0001144204-12-041343.txt : 20120727
0001144204-12-041343.hdr.sgml : 20120727
20120727125647
ACCESSION NUMBER: 0001144204-12-041343
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120727
DATE AS OF CHANGE: 20120727
EFFECTIVENESS DATE: 20120727
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Westchester Capital Management, Inc.
CENTRAL INDEX KEY: 0001390063
IRS NUMBER: 470700325
STATE OF INCORPORATION: NE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12425
FILM NUMBER: 12989759
BUSINESS ADDRESS:
STREET 1: 801 N. 96TH STREET
CITY: OMAHA
STATE: NE
ZIP: 68114
BUSINESS PHONE: 402-392-2418
MAIL ADDRESS:
STREET 1: 801 N. 96TH STREET
CITY: OMAHA
STATE: NE
ZIP: 68114
13F-HR
1
v319640_13f-hr.txt
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [_]; Amendment Number: ______
This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Westchester Capital Management, Inc.
Address: 801 N. 96th Street, Omaha, NE 68114
Form 13F File Number: 28-12425
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Cindy L Christensen
Title: Executive VP & COO
Phone: (402) 392-2418
Signature, Place, and Date of Signing:
/s/ Cindy L Christensen Omaha, NE July 26, 2012
----------------------- --------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 56
Form 13F Information Table Value Total: $139,610
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
TITLE SHRS OR VALUE INVESTMENT VOTING AUTORITY
NAME OF ISSUER OF CLASS CUSIP PRN AMT (x$1000) DISCRETION SOLE SHARED NONE
3M Company common stock 88579Y101 55260 4951 Y X
AT&T common stock 00206R102 2586 92 Y X
American Electric Power common stock 025537101 628 25 Y X
American Express Company common stock 025816109 820 48 Y X
Amgen, Inc. common stock 031162100 77779 5671 Y X
Apache Corporation common stock 037411105 201 18 Y X
Avon Products common stock 054303102 134450 2179 Y X
BP PLC ADR common stock 055622104 117875 4779 Y X
Becton Dickinson & Company common stock 075887109 64215 4800 Y X
Berkshire Hathaway Class B common stock 084670702 55886 4657 Y X
Boeing Company common stock 097023105 67338 5003 Y X
Bristol-Myers Squibb Company common stock 110122108 196271 7056 Y X
CVS Caremark Corporation common stock 126650100 144399 6748 Y X
Caterpillar, Inc. common stock 149123101 79415 6743 Y X
Chevron Corporation common stock 166764100 1352 143 Y X
Cisco Systems, Inc. common stock 17275R102 272975 4687 Y X
Cliffs Natural Resources, Inc. common stock 18683K101 109725 5408 Y X
Coca Cola Company common stock 191216100 1577 123 Y X
Colgate Palmolive common stock 194162103 600 62 Y X
ConocoPhillips common stock 20825C104 622 35 Y X
Devon Energy Corporation common stock 25179M103 64006 3712 Y X
Direxion Daily ETF common stock 25459W144 350 8 Y X
DuPont de Nemours and Company common stock 263534109 97400 4926 Y X
Duke Energy Corporation common stock 26441C105 2000 46 Y X
Exxon Mobil Corporation common stock 30231G102 1156 99 Y X
General Electric Company common stock 369604103 174679 3640 Y X
General Mills common stock 370334104 1200 46 Y X
Google, Inc. Class A common stock 38259P508 46 27 Y X
Groupe CGI, Inc. Class A common stock 39945C109 968 23 Y X
H. J. Heinz Company common stock 423074103 187 10 Y X
Honda Motor Company common stock 438128308 132093 4578 Y X
Intel Corporation common stock 458140100 250150 6666 Y X
Johnson & Johnson common stock 478160104 72624 4906 Y X
Level 3 Communications common stock 52729N308 270 6 Y X
MFA Financial, Inc. REIT common stock 55272X102 1200 9 Y X
McDonald's Corporation common stock 580135101 43701 3869 Y X
Merck common stock 58933Y105 976 41 Y X
Microsoft Corporation common stock 594918104 218318 6678 Y X
Nuveen Insured Muni Opportunity Fund common stock 670984103 1000 15 Y X
Nuveen Performance Plus Muni Fund common stock 67062P108 2970 48 Y X
Nuveen Quality Income Muni Fund common stock 670977107 700 11 Y X
Nuveen Select Quality Muni Fund common stock 670973106 1100 17 Y X
Pepsico, Inc. common stock 713448108 500 35 Y X
Pfizer, Inc. common stock 717081103 185331 4263 Y X
Phillips 66 common stock 718546104 260 9 Y X
Procter & Gamble common stock 742718109 1790 110 Y X
SPDR Gold Trust common stock 78463V107 5575 865 Y X
Schlumberger Limited common stock 806857108 450 29 Y X
The Bank of New York Mellon Corporation common stock 064058100 107474 2359 Y X
Tsakos Energy Navigation Limited common stock G9108L108 142532 694 Y X
U.S. Bancorp common stock 902973304 117727 3786 Y X
Valero Energy Corporation common stock 91913Y100 95395 2304 Y X
Verizon Communications common stock 92343V104 147608 6560 Y X
Wal-Mart Stores, Inc. common stock 931142103 94598 6595 Y X
Waste Management, Inc. common stock 94106L109 158225 5285 Y X
Zimmer Holdings, Inc. common stock 98956P102 63813 4107 Y X