0001391166-17-000002.txt : 20170214
0001391166-17-000002.hdr.sgml : 20170214
20170214144824
ACCESSION NUMBER: 0001391166-17-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
EFFECTIVENESS DATE: 20170214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lee Financial CORP
CENTRAL INDEX KEY: 0001391166
IRS NUMBER: 751465685
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17878
FILM NUMBER: 17607389
BUSINESS ADDRESS:
STREET 1: 12222 MERIT DRIVE, SUITE 1500
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: 9729601001
MAIL ADDRESS:
STREET 1: 12222 MERIT DRIVE, SUITE 1500
CITY: DALLAS
STATE: TX
ZIP: 75251
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001391166
XXXXXXXX
12-31-2016
12-31-2016
Lee Financial CORP
12222 MERIT DRIVE, SUITE 1500
DALLAS
TX
75251
13F COMBINATION REPORT
028-17878
0001082917
028-04145
GW&K Investment Management, LLC
N
Dusty Wallace
Chief Compliance Officer
9729601001
Dusty D Wallace
Dallas
TX
02-14-2017
1
442
178642
false
1
0001082917
028-04145
GW&K Investment Management, LLC
INFORMATION TABLE
2
13FInformationTable.xml
AFLAC INC
COM
001055102
32
500
SH
SOLE
500
0
0
AK STL HLDG CORP
COM
001547108
0
30
SH
SOLE
30
0
0
ABBOTT LABS
COM
002824100
153
3995
SH
SOLE
3995
0
0
ALAMOS GOLD INC NEW
COM CL A
011532108
0
13
SH
SOLE
0
0
13
ALIGN TECHNOLOGY INC
COM
016255101
10
100
SH
OTR
1
0
0
100
AMAZON COM INC
COM
023135106
8
11
SH
SOLE
11
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
1
36
SH
SOLE
36
0
0
AMEREN CORP
COM
023608102
137
2617
SH
SOLE
2617
0
0
AMERICAN CAMPUS CMNTYS IN
COM
024835100
682
13707
SH
OTR
1
0
0
13707
AMERICAN ELEC PWR INC
COM
025537101
50
801
SH
SOLE
801
0
0
AMERICAN ELECTRIC TECH IN
COM
025576109
321
207000
SH
SOLE
207000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
10
150
SH
SOLE
150
0
0
AMERICAN WTR WKS CO INC N
COM
030420103
10
124
SH
SOLE
124
0
0
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
23
475
SH
SOLE
475
0
0
AMGEN INC
COM
031162100
15
100
SH
SOLE
100
0
0
ANADARKO PETE CORP
COM
032511107
174
2500
SH
SOLE
2500
0
0
ANNALY CAP MGMT INC
COM
035710409
2
197
SH
SOLE
197
0
0
APACHE CORP
COM
037411105
167
2625
SH
SOLE
2625
0
0
APPLE INC
COM
037833100
2446
21116
SH
SOLE
19681
0
1435
APPLIED MATLS INC
COM
038222105
22
670
SH
SOLE
420
0
250
APTARGROUP INC
COM
038336103
4
60
SH
OTR
1
0
0
60
AUTOMATIC DATA PROCESSING
COM
053015103
14
159
SH
SOLE
159
0
0
BP PLC
SPONSORED ADR
055622104
1158
30995
SH
OTR
1
0
0
30995
BANK AMER CORP
COM
060505104
51
2323
SH
SOLE
2323
0
0
BANK MONTREAL QUE
COM
063671101
14
200
SH
SOLE
200
0
0
BERKSHIRE HATHAWAY INC DE
CL A
084670108
244
1
SH
SOLE
1
0
0
BERKSHIRE HATHAWAY INC DE
CL B NEW
084670702
742
4551
SH
SOLE
4451
0
100
BOARDWALK PIPELINE PARTNE
UT LTD PARTNER
096627104
220
12700
SH
SOLE
12700
0
0
BOEING CO
COM
097023105
129
826
SH
SOLE
826
0
0
BONANZA CREEK ENERGY INC
COM
097793103
10
10000
SH
SOLE
10000
0
0
BOOZ ALLEN HAMILTON HLDG
CL A
099502106
8
230
SH
OTR
1
0
0
230
BOYD GAMING CORP
COM
103304101
3
160
SH
SOLE
160
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
45
764
SH
SOLE
764
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
8
118
SH
SOLE
118
0
0
BURLINGTON STORES INC
COM
122017106
11
125
SH
OTR
1
0
0
125
CEB INC
COM
125134106
4
70
SH
OTR
1
0
0
70
CF INDS HLDGS INC
COM
125269100
7
230
SH
SOLE
230
0
0
CIT GROUP INC
COM NEW
125581801
9
200
SH
SOLE
200
0
0
CSX CORP
COM
126408103
98
2724
SH
SOLE
2724
0
0
CVS HEALTH CORP
COM
126650100
70
884
SH
SOLE
884
0
0
CALATLANTIC GROUP INC
COM
128195104
5
139
SH
OTR
1
0
0
139
CALATLANTIC GROUP INC
COM
128195104
214
6280
SH
SOLE
6280
0
0
CAMPBELL SOUP CO
COM
134429109
17
280
SH
OTR
1
0
0
280
CATALENT INC
