0001144204-13-006236.txt : 20130206 0001144204-13-006236.hdr.sgml : 20130206 20130205184917 ACCESSION NUMBER: 0001144204-13-006236 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130206 DATE AS OF CHANGE: 20130205 EFFECTIVENESS DATE: 20130206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Westchester Capital Management, Inc. CENTRAL INDEX KEY: 0001390063 IRS NUMBER: 470700325 STATE OF INCORPORATION: NE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12425 FILM NUMBER: 13575437 BUSINESS ADDRESS: STREET 1: 801 N. 96TH STREET CITY: OMAHA STATE: NE ZIP: 68114 BUSINESS PHONE: 402-392-2418 MAIL ADDRESS: STREET 1: 801 N. 96TH STREET CITY: OMAHA STATE: NE ZIP: 68114 13F-HR 1 v333865_13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Westchester Capital Management, Inc. Address: 801 N. 96th Street, Omaha, NE 68114 Form 13F File Number: 28-12425 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cindy L Christensen Title: Executive VP & COO Phone: (402) 392-2418 Signature, Place, and Date of Signing: /s/ Cindy L Christensen Omaha, NE February 04, 2013 ----------------------- --------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 53 Form 13F Information Table Value Total: $145,732 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
TITLE SHRS OR VALUE INVESTMENT VOTING AUTORITY NAME OF ISSUER OF CLASS CUSIP PRN AMT (x$1000) DISCRETION SOLE SHARED NONE 3M Company common stock 88579Y101 54026 5016 Y X AT&T common stock 00206R102 2586 87 Y X American Electric Power common stock 025537101 628 27 Y X American Express Company common stock 025816109 500 29 Y X Apple, Inc. common stock 037833100 10147 5400 Y X Avon Products common stock 054303102 126843 1821 Y X BP PLC ADR common stock 055622104 119119 4960 Y X Becton Dickinson & Company common stock 075887109 64731 5061 Y X Berkshire Hathaway Class B common stock 084670702 53684 4815 Y X Boeing Company common stock 097023105 68338 5150 Y X Bristol-Myers Squibb Company common stock 110122108 187675 6116 Y X CVS Caremark Corporation common stock 126650100 139680 6754 Y X Caterpillar, Inc. common stock 149123101 78942 7074 Y X Chevron Corporation common stock 166764100 1152 125 Y X Cisco Systems, Inc. common stock 17275R102 273033 5365 Y X Cliffs Natural Resources, Inc. common stock 18683K101 107072 4130 Y X Coca Cola Company common stock 191216100 2104 76 Y X Colgate Palmolive common stock 194162103 600 63 Y X ConocoPhillips common stock 20825C104 622 36 Y X Devon Energy Corporation common stock 25179M103 100064 5207 Y X Direxion Daily ETF common stock 25459W144 300 5 Y X DuPont de Nemours and Company common stock 263534109 96337 4333 Y X Duke Energy Corporation common stock 26441C204 666 42 Y X Exxon Mobil Corporation common stock 30231G102 1156 100 Y X General Electric Company common stock 369604103 173115 3634 Y X General Mills common stock 370334104 1200 49 Y X Google, Inc. Class A common stock 38259P508 46 33 Y X H. J. Heinz Company common stock 423074103 187 11 Y X Honda Motor Company common stock 438128308 137365 5074 Y X Intel Corporation common stock 458140100 245849 5069 Y X Johnson & Johnson common stock 478160104 70671 4954 Y X Level 3 Communications common stock 52729N308 140 3 Y X McDonald's Corporation common stock 580135101 62113 5479 Y X Merck common stock 58933Y105 976 40 Y X Microsoft Corporation common stock 594918104 213632 5706 Y X Nuveen Insured Muni Opportunity Fund common stock 670984103 1000 15 Y X Nuveen Performance Plus Muni Fund common stock 67062P108 2970 48 Y X Nuveen Quality Income Muni Fund common stock 670977107 700 11 Y X Nuveen Select Quality Muni Fund common stock 670973106 1100 17 Y X Pepsico, Inc. common stock 713448108 500 34 Y X Pfizer, Inc. common stock 717081103 181911 4562 Y X Phillips 66 common stock 718546104 260 14 Y X Procter & Gamble common stock 742718109 91286 6197 Y X SPDR Gold Trust common stock 78463V107 5575 903 Y X Schlumberger Limited common stock 806857108 300 21 Y X The Bank of New York Mellon Corporation common stock 064058100 105367 2708 Y X Tsakos Energy Navigation Limited common stock G9108L108 135965 510 Y X U.S. Bancorp common stock 902973304 115537 3690 Y X Valero Energy Corporation common stock 91913Y100 93186 3180 Y X Verizon Communications common stock 92343V104 144238 6241 Y X Wal-Mart Stores, Inc. common stock 931142103 92008 6278 Y X Waste Management, Inc. common stock 94106L109 157804 5324 Y X Zimmer Holdings, Inc. common stock 98956P102 62037 4135 Y X