0000899243-16-018519.txt : 20160425
0000899243-16-018519.hdr.sgml : 20160425
20160425171646
ACCESSION NUMBER: 0000899243-16-018519
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160421
FILED AS OF DATE: 20160425
DATE AS OF CHANGE: 20160425
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VINCE HOLDING CORP.
CENTRAL INDEX KEY: 0001579157
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 753264870
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0202
BUSINESS ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10110
BUSINESS PHONE: 212-515-2600
MAIL ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10110
FORMER COMPANY:
FORMER CONFORMED NAME: Apparel Holding Corp.
DATE OF NAME CHANGE: 20130626
FORMER COMPANY:
FORMER CONFORMED NAME: Kellwood Holding Corp.
DATE OF NAME CHANGE: 20130612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sun Capital Advisors V, L.P.
CENTRAL INDEX KEY: 0001456479
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36212
FILM NUMBER: 161589742
BUSINESS ADDRESS:
STREET 1: C/O SCSF EQUITIES, LLC
STREET 2: 5200 TOWN CENTER CIRCLE, SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: 561 394-0550
MAIL ADDRESS:
STREET 1: C/O SCSF EQUITIES, LLC
STREET 2: 5200 TOWN CENTER CIRCLE, SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUN CAPITAL PARTNERS V, LTD.
CENTRAL INDEX KEY: 0001456482
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36212
FILM NUMBER: 161589743
BUSINESS ADDRESS:
STREET 1: C/O SCSF EQUITIES, LLC
STREET 2: 5200 TOWN CENTER CIRCLE, SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: 561 394-0550
MAIL ADDRESS:
STREET 1: C/O SCSF EQUITIES, LLC
STREET 2: 5200 TOWN CENTER CIRCLE, SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
FORMER NAME:
FORMER CONFORMED NAME: Sun Capital Partners V, Ltd
DATE OF NAME CHANGE: 20090217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUN CAPITAL PARTNERS V LP
CENTRAL INDEX KEY: 0001391476
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36212
FILM NUMBER: 161589744
BUSINESS ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: STE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: 561-394-0550
MAIL ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: STE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-04-21
0
0001579157
VINCE HOLDING CORP.
VNCE
0001391476
SUN CAPITAL PARTNERS V LP
C/O SUN CAPITAL PARTNERS, INC.
5200 TOWN CIRCLE CENTER, SUITE 600
BOCA RATON
FL
33486
0
0
1
0
0001456482
SUN CAPITAL PARTNERS V, LTD.
C/O SUN CAPITAL PARTNERS, INC.
5200 TOWN CIRCLE CENTER, SUITE 600
BOCA RATON
FL
33486
0
0
1
0
0001456479
Sun Capital Advisors V, L.P.
C/O SUN CAPITAL PARTNERS, INC.
5200 TOWN CIRCLE CENTER, SUITE 600
BOCA RATON
FL
33486
0
0
1
0
Common Stock, par value $0.01
2016-04-21
4
X
0
5743835
5.50
A
21211948
I
See Footnote
Common Stock, par value $0.01
2016-04-21
4
P
0
146747
5.50
A
21358695
I
See Footnote
Subscription Rights(Right to buy)
5.50
2016-04-21
4
X
0
15037793
0.00
D
2016-03-29
2016-04-21
Common Stock
5743835
0
I
See Footnote
Represents the exercise of subscription rights in the Vince Holding Corp. ("Vince") rights offering by Sun Cardinal, LLC ("Sun Cardinal"), with each right entitling the holder to purchase 0.3183 shares of Vince common stock, resulting in the purchase by Sun Cardinal of 5,743,835 shares of Vince common stock, including pursuant to the exercise of over-subscription rights.
Represents the purchase by Sun Cardinal of 146,747 shares of Vince common stock pursuant to the rights offering backstop investment agreement by and among Vince, Sun Cardinal and SCSF Cardinal, LLC.
20,781,628 of the reported shares are owned of record by Sun Cardinal.
20,928,375 of the reported shares are owned of record by Sun Cardinal.
Sun Capital Partners V, L.P. ("SCP V") owns all of the ownership interests in Sun Cardinal. 430,320 of the reported shares are owned of record by SK Financial Services, LLC ("SK Financial"), which is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Sun Capital Partners V, Ltd. is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. As a result, each of SCP V, Sun Capital Partners V, Ltd. and Sun Capital Advisors V, L.P. (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal and SK Financial. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest. The Form 4 for SCSF Offshore and SCSF LP is filed separately.
/s/ Todd Buchman, by power of attorney for Sun Capital Partners V, L.P.
2016-04-22
/s/ Todd Buchman, by power of attorney for Sun Capital Advisors V, L.P.
2016-04-22
/s/ Todd Buchman, by power of attorney for Sun Capital Partners V, Ltd.
2016-04-22