COM
148806102
8
295
SH
OTR
1
0
0
295
CATERPILLAR INC DEL
COM
149123101
16
175
SH
SOLE
175
0
0
CAVCO INDS INC DEL
COM
149568107
5
50
SH
OTR
1
0
0
50
CEMEX SAB DE CV
SPON ADR NEW
151290889
0
20
SH
SOLE
20
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
0
1
SH
SOLE
1
0
0
CHEVRON CORP NEW
COM
166764100
200
1703
SH
SOLE
1703
0
0
CHURCH & DWIGHT INC
COM
171340102
19
426
SH
SOLE
426
0
0
CIENA CORP
COM NEW
171779309
1
30
SH
SOLE
30
0
0
CIMAREX ENERGY CO
COM
171798101
20
145
SH
SOLE
145
0
0
CINCINNATI FINL CORP
COM
172062101
1362
17980
SH
OTR
1
0
0
17980
CITIGROUP INC
COM NEW
172967424
71
1199
SH
OTR
1
0
0
1199
CLOROX CO DEL
COM
189054109
36
300
SH
SOLE
300
0
0
COCA COLA CO
COM
191216100
32
775
SH
SOLE
775
0
0
COLGATE PALMOLIVE CO
COM
194162103
56
850
SH
SOLE
850
0
0
COLUMBIA PPTY TR INC
COM NEW
198287203
28
1294
SH
SOLE
1294
0
0
COMSTOCK RES INC
COM
205768302
10
1040
SH
SOLE
0
0
1040
CONAGRA BRANDS INC
COM
205887102
5
132
SH
SOLE
132
0
0
CONTAINER STORE GROUP INC
COM
210751103
4
600
SH
SOLE
600
0
0
CORNING INC
COM
219350105
3
115
SH
SOLE
115
0
0
CRESTWOOD EQUITY PARTNERS
UNIT LTD PARTNER
226344208
3
109
SH
SOLE
109
0
0
CUMULUS MEDIA INC
CL A NEW
231082603
1
1250
SH
SOLE
1250
0
0
DANAHER CORP DEL
COM
235851102
11
117
SH
SOLE
117
0
0
DARDEN RESTAURANTS INC
COM
237194105
1168
16065
SH
OTR
1
0
0
16065
DISNEY WALT CO
COM DISNEY
254687106
116
1116
SH
SOLE
1104
0
12
DORMAN PRODUCTS INC
COM
258278100
13
175
SH
OTR
1
0
0
175
DRIL-QUIP INC
COM
262037104
4
65
SH
OTR
1
0
0
65
DU PONT E I DE NEMOURS &
COM
263534109
67
906
SH
SOLE
906
0
0
ECOLAB INC
COM
278865100
6
54
SH
SOLE
54
0
0
EMPIRE DIST ELEC CO
COM
291641108
5
150
SH
SOLE
150
0
0
ENTERPRISE PRODS PARTNERS
COM
293792107
1264
46753
SH
SOLE
46753
0
0
EXCHANGE TRADED CONCEPTS
HULL TACTIC US
301505806
10
380
SH
SOLE
190
0
190
FASTENAL CO
COM
311900104
23
500
SH
SOLE
500
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
10
806
SH
SOLE
726
0
80
FORESTAR GROUP INC
COM
346233109
20
1500
SH
SOLE
1500
0
0
FRESENIUS MED CARE AG&CO
SPONSORED ADR
358029106
169
4000
SH
SOLE
4000
0
0
GARTNER INC
COM
366651107
13
125
SH
OTR
1
0
0
125
GENERAL DYNAMICS CORP
COM
369550108
61
351
SH
SOLE
351
0
0
GENERAL ELECTRIC CO
COM
369604103
3513
111170
SH
SOLE
107210
0
3960
GENERAL ELECTRIC CO
COM
369604103
847
26790
SH
OTR
1
0
0
26790
GENERAL MLS INC
COM
370334104
56
900
SH
SOLE
900
0
0
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
36
1000
SH
SOLE
1000
0
0
GENUINE PARTS CO
COM
372460105
633
6624
SH
OTR
1
0
0
6624
GRACO INC
COM
384109104
6
70
SH
OTR
1
0
0
70
GREENHILL & CO INC
COM
395259104
4
130
SH
OTR
1
0
0
130
HARMAN INTL INDS INC
COM
413086109
8
70
SH
OTR
1
0
0
70
HASBRO INC
COM
418056107
827
10637
SH
OTR
1
0
0
10637
HEARTLAND EXPRESS INC
COM
422347104
6
290
SH
OTR
1
0
0
290
HILL ROM HLDGS INC
COM
431475102
13
225
SH
SOLE
0
0
225
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
321
10000
SH
SOLE
10000
0
0
HOLLYFRONTIER CORP
COM
436106108
107
3270
SH
SOLE
3270
0
0
HOLOGIC INC
COM
436440101
7
185
SH
OTR
1
0
0
185
HOME DEPOT INC
COM
437076102
301
2243
SH
SOLE
2243
0
0
HONEYWELL INTL INC
COM
438516106
77
665
SH
SOLE
665
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
6
452
SH
SOLE
452
0
0
IBERIABANK CORP
COM
450828108
9
105
SH
OTR
1
0
0
105
ILLINOIS TOOL WKS INC
COM
452308109
12
99
SH
SOLE
99
0
0
INTEL CORP
COM
458140100
1164
32093
SH
OTR
1
0
0
32093
INTERNATIONAL BUSINESS MA
COM
459200101
78
468
SH
SOLE
468
0
0
INTERNATIONAL FLAVORS&FRA
COM
459506101
88
750
SH
SOLE
750
0
0
INTL PAPER CO
COM
460146103
15
280
SH
SOLE
280
0
0
IROBOT CORP
COM
462726100
31
525
SH
SOLE
525
0
0
ISHARES GOLD TRUST
ISHARES
464285105
14
