0001181431-15-007405.txt : 20150526 0001181431-15-007405.hdr.sgml : 20150525 20150526095109 ACCESSION NUMBER: 0001181431-15-007405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150522 FILED AS OF DATE: 20150526 DATE AS OF CHANGE: 20150526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pape Kathy L CENTRAL INDEX KEY: 0001390816 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 15888261 MAIL ADDRESS: STREET 1: 762 W. LANCASTER AVE CITY: BRYN MAWR STATE: PA ZIP: 19010 4 1 rrd425262.xml X0306 4 2015-05-22 0 0001410636 American Water Works Company, Inc. AWK 0001390816 Pape Kathy L 1025 LAUREL OAK ROAD VOORHEES NJ 08043 0 1 0 0 President, PA American Water Common Stock 2015-05-22 4 M 0 410 20.70 A 30110 D Common Stock 2015-05-22 4 S 0 410 52.91 D 29700 D Common Stock 2015-05-22 4 M 0 2367 22.31 A 32067 D Common Stock 2015-05-22 4 S 0 2367 52.91 D 29700 D Common Stock 2015-05-22 4 M 0 2193 27.08 A 31893 D Common Stock 2015-05-22 4 S 0 2193 52.91 D 29700 D Employee Stock Option (right to buy) 20.70 2015-05-22 4 M 0 410 0 D 2015-12-31 Common Stock 410 0 D Employee Stock Option (right to buy) 22.31 2015-05-22 4 M 0 2367 0 D 2016-12-31 Common Stock 2367 0 D Employee Stock Option (right to buy) 27.08 2015-05-22 4 M 0 2193 0 D 2017-12-31 Common Stock 2193 0 D Includes 97 shares purchased under the American Water Works Company, Inc.'s Nonqualified Employee Stock Purchase Plan. The option award granted on February 20, 2009, representing a right to purchase 20,177 shares, vested in three equal installments on January 1, 2010, 2011 and 2012. 19,767 shares of this option award were previously exercised and reported. The option award granted on February 25, 2010, representing a right to purchase 16,816 shares, vested in three equal installments on January 1, 2011, 2012 and 2013. 14,449 shares of this option award were previously exercised and reported. The option award granted on February 24, 2011, representing a right to purchase 15,029 shares, vested in three equal installments on January 1, 2012, 2013 and 2014. 12,836 shares of this option award were previously exercised and reported. /s/ Steven Robbins by Power of Attorney previously filed 2015-05-26