The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 33,818 | 1,850,000 | SH | DFND | 01 02 | 1,850,000 | 0 | 0 | |
AEROPOSTALE | COM | 007865108 | 341 | 550,000 | SH | DFND | 01 02 | 550,000 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 65,726 | 3,225,000 | SH | DFND | 01 02 | 3,225,000 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 25 | 200,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
ALTERA CORP | COM | 021441100 | 153,996 | 3,075,000 | SH | DFND | 01 02 | 3,075,000 | 0 | 0 | |
AMAYA INC | COM | 02314M108 | 25,750 | 1,412,500 | SH | DFND | 01 02 | 1,412,500 | 0 | 0 | |
AMERICAN EXPRESS CO | COM | 025816109 | 18,533 | 250,000 | SH | DFND | 01 02 | 250,000 | 0 | 0 | |
AMERICAN RLTY CAP PPTYS INC | NOTE 3.000% 8/0 | 02917TAA2 | 11,304 | 11,865,000 | PRN | DFND | 01 02 | 0 | 0 | 11,865,000 | |
ASHLAND INC NEW | COM | 044209104 | 37,229 | 370,000 | SH | DFND | 01 02 | 370,000 | 0 | 0 | |
ASHLAND INC NEW | COM | 044209104 | 33 | 60,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
BARCLAYS BK PLC | ADR 2 PREF 2 | 06739F390 | 1,421 | 55,737 | PRN | DFND | 01 02 | 0 | 0 | 55,737 | |
BROADCOM CORP | CL A | 111320107 | 216,006 | 4,200,000 | SH | DFND | 01 02 | 4,200,000 | 0 | 0 | |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 21,168 | 651,931 | SH | DFND | 01 02 | 651,931 | 0 | 0 | |
CAMERON INTERNATIONAL CORP | COM | 13342B105 | 35,259 | 575,000 | SH | DFND | 01 02 | 575,000 | 0 | 0 | |
CF INDS HLDGS INC | COM | 125269100 | 8,181 | 182,199 | SH | DFND | 01 02 | 182,199 | 0 | 0 | |
CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | 240 | 50,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | 9,770 | 250,000 | SH | Put | DFND | 01 02 | 0 | 0 | 250,000 |
CONNS INC | COM | 208242107 | 6,010 | 250,000 | SH | DFND | 01 02 | 250,000 | 0 | 0 | |
DINEEQUITY INC | COM | 254423106 | 4,235 | 46,200 | SH | DFND | 01 02 | 46,200 | 0 | 0 | |
EBAY INC | COM | 278642103 | 35,438 | 1,450,000 | SH | DFND | 01 02 | 1,450,000 | 0 | 0 | |
EXTERRAN HLDGS INC | COM | 30225X103 | 14,040 | 780,000 | SH | DFND | 01 02 | 780,000 | 0 | 0 | |
FAIRCHILD SEMICONDUCTOR INTL | COM | 303726103 | 18,252 | 1,300,000 | SH | DFND | 01 02 | 1,300,000 | 0 | 0 | |
FCB FINL HLDGS INC | CL A | 30255G103 | 9,398 | 288,099 | SH | DFND | 01 02 | 288,099 | 0 | 0 | |
FOSSIL GROUP INC | COM | 34988V106 | 29,337 | 525,000 | SH | DFND | 01 02 | 525,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 22,698 | 900,000 | SH | DFND | 01 02 | 900,000 | 0 | 0 | |
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V118 | 268 | 13,139 | SH | DFND | 01 02 | 0 | 0 | 0 | |
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V126 | 10,392 | 786,073 | SH | DFND | 01 02 | 0 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 163,781 | 5,455,733 | SH | DFND | 01 02 | 5,455,733 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 9,063 | 3,850,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
GNC HLDGS INC | COM CL A | 36191G107 | 16,156 | 399,700 | SH | DFND | 01 02 | 399,700 | 0 | 0 | |
HEALTH NET INC | COM | 42222G108 | 34,627 | 575,000 | SH | DFND | 01 02 | 575,000 | 0 | 0 | |
HOME PROPERTIES INC | COM | 437306103 | 47,840 | 640,000 | SH | DFND | 01 02 | 640,000 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 105,610 | 590,000 | SH | DFND | 01 02 | 590,000 | 0 | 0 | |
HUNTSMAN CORP | COM | 447011107 | 27,502 | 2,838,200 | SH | DFND | 01 02 | 2,838,200 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 5,536 | 200,000 | SH | DFND | 01 02 | 200,000 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 26,663 | 650,000 | SH | DFND | 01 02 | 650,000 | 0 | 0 | |
MENS WEARHOUSE INC | COM | 587118100 | 35,079 | 825,000 | SH | DFND | 01 02 | 825,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 26,964 | 1,800,000 | SH | DFND | 01 02 | 1,800,000 | 0 | 0 | |