1250
SH
SOLE
1250
0
0
ISHARES TR
SELECT DIVID ETF
464287168
7657
86446
SH
SOLE
83715
0
2731
ISHARES TR
CORE S&P500 ETF
464287200
1380
6132
SH
SOLE
3377
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2755
ISHARES TR
CORE US AGGBD ET
464287226
1693
15664
SH
SOLE
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6306
ISHARES TR
MSCI EMG MKT ETF
464287234
192
5484
SH
SOLE
0
0
5484
ISHARES TR
S&P 500 GRWT ETF
464287309
2951
24234
SH
SOLE
22206
0
2028
ISHARES TR
1-3 YR TR BD ETF
464287457
16
195
SH
SOLE
195
0
0
ISHARES TR
MSCI EAFE ETF
464287465
67
1162
SH
SOLE
1162
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
42432
256635
SH
SOLE
220921
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35714
ISHARES TR
RUSSELL 2000 ETF
464287655
175
1515
SH
SOLE
1515
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
901
6777
SH
SOLE
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ISHARES TR
CORE S&P SCP ETF
464287804
9058
65867
SH
SOLE
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9099
ISHARES TR
EUROPE ETF
464287861
22
565
SH
SOLE
565
0
0
ISHARES TR
MSCI ACWI ETF
464288257
463
7817
SH
SOLE
7352
0
465
ISHARES TR
JP MOR EM MK ETF
464288281
4606
41788
SH
SOLE
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7372
ISHARES TR
GLB INFRASTR ETF
464288372
8
210
SH
SOLE
210
0
0
ISHARES TR
DEVSMCP EXNA ETF
464288497
391
8926
SH
SOLE
5456
0
3470
ISHARES TR
IBOXX HI YD ETF
464288513
2274
26268
SH
SOLE
25994
0
274
ISHARES TR
INTERM CR BD ETF
464288638
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SH
SOLE
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645
ISHARES TR
U.S. PFD STK ETF
464288687
4
100
SH
SOLE
100
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0
ISHARES TR
US HOME CONS ETF
464288752
1
35
SH
SOLE
35
0
0
ISHARES
GRWT ALLOCAT ETF
464289867
277
6822
SH
SOLE
6822
0
0
LOCKHEED MARTIN CORP
COM
478160104
63
547
SH
SOLE
547
0
0
KAYNE ANDERSON MLP INVT C
COM
486606106
23
1150
PRN
SOLE
1150
0
0
KIMBERLY CLARK CORP
COM
494368103
18
160
SH
OTR
1
0
0
160
KIMBERLY CLARK CORP
COM
494368103
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11491
SH
SOLE
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0
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KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
1
34
SH
SOLE
34
0
0
KRAFT HEINZ CO
COM
500754106
21
238
SH
OTR
1
0
0
238
LAMB WESTON HLDGS INC
COM
513272104
2
44
SH
SOLE
44
0
0
LAS VEGAS SANDS CORP
COM
517834107
163
3047
SH
SOLE
3000
0
47
LEGGETT & PLATT INC
COM
524660107
1079
22070
SH
OTR
1
0
0
22070
LILLY ELI & CO
COM
532457108
54
739
SH
SOLE
739
0
0
LINCOLN ELEC HLDGS INC
COM
533900106
8
105
SH
OTR
1
0
0
105
LINEAR TECHNOLOGY CORP
COM
535678106
32
510
SH
SOLE
510
0
0
LITHIA MTRS INC
CL A
536797103
8
80
SH
OTR
1
0
0
80
LOCKHEED MARTIN CORP
COM
539830109
1596
6386
SH
OTR
1
0
0
6386
MAGELLAN MIDSTREAM PRTNRS
COM UNIT RP LP
559080106
49
644
SH
SOLE
644
0
0
MARATHON OIL CORP
COM
565849106
17
458
SH
SOLE
458
0
0
MARTIN MIDSTREAM PRTNRS L
UNIT L P INT
573331105
6
300
SH
SOLE
300
0
0
MCDONALDS CORP
COM
580135101
109
898
SH
SOLE
898
0
0
MICROSOFT CORP
COM
594918104
527
8481
SH
SOLE
7481
0
1000
MICROCHIP TECHNOLOGY INC
COM
595017104
1360
21197
SH
OTR
1
0
0
21197
MIDDLEBY CORP
COM
596278101
14
107
SH
OTR
1
0
0
107
MONDELEZ INTL INC
CL A
609207105
12
262
SH
SOLE
262
0
0
NATIONAL OILWELL VARCO IN
COM
637071101
75
2000
SH
SOLE
2000
0
0
NEWMONT MINING CORP
COM
651639106
517
15174
SH
SOLE
15174
0
0
NIKE INC
CL B
654106103
41
813
SH
SOLE
813
0
0
NORDSON CORP
COM
655663102
9
80
SH
OTR
1
0
0
80
NORFOLK SOUTHERN CORP
COM
655844108
65
603
SH
SOLE
603
0
0
NORTH EUROPEAN OIL RTY TR
