 13342BAB1 $ 4,403 3,500 PRN SOLE SOLE CUBIST PHARMACEUTICALS INC NOTE 2.250% 6/1 229678AC1 $ 5,398 5,813 PRN SOLE SOLE EURONET WORLDWIDE INC NOTE 3.500% 10/1 298736AF6 $ 9,338 11,900 PRN SOLE SOLE FLEETWOOD ENTERPRISES INC COM 339099103 $ 50 49,200 SH SOLE SOLE FREEPORT-MCMORAN COPPER & GOLD PFD CONV 35671D782 $ 6,355 75,000 PRN SOLE SOLE GENERAL MTRS CORP DEB SR CONV B 370442733 $ 579 62,320 PRN SOLE SOLE GENERAL MTRS CORP DEB SR CV C 33 370442717 $ 637 73,786 PRN SOLE SOLE GENERAL MTRS CORP DEB SR CONV A 370442741X $ 341 24,253 PRN SOLE SOLE HEALTH CARE REIT INC NOTE 4.750% 12/0 42217KAP1 $ 4,579 4,000 PRN SOLE SOLE HECLA MNG CO CONV PFD 422704304 $ 2,956 54,079 PRN SOLE SOLE HECLA MNG CO COM 422704106 $ 571 122,042 SH SOLE SOLE HERCULES OFFSHORE INC NOTE 3.375% 6/0 427093AA7 $ 9,131 12,500 PRN SOLE SOLE HOLOGIC INC FRNT 2.000% 12/1 436440AA9 $10,174 13,500 PRN SOLE SOLE HUMAN GENOME SCIENCES INC COM 444903108 $ 15 2,400 SH SOLE SOLE LEGG MASON INC UNIT 99/99/9999 524901303 $ 9,565 272,600 PRN SOLE SOLE LEHMAN BROS HLDGS INC COM 524908100 $ 8 38,500 SH SOLE SOLE MENTOR GRAPHICS CORP FRNT 8/0 587200AD8 $ 4,233 4,250 PRN SOLE SOLE MYLAN INC PFD CONV 628530206 $ 805 1,000 PRN SOLE SOLE NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 $ 3,039 4,000 PRN SOLE SOLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ ---------------- ------------ -------- ---------------- ---------- -------- ---------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- ------------ -------- ------- --- ---- ---------- -------- ---- ------ ---- OSI PHARMACEUTICALS INC NOTE 3.250% 9/0 671040AD5 $ 5,193 5,000 PRN SOLE SOLE PENN VA CORP NOTE 4.500% 11/1 707882AA4 $ 6,265 5,500 PRN SOLE SOLE PLATINUM UNDERWRITER HLDGS L PFD CONV SER A BMG7127P1427 $ 1,543 50,000 PRN SOLE SOLE PROLOGIS NOTE 1.875% 11/1 743410AR3 $ 5,098 7,000 PRN SOLE SOLE PROLOGIS NOTE 2.625% 5/1 743410AS1 $ 8,072 11,000 PRN SOLE SOLE SANDISK CORP NOTE 1.000% 5.1 80004CAC5 $ 7,965 10,000 PRN SOLE SOLE SAVVIS INC NOTE 3.000% 5/1 805423AA8 $ 3,534 5,000 PRN SOLE SOLE SCHERING PLOUGH CORP PFD CONV MAN07 806605705 $ 6,329 36,094 PRN SOLE SOLE ALTERNATIVE ASSET MGMT ACQU *W EXP 08/01/201 02149U119 $ 6 17,500 PRN SOLE SOLE ADVANCED TECHNOLOGY ACQU COR *W EXP 06/18/201 007556111 $ 1 10,100 PRN SOLE SOLE HIGHLANDS ACQUISITION CORP *W EXP 10/03/201 430880112 $ 6 20,000 PRN SOLE SOLE SPORTS PPTYS ACQUISITION COR *W EXP 01/17/201 84920F115 $ 6 20,000 PRN SOLE SOLE IDEATION ACQUISITION CORP *W EXP 11/19/201 451665111 $ 9 29,500 PRN SOLE SOLE KBL HEALTHCARE ACQUIS CORP I *W EXP 07/18/201 48241N115 $ 3 15,000 PRN SOLE SOLE SANTA MONICA MEDIA CORP *W EXP 03/27/201 802501114 $ 1 10,000 PRN SOLE SOLE NTR ACQUISITION CO *W EXP 06/28/201 629415118 $ 1 10,000 PRN SOLE SOLE RENAISSANCE ACQUISITION CORP *W EXP 01/28/201 75966C115 $ 1 10,000 PRN SOLE SOLE TAILWIND FINL INC *W EXP 04/11/201 874023112 $ 3 14,800 PRN SOLE SOLE HICKS ACQUISITION CORP *W EXP 09/28/201 429086127 $ 2 10,000 PRN SOLE SOLE ST MARY LD & EXPL CO NOTE 3.500% 4/0 792228AD0 $ 6,288 6,500 PRN SOLE SOLE STANDARD MTR PRODS INC SDCV 6.750% 7/1 853666AB1 $ 4,119 4,540 PRN SOLE SOLE THERAVANCE INC NOTE 3.000% 1/1 88338TAA2 $ 4,971 7,000 PRN SOLE SOLE TRANSOCEAN SEDCO FOREX INC NOTE 1.500% 12/1 893830AV1 $ 6,945 7,500 PRN SOLE SOLE TRANSOCEAN SEDCO FOREX INC NOTE 1.500% 12/1 893830AW9 $ 7,812 8,500 PRN SOLE SOLE UNITED THERAPEUTICS CORP DEL NOTE 0.500% 10/1 91307CAD4 $ 2,673 1,795 PRN SOLE SOLE WEBMD CORP NOTE 3.125% 9/0 94769MAG0 $ 8,976 10,000 PRN SOLE SOLE WESCO INTL INC NOTE 1.750% 11/1 95082PAG0 $ 5,234 6,500 PRN SOLE SOLE WORLD ACCEP CORPORATION NOTE 3.000% 10/0 981417AB4 $ 3,390 4,000 PRN SOLE SOLE
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