MINDRAY MEDICAL INTL LTD | SPON ADR | 602675100 | 16,403 | 750,000 | SH | DFND | 01 02 | 750,000 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 37,962 | 942,917 | SH | DFND | 01 02 | 942,917 | 0 | 0 | |
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 10,105 | 500,000 | SH | DFND | 01 02 | 500,000 | 0 | 0 | |
NQ MOBILE INC | NOTE 4.000%10/1 | 64118UAB4 | 14,060 | 19,000,000 | PRN | DFND | 01 02 | 0 | 0 | 19,000,000 | |
OI S.A. | SPN ADR NEW | 670851302 | 665 | 978,414 | SH | DFND | 01 02 | 978,414 | 0 | 0 | |
OI S.A. | SPN ADR PFD NEW | 670851401 | 653 | 966,300 | SH | DFND | 01 02 | 966,300 | 0 | 0 | |
OLIN CORP | COM PAR $1 | 680665205 | 56 | 745,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
OLIN CORP | COM PAR $1 | 680665205 | 5,715 | 340,000 | SH | DFND | 01 02 | 340,000 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 469 | 150,000 | SH | Put | DFND | 01 02 | 0 | 0 | 150,000 |
PRECISION CASTPARTS CORP | COM | 740189105 | 381,342 | 1,660,100 | SH | DFND | 01 02 | 1,660,100 | 0 | 0 | |
QIHOO 360 TECHNOLOGY CO LTD | NOTE 2.500% 9/1 | 74734MAB5 | 7,738 | 8,000,000 | PRN | DFND | 01 02 | 0 | 0 | 8,000,000 | |
ROYAL BK SCOTLAND GROUP PLC | ADR PREF SHS R | 780097747 | 17,774 | 718,418 | PRN | DFND | 01 02 | 0 | 0 | 718,418 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 605 | 200,000 | SH | Put | DFND | 01 02 | 0 | 0 | 200,000 |
SINA CORP | NOTE 1.000%12/0 | 82922RAD5 | 58,516 | 62,500,000 | PRN | DFND | 01 02 | 0 | 0 | 62,500,000 | |
SINA CORP | ORD | G81477104 | 490 | 350,000 | SH | Put | DFND | 01 02 | 0 | 0 | 350,000 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,157 | 885,000 | SH | Put | DFND | 01 02 | 0 | 0 | 885,000 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 238 | 200,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
STARWOOD PPTY TR INC | NOTE 3.750%10/1 | 85571BAC9 | 12,391 | 12,500,000 | PRN | DFND | 01 02 | 0 | 0 | 12,500,000 | |
SUNEDISON INC | COM | 86732Y109 | 6,525 | 908,800 | SH | DFND | 01 02 | 908,800 | 0 | 0 | |
SYNCHRONY FINL | COM | 87165B103 | 17,215 | 550,000 | SH | DFND | 01 02 | 550,000 | 0 | 0 | |
TATA MTRS LTD | SPONSORED ADR | 876568502 | 13,500 | 600,000 | SH | DFND | 01 02 | 600,000 | 0 | 0 | |
TE CONNECTIVITY LTD | REG SHS | H84989104 | 9,283 | 155,000 | SH | DFND | 01 02 | 155,000 | 0 | 0 | |
TERRAFORM GLOBAL INC | CL A | 88104M101 | 7,428 | 1,115,307 | SH | DFND | 01 02 | 1,115,307 | 0 | 0 | |
TERRAFORM PWR INC | CL A COM | 88104R100 | 25,596 | 1,800,000 | SH | DFND | 01 02 | 1,800,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 102 | 50,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 33,029 | 585,000 | SH | DFND | 01 02 | 585,000 | 0 | 0 | |
THE ONE GROUP HOSPITALITY IN | COM | 88338K103 | 1,274 | 356,000 | SH | DFND | 01 02 | 356,000 | 0 | 0 | |
THERAVANCE INC | COM | 88338T104 | 180 | 25,000 | SH | DFND | 01 02 | 25,000 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 533,626 | 2,975,000 | SH | DFND | 01 02 | 2,975,000 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 12,031 | 175,000 | SH | DFND | 01 02 | 175,000 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 58 | 200,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
VEREIT INC | COM | 92339V100 | 20,960 | 2,715,000 | SH | DFND | 01 02 | 2,715,000 | 0 | 0 | |
WUXI PHARMATECH CAYMAN INC | SPONS ADR SHS | 929352102 | 92,902 | 2,150,000 | SH | DFND | 01 02 | 2,150,000 | 0 | 0 | |
YRC WORLDWIDE INC | COM PAR $.01 | 984249607 | 19,227 | 1,450,000 | SH | DFND | 01 02 | 1,450,000 | 0 | 0 | |
YY INC | ADS REPCOM CLA | 98426T106 | 32,724 | 600,000 | SH | DFND | 01 02 | 600,000 | 0 | 0 | |
YY INC | NOTE 2.250% 4/0 | 98426TAB2 | 23,422 | 25,000,000 | PRN | DFND | 01 02 | 0 | 0 | 25,000,000 |