SH BEN INT
659310106
0
35
SH
SOLE
0
0
35
OGE ENERGY CORP
COM
670837103
8
235
SH
OTR
1
0
0
235
OCCIDENTAL PETE CORP DEL
COM
674599105
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SH
SOLE
19031
0
400
OLD REP INTL CORP
COM
680223104
1036
54523
SH
OTR
1
0
0
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ONEOK INC NEW
COM
682680103
30
525
SH
SOLE
525
0
0
PPG INDS INC
COM
693506107
31
330
SH
SOLE
330
0
0
PACWEST BANCORP DEL
COM
695263103
111
2036
SH
SOLE
2036
0
0
PARKER HANNIFIN CORP
COM
701094104
48
344
SH
SOLE
344
0
0
PAYCHEX INC
COM
704326107
1372
22534
SH
OTR
1
0
0
22534
PEMBINA PIPELINE CORP
COM
706327103
1
20
SH
SOLE
0
0
20
PEOPLES UNITED FINANCIAL
COM
712704105
976
50411
SH
OTR
1
0
0
50411
PEPSICO INC
COM
713448108
98
933
SH
SOLE
933
0
0
PFIZER INC
COM
717081103
1055
32494
SH
OTR
1
0
0
32494
PHILIP MORRIS INTL INC
COM
718172109
1244
13606
SH
OTR
1
0
0
13606
PHILLIPS 66
COM
718546104
28
320
SH
SOLE
320
0
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
97
2000
SH
SOLE
2000
0
0
PLAINS ALL AMERN PIPELINE
UNIT LTD PARTN
726503105
418
12952
SH
SOLE
12952
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
9
200
SH
OTR
1
0
0
200
POWER INTEGRATIONS INC
COM
739276103
9
130
SH
OTR
1
0
0
130
PRICESMART INC
COM
741511109
9
105
SH
OTR
1
0
0
105
PROCTER AND GAMBLE CO
COM
742718109
115
1371
SH
SOLE
1371
0
0
PROSPERITY BANCSHARES INC
COM
743606105
27
375
SH
SOLE
375
0
0
QUAKER CHEM CORP
COM
747316107
7
55
SH
OTR
1
0
0
55
RPM INTL INC
COM
749685103
18
335
SH
OTR
1
0
0
335
REGAL ENTMT GROUP
CL A
758766109
1201
58307
SH
OTR
1
0
0
58307
RITCHIE BROS AUCTIONEERS
COM
767744105
10
290
SH
OTR
1
0
0
290
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
37
687
SH
SOLE
687
0
0
ROYAL GOLD INC
COM
780287108
9
140
SH
SOLE
140
0
0
ST JUDE MED INC
COM
790849103
24
300
SH
SOLE
0
0
300
SAN JUAN BASIN RTY TR
UNIT BEN INT
798241105
2
236
SH
SOLE
236
0
0
SCHLUMBERGER LTD
COM
806857108
69
825
SH
SOLE
825
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
4
100
SH
SOLE
100
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
363
6816
SH
SOLE
6593
0
223
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
4
66
SH
SOLE
66
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
439
9714
SH
SOLE
9145
0
569
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
355
5774
SH
SOLE
5774
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
224
10375
SH
SOLE
10375
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
144
5200
SH
SOLE
5200
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
314
6099
SH
SOLE
5788
0
311
SCHWAB STRATEGIC TR
US REIT ETF
808524847
160
3900
SH
SOLE
3900
0
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
453
8257
SH
SOLE
8182
0
75
SIERRA WIRELESS INC
COM
826516106
8
500
SH
SOLE
500
0
0
SILICON LABORATORIES INC
COM
826919102
1
20
SH
SOLE
20
0
0
SONOCO PRODS CO
COM
835495102
8
143
SH
SOLE
143
0
0
SOUTHERN CO
COM
842587107
32
649
SH
SOLE
649
0
0
SOUTHWEST AIRLS CO
COM
844741108
365
7325
SH
SOLE
7325
0
0
SPECTRA ENERGY CORP
COM
847560109
21
515
SH
SOLE
515
0
0
STURM RUGER & CO INC
COM
864159108
5
101
SH
SOLE
101
0
0
SUBURBAN PROPANE PARTNERS
UNIT LTD PARTN
864482104
2
54
SH
SOLE
54
0
0
SUN CMNTYS INC
COM
866674104
9
115
SH
OTR
1
0
0
115
SUNCOR ENERGY INC NEW
COM
867224107
10
300
SH
SOLE
300
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
4
230
SH
OTR
1
0
0
230
SUPERIOR ENERGY SVCS INC
COM
868157108
1
50
SH
SOLE
50
0
0
SYMANTEC CORP
COM
871503108
18
750
SH
SOLE
750
0
0
TELEPHONE & DATA SYS INC
COM NEW
879433829
2
52
SH
SOLE
0
0
52
TEXAS INSTRS INC
COM
882508104
103
1412
SH
SOLE
362
0
1050
THERMO FISHER SCIENTIFIC
COM
883556102
13
93
SH
SOLE
