0001225208-13-017780.txt : 20130814 0001225208-13-017780.hdr.sgml : 20130814 20130814122926 ACCESSION NUMBER: 0001225208-13-017780 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130813 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRA JOSEPH N CENTRAL INDEX KEY: 0001391096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 131036302 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 4 1 doc4.xml X0306 4 2013-08-13 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001391096 BARRA JOSEPH N 1981 MARCUS AVENUE LAKE SUCCESS NY 11042 1 Corporate Vice President Common Stock 2013-08-13 4 M 0 22042.0000 25.6700 A 83254.4233 D Common Stock 2013-08-13 4 S 0 22042.0000 31.7207 D 61212.4233 D Stock Option (Right to Buy) 25.6700 2013-08-13 4 M 0 22042.0000 0.0000 D 2011-02-08 2020-02-08 Common Stock 22042.0000 0.0000 D The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.70 - $31.77, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Adam D. Amsterdam, Power of Attorney 2013-08-13