93
0
0
TIME INC NEW
COM
887228104
0
8
SH
SOLE
8
0
0
TIME WARNER INC
COM NEW
887317303
8
79
SH
SOLE
79
0
0
TORO CO
COM
891092108
11
195
SH
OTR
1
0
0
195
TUPPERWARE BRANDS CORP
COM
899896104
4
85
SH
OTR
1
0
0
85
TYLER TECHNOLOGIES INC
COM
902252105
12
85
SH
OTR
1
0
0
85
UNDER ARMOUR INC
CL A
904311107
0
10
SH
SOLE
10
0
0
UNION PAC CORP
COM
907818108
70
671
SH
SOLE
671
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1038
9055
SH
OTR
1
0
0
9055
UNITED STATES NATL GAS FU
UNIT PAR $0.001
912318201
5
575
SH
SOLE
575
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
42
386
SH
SOLE
386
0
0
URBAN OUTFITTERS INC
COM
917047102
8
270
SH
OTR
1
0
0
270
V F CORP
COM
918204108
37
700
SH
SOLE
700
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
152
1916
SH
SOLE
1660
0
256
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
24
300
SH
SOLE
300
0
0
VANGUARD INTL EQUITY INDE
ALLWRLD EX US
922042775
13
300
SH
SOLE
300
0
0
VANGUARD INTL EQUITY INDE
FTSE EUROPE ETF
922042874
197
4180
SH
SOLE
4180
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
92
450
SH
SOLE
450
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
53
401
SH
SOLE
401
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
134
1400
SH
SOLE
1400
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
6
45
SH
SOLE
45
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
18
155
SH
SOLE
155
0
0
VERITEX HLDGS INC
COM
923451108
521
19500
SH
SOLE
19500
0
0
VIAVI SOLUTIONS INC
COM
925550105
0
15
SH
SOLE
0
0
15
WD-40 CO
COM
929236107
18
150
SH
SOLE
150
0
0
WABTEC CORP
COM
929740108
12
140
SH
OTR
1
0
0
140
WAGEWORKS INC
COM
930427109
13
175
SH
OTR
1
0
0
175
WAL-MART STORES INC
COM
931142103
142
2048
SH
SOLE
2048
0
0
WALGREENS BOOTS ALLIANCE
COM
931427108
9
108
SH
SOLE
108
0
0
WEBSTER FINL CORP CONN
COM
947890109
9
175
SH
OTR
1
0
0
175
WEST PHARMACEUTICAL SVSC
COM
955306105
13
150
SH
OTR
1
0
0
150
WESTERN ALLIANCE BANCORP
COM
957638109
120
2459
SH
SOLE
2459
0
0
WHITING PETE CORP NEW
COM
966387102
338
28100
SH
SOLE
28100
0
0
YUM BRANDS INC
COM
988498101
0
7
SH
SOLE
7
0
0
ZEBRA TECHNOLOGIES CORP
CL A
989207105
12
145
SH
OTR
1
0
0
145
PETROCHINA CO LTD
SPONSORED ADR
71646E100
0
4
SH
SOLE
4
0
0
COVANTA HLDG CORP
COM
22282E102
863
55301
SH
OTR
1
0
0
55301
U S SILICA HLDGS INC
COM
90346E103
391
6900
SH
SOLE
6900
0
0
FLAHERTY & CRUMRINE PFD I
COM
338478100
148
13300
PRN
SOLE
13300
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
8
88
SH
SOLE
88
0
0
DR PEPPER SNAPPLE GROUP I
COM
26138E109
25
275
SH
SOLE
275
0
0
TOTAL S A
SPONSORED ADR
89151E109
10
221
SH
SOLE
221
0
0
TRAVELERS COMPANIES INC
COM
89417E109
23
185
SH
SOLE
185
0
0
AT&T INC
COM
00206R102
1233
28985
SH
OTR
1
0
0
28985
ABBVIE INC
COM
00287Y109
1169
18679
SH
OTR
1
0
0
18679
ACADIA HEALTHCARE COMPANY
COM
00404A109
5
140
SH
OTR
1
0
0
140
AEGLEA BIOTHERAPEUTICS IN
COM
00773J103
97
22408
SH
SOLE
0
0
22408
ADVANSIX INC
COM
00773T101
0
10
SH
SOLE
10
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
48
550
SH
SOLE
550
0
0
ALPHABET INC
CAP STK CL C
02079K107
179
232
SH
SOLE
232
0
0
ALPHATEC HOLDINGS INC
COM NEW
02081G201
83
25832
SH
SOLE
22082
0
3750
ALTRIA GROUP INC
COM
02209S103
1528
22600
SH
OTR
1
0
0
22600
ALTRIA GROUP INC
COM
02209S103
110
1633
SH
SOLE
1633
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
13
125
SH
SOLE
125
0
0
ANSYS INC
COM
03662Q105
7
75
SH
OTR
1
0
0
75
ARBUTUS BIOPHARMA CORP
COM
03879J100
0
50
SH
SOLE
0
0
50
ARES CAP CORP
COM
04010L103
242
14705
SH
SOLE
14705
0
0
ARTISAN PARTNERS ASSET MG
CL A
04316A108
4
140
SH
OTR
1
0
0
140
B & G FOODS INC NEW
COM
05508R106
861
19660
SH
OTR
1
0
0
19660
BANKUNITED INC
COM
06652K103
8
220
SH
OTR
1
0
0
220
BARCLAYS BK PLC
DJUBS CMDT ETN36
06738C778
2100
86652
SH
SOLE
68817
0
17835
BARCLAYS BK PLC
IPATH S&P500 VIX
06740Q252
7
280
SH
SOLE
280
0
0
BJS RESTAURANTS INC
COM
09180C106
6
140
SH
OTR
1
0
0
140
BLACK STONE MINERALS L P
COM UNIT
09225M101
2595
138186
PRN
SOLE
8614
0
129572
BLACKBAUD INC
COM
09227Q100
8
130
SH
OTR
1
0
0
130
BLACKROCK INC
COM
09247X101
11
31
SH
SOLE
31
0
0
BLUEKNIGHT ENERGY PARTNER
COM UNIT
09625U109
16
2400
SH
SOLE
2400
0
0
C H ROBINSON WORLDWIDE IN
COM NEW
12541W209
16
215
SH
SOLE
215
0
0
CME GROUP INC
COM
12572Q105
2
25
SH
SOLE
25
0
0
CALIFORNIA RES CORP
COM NEW
13057Q206
1
66
SH
SOLE
66
0
0
CALLON PETE CO DEL
COM
13123X102
10
635
SH
OTR
1
0
0
635
CAPITAL ONE FINL CORP
COM
14040H105
3
37
SH
SOLE
37
0
0
CENTERPOINT ENERGY INC
COM
15189T107
8
341
SH
SOLE
341
0
0
CHARTER COMMUNICATIONS IN
CL A
16119P108
653
2268
SH
SOLE
2268
0
0
CHENIERE ENERGY PARTNERS
COM UNIT
16411Q101
9
300
SH
SOLE
300
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
30
575
SH
SOLE
575
0
0
CISCO SYS INC
COM
17275R102
1598
52890
SH
OTR
1
0
0
52890
COHEN & STEERS QUALITY RL
COM
19247L106
635
52019
SH
SOLE
27744
0
24275
COHEN & STEERS REIT & PFD
COM
19247X100
277
14503
PRN
SOLE
14503
0
0
COMCAST CORP NEW
CL A
20030N101
25
355
SH
SOLE
355
0
0
COMPASS MINERALS INTL INC
COM
20451N101
7
85
SH
OTR
1
0
0
85
CONOCOPHILLIPS
COM
20825C104
84
1666
SH
SOLE
1366
0
300
CONSTELLATION BRANDS INC
CL A
21036P108
245
1600
SH
SOLE
1600
0
0
COSTCO WHSL CORP NEW
COM
22160K105
48
297
SH
SOLE
297
0
0
COSTAR GROUP INC
COM
22160N109
9
47
SH
OTR
1
0
0
47
CRACKER BARREL OLD CTRY S
COM
22410J106
984
5894
SH
OTR
1
0
0
5894
CROSSAMERICA PARTNERS LP
UT LTD PTN INT
22758A105
126
5000
SH
SOLE
5000
0
0
CURRENCYSHS BRIT POUND ST
BRIT POUND STE
23129S106
12
100
SH
SOLE
100
0
0
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
228
5950
SH
SOLE
5950
0
0
DSW INC
CL A
23334L102
55
2437
SH
SOLE
2437
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
4
69
SH
SOLE
69
0
0
DEVON ENERGY CORP NEW
COM
25179M103
10
249
SH
SOLE
249
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
47
450
SH
SOLE
450
0
0
DIREXION SHS ETF TR
DAILY SM CAP BEA
25490K521
7
350
SH
SOLE
350
0
0
DOMINION RES INC VA NEW
COM
25746U109
22
286
SH
SOLE
286
0
0
DORCHESTER MINERALS LP
COM UNIT
25820R105
374
21301
SH
SOLE
1300
0
20001
DUKE ENERGY CORP NEW
COM NEW
26441C204
24
310
SH
SOLE
310
0
0
EOG RES INC
COM
26875P101
16
162
SH
SOLE
162
0
0
ETFS SILVER TR
SILVER SHS
26922X107
9
550
SH
SOLE
550
0
0
ETFS PALLADIUM TR
SH BEN INT
26923A106
20
300
SH
SOLE
300
0
0
EAGLE MATERIALS INC
COM
26969P108
5
50
SH
OTR
1
0
0
50
EASTERLY GOVT PPTYS INC
COM
27616P103
8
375
SH
OTR
1
0
0
375
ENBRIDGE INC
COM
29250N105
810
19240
SH
OTR
1
0
0
19240
ENBRIDGE ENERGY MANAGEMEN
SHS UNITS LLI
29250X103
34
1317
SH
SOLE
1317
0
0
ENDURO RTY TR
TR UNIT
29269K100
19
5500
SH
SOLE
5500
0
0
ENERGY TRANSFER PRTNRS L
UNIT LTD PARTN
29273R109
229
6408
SH
SOLE
6408
0
0
ENERGY TRANSFER EQUITY L
COM UT LTD PTN
29273V100
32
1668
SH
SOLE
1668
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
86
4529
SH
SOLE
0
0
4529
ENLINK MIDSTREAM PARTNERS
COM UNIT REP LTD
29336U107
818
44411
SH
SOLE
39199
0
5212
ENTERGY CORP NEW
COM
29364G103
33
450
SH
SOLE
450
0
0
EXPONENT INC
COM
30214U102
10
165
SH
OTR
1
0
0
165
EXXON MOBIL CORP
COM
30231G102
2463
27288
SH
SOLE
21366
0
5922
FACEBOOK INC
CL A
30303M102
397
3450
SH
SOLE
2500
0
950
FEDEX CORP
COM
31428X106
57
307
SH
SOLE
307
0
0
FIRST REP BK SAN FRANCISC
COM
33616C100
14
150
SH
OTR
1
0
0
150
FIRST TR EXCHANGE TRADED
FIRST TR TA HIYL
33738D408
100
2075
SH
SOLE
0
0
2075
FIVE BELOW INC
COM
33829M101
8
210
SH
OTR
1
0
0
210
FORESIGHT ENERGY LP
COM UNT RP INT
34552U104
75
11626
PRN
SOLE
11626
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
3
200
SH
SOLE
0
0
200
FRONTIER COMMUNICATIONS C
COM
35906A108
0
134
SH
SOLE
134
0
0
GENERAL MTRS CO
COM
37045V100
11
329
SH
SOLE
329
0
0
GLACIER BANCORP INC NEW
COM
37637Q105
5
130
SH
OTR
1
0
0
130
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1414
36729
SH
OTR
1
0
0
36729
GLOBAL PARTNERS LP
COM UNITS
37946R109
16
800
SH
SOLE
800
0
0
HALYARD HEALTH INC
COM
40650V100
53
1426
SH
SOLE
1426
0
0
ICU MED INC
COM
44930G107
9
60
SH
OTR
1
0
0
60
IDEXX LABS INC
COM
45168D104
7
60
SH
OTR
1
0
0
60
INVESCO VALUE MUN INCOME
COM
46132P108
0
5
PRN
SOLE
5
0
0
INVUITY INC
COM NEW
46187J205
3
540
SH
SOLE
540
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
71
4730
SH
SOLE
3230
0
1500
ISHARES TR
MIN VOL EAFE ETF
46429B689
535
8732
SH
SOLE
8732
0
0
ISHARES TR
0-5 YR TIPS ETF
46429B747
3689
36628
SH
SOLE
32382
0
4246
ISHARES TR
CORE MSCI EAFE
46432F842
229
4265
SH
SOLE
3265
0
1000
ISHARES TR
CORE ST USDB ETF
46432F859
2589
51787
SH
SOLE
43555
0
8232
ISHARES INC
CORE MSCI EMKT
46434G103
647
15250
SH
SOLE
13250
0
2000
ISHARES INC
MSCI JPN ETF NEW
46434G822
33
3345
SH
SOLE
3345
0
0
JPMORGAN CHASE & CO
COM
46625H100
1252
14505
SH
OTR
1
0
0
14505
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
1106
34981
SH
SOLE
34326
0
655
KAR AUCTION SVCS INC
COM
48238T109
1588
37272
SH
OTR
1
0
0
37272
KAYNE ANDERSON ENRGY TTL
COM
48660P104
1
45
PRN
SOLE
45
0
0
KINDER MORGAN INC DEL
COM
49456B101
134
6467
SH
SOLE
6467
0
0
LUMENTUM HLDGS INC
COM
55024U109
0
3
SH
SOLE
0
0
3
MPLX LP
COM UNIT REP LTD
55336V100
19
545
SH
SOLE
545
0
0
MACQUARIE INFRASTRUCTURE
COM
55608B105
1463
17902
SH
OTR
1
0
0
17902
MAIN STREET CAPITAL CORP
COM
56035L104
1
18
SH
SOLE
0
0
18
MARATHON PETE CORP
COM
56585A102
101
2000
SH
SOLE
2000
0
0
MARKETAXESS HLDGS INC
COM
57060D108
16
110
SH
OTR
1
0
0
110
MASTERCARD INCORPORATED
CL A
57636Q104
310
3000
SH
SOLE
0
0
3000
MAXIM INTEGRATED PRODS IN
COM
57772K101
7
180
SH
SOLE
180
0
0
MERCK & CO INC
COM
58933Y105
951
16163
SH
OTR
1
0
0
16163
MICHAELS COS INC
COM
59408Q106
6
315
SH
OTR
1
0
0
315
MID AMER APT CMNTYS INC
COM
59522J103
11
110
SH
OTR
1
0
0
110
MONSANTO CO NEW
COM
61166W101
174
1650
SH
SOLE
1650
0
0
NATIONAL HEALTH INVS INC
COM
63633D104
661
8908
SH
OTR
1
0
0
8908
NATURAL HEALTH TRENDS COR
COM PAR $.001
63888P406
4
150
SH
SOLE
0
0
150
NETFLIX INC
COM
64110L106
66
535
SH
SOLE
535
0
0
NEXTERA ENERGY INC
COM
65339F101
960
8030
SH
OTR
1
0
0
8030
NOVARTIS A G
SPONSORED ADR
66987V109
44
600
SH
SOLE
600
0
0
NVIDIA CORP
COM
67066G104
8
75
SH
SOLE
75
0
0
NUVEEN MUNICIPAL CREDIT I
COM SH BEN INT
67070X101
4
250
PRN
SOLE
250
0
0
ONE GAS INC
COM
68235P108
8
131
SH
SOLE
131
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
3870
89990
SH
SOLE
81840
0
8150
ORACLE CORP
COM
68389X105
285
7406
SH
SOLE
7006
0
400
PENGROWTH ENERGY CORP
COM
70706P104
0
100
SH
SOLE
100
0
0
PHYSICIANS RLTY TR
COM
71943U104
8
410
SH
OTR
1
0
0
410
PIMCO STRATEGIC INCOME FD
COM
72200X104
0
5
PRN
SOLE
5
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
62
520
SH
SOLE
520
0
0
POWERSHARES ETF TRUST
DYN OIL SVCS
73935X625
5
410
SH
SOLE
410
0
0
POWERSHARES ETF TRUST
DYN BIOT & GEN
73935X856
30
775
SH
SOLE
775
0
0
PREMIER INC
CL A
74051N102
5
165
SH
OTR
1
0
0
165
PROASSURANCE CORP
COM
74267C106
11
200
SH
OTR
1
0
0
200
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
29
705
SH
SOLE
705
0
0
QEP RES INC
COM
74733V100
6
330
SH
OTR
1
0
0
330
RSP PERMIAN INC
COM
74978Q105
268
6000
SH
SOLE
6000
0
0
RBC BEARINGS INC
COM
75524B104
10
105
SH
OTR
1
0
0
105
Receivable Acquisition and Management Corp
COM
75619P109
0
365
SH
SOLE
365
0
0
REGIONS FINL CORP NEW
COM
7591EP100
62
4320
SH
SOLE
4320
0
0
RETRACTABLE TECHNOLOGIES
COM
76129W105
9
10000
SH
SOLE
10000
0
0
SM ENERGY CO
COM
78454L100
138
4000
SH
SOLE
4000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
751
3361
SH
SOLE
2314
0
1047
SPDR GOLD TRUST
GOLD SHS
78463V107
778
7101
SH
SOLE
6476
0
625
SPDR SERIES TRUST
DJ REIT ETF
78464A607
2321
24864
SH
SOLE
24241
0
623
SS&C TECHNOLOGIES HLDGS I
COM
78467J100
7
240
SH
OTR
1
0
0
240
SPDR DOW JONES INDL AVRG
UT SER 1
78467X109
15
75
SH
SOLE
75
0
0
SPDR S&P MIDCAP 400 ETF T
UTSER1 S&PDCRP
78467Y107
121
400
SH
SOLE
400
0
0
SVB FINL GROUP
COM
78486Q101
15
85
SH
OTR
1
0
0
85
SANCHEZ PRODTN PARTNER
COM UNIT REPSTG
79971C201
0
9
PRN
SOLE
9
0
0
SCANA CORP NEW
COM
80589M102
11
150
SH
SOLE
150
0
0
SHIRE PLC
SPONSORED ADR
82481R106
1
6
SH
SOLE
6
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
7
45
SH
OTR
1
0
0
45
SIRIUS XM HLDGS INC
COM
82968B103
52
11600
SH
SOLE
11600
0
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
1765
29449
SH
OTR
1
0
0
29449
SKYWORKS SOLUTIONS INC
COM
83088M102
12
162
SH
SOLE
162
0
0
SOUTHSIDE BANCSHARES INC
COM
84470P109
32
839
SH
SOLE
839
0
0
SPECTRA ENERGY PARTNERS L
COM
84756N109
115
2500
SH
SOLE
2500
0
0
SPROTT PHYSICAL GOLD TRUS
UNIT
85207H104
9
1000
PRN
SOLE
1000
0
0
STAG INDL INC
COM
85254J102
729
30544
SH
OTR
1
0
0
30544
SUNOCO LP
COM U REP LP
86765K109
17
650
SH
SOLE
0
0
650
TELUS CORP
COM
87971M103
13
415
SH
SOLE
415
0
0
TESLA MTRS INC
COM
88160R101
1
3
SH
SOLE
0
0
3
TETRA TECHNOLOGIES INC DE
COM
88162F105
161
32000
SH
SOLE
32000
0
0
TEXAS CAPITAL BANCSHARES
COM
88224Q107
8
100
SH
OTR
1
0
0
100
TITAN INTL INC ILL
COM
88830M102
2
202
SH
SOLE
0
0
202
TORTOISE MLP FD INC
COM
89148B101
3458
181234
PRN
SOLE
173634
0
7600
TRANSENTERIX INC
COM NEW
89366M201
3
2300
SH
SOLE
2300
0
0
TREEHOUSE FOODS INC
COM
89469A104
9
125
SH
OTR
1
0
0
125
TWITTER INC
COM
90184L102
9
525
SH
SOLE
0
0
525
ULTIMATE SOFTWARE GROUP I
COM
90385D107
8
45
SH
OTR
1
0
0
45
UNITED STATES OIL FUND LP
UNITS
91232N108
0
20
SH
SOLE
20
0
0
VWR CORP
COM
91843L103
6
250
SH
OTR
1
0
0
250
VANECK VECTORS ETF TR
AMT FREE INT ETF
92189F544
514
22150
SH
SOLE
21000
0
1150
VANECK VECTORS ETF TR
RUSSIA SMALL CAP
92189F734
397
10414
SH
SOLE
10414
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
9
280
SH
SOLE
280
0
0
VEREIT INC
COM
92339V100
43
5046
SH
SOLE
5046
0
0
VERIFONE SYS INC
COM
92342Y109
3
175
SH
OTR
1
0
0
175
VERIZON COMMUNICATIONS IN
COM
92343V104
1491
27927
SH
OTR
1
0
0
27927
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
48
3000
PRN
SOLE
3000
0
0
VISA INC
COM CL A
92826C839
115
1480
SH
SOLE
1480
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR
92857W308
6
245
SH
SOLE
245
0
0
WASTE MGMT INC DEL
COM
94106L109
8
119
SH
SOLE
119
0
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
10
260
SH
SOLE
260
0
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
71
1909
SH
SOLE
1909
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
2
101
SH
SOLE
0
0
101
YUM CHINA HLDGS INC
COM
98850P109
0
7
SH
SOLE
7
0
0
JAMES RIV GROUP LTD
COM
G5005R107
7
175
SH
OTR
1
0
0
175
MEDTRONIC PLC
SHS
G5960L103
11
161
SH
SOLE
161
0
0
NORDIC AMERICAN TANKERS L
COM
G65773106
0
25
SH
SOLE
0
0
25
SEADRILL LIMITED
SHS
G7945E105
7
2000
SH
SOLE
2000
0
0
STERIS PLC
SHS USD
G84720104
10
145
SH
OTR
1
0
0
145
GOLAR LNG LTD BERMUDA
SHS
G9456A100
69
3000
SH
SOLE
3000
0
0
CHUBB LIMITED
COM
H1467J104
13
111
SH
SOLE
111
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
2
148
SH
SOLE
148
0
0
CHECK POINT SOFTWARE TECH
ORD
M22465104
60
711
SH
SOLE
0
0
711