0001144204-12-005270.txt : 20120201
0001144204-12-005270.hdr.sgml : 20120201
20120201161927
ACCESSION NUMBER: 0001144204-12-005270
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120201
DATE AS OF CHANGE: 20120201
EFFECTIVENESS DATE: 20120201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Westchester Capital Management, Inc.
CENTRAL INDEX KEY: 0001390063
IRS NUMBER: 470700325
STATE OF INCORPORATION: NE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12425
FILM NUMBER: 12562833
BUSINESS ADDRESS:
STREET 1: 801 N. 96TH STREET
CITY: OMAHA
STATE: NE
ZIP: 68114
BUSINESS PHONE: 402-392-2418
MAIL ADDRESS:
STREET 1: 801 N. 96TH STREET
CITY: OMAHA
STATE: NE
ZIP: 68114
13F-HR
1
v300397_13f-hr.txt
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [_]; Amendment Number: ______
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Westchester Capital Management, Inc.
Address: 801 N. 96th Street, Omaha, NE 68114
Form 13F File Number: 28-12425
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Cindy L Christensen
Title: Executive VP & COO
Phone: (402) 392-2418
Signature, Place, and Date of Signing:
/s/ Cindy L Christensen Omaha, NE January 25, 2012
----------------------- --------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 88
Form 13F Information Table Value Total: $126,201
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
TITLE SHRS OR VALUE INVESTMENT VOTING AUTORITY
NAME OF ISSUER OF CLASS CUSIP PRN AMT (x$1000) DISCRETION SOLE SHARED NONE
3M Company common stock 88579Y101 54485 4453 Y X
AGL Resources, Inc. common stock 001204106 1147 48 Y X
AT&T common stock 00206R102 2586 78 Y X
AVX Corporation common stock 002444107 750 10 Y X
Accenture PLC Class A common stock G1151C101 204 11 Y X
Ameren Corporation common stock 023608102 200 7 Y X
American Electric Power common stock 025537101 628 26 Y X
American Express Company common stock 025816109 1320 62 Y X
Amgen, Inc. common stock 031162100 77454 4973 Y X
Anheuser-Busch Incorporated common stock 03524A108 282 17 Y X
Aqua America, Inc. common stock 03836W103 3302 73 Y X
Avnet, Inc. common stock 053807103 555 17 Y X
Avon Products common stock 054303102 125400 2191 Y X
BP PLC ADR common stock 055622104 115450 4934 Y X
Bank of America Corporation common stock 060505104 400 2 Y X
Becton Dickinson & Company common stock 075887109 63140 4718 Y X
Berkshire Hathaway Class B common stock 084670702 55126 4206 Y X
Blackrock Energy and Resources Trust ETF common stock 09250U101 100 2 Y X
Blackrock Muni Yield Quality Fund common stock 09254F100 260 4 Y X
Boeing Company common stock 097023105 67513 4952 Y X
Bristol-Myers Squibb Company common stock 110122108 201321 7095 Y X
Bruker Corporation common stock 116794108 1487 18 Y X
CVS Caremark Corporation common stock 126650100 146999 5995 Y X
Carmax, Inc. common stock 143130102 561 17 Y X
Caterpillar, Inc. common stock 149123101 81490 7383 Y X
Chevron Corporation common stock 166764100 1352 144 Y X
Cisco Systems, Inc. common stock 17275R102 268925 4862 Y X
Coca Cola Company common stock 191216100 1577 110 Y X
Colgate Palmolive common stock 194162103 600 55 Y X
ConocoPhillips common stock 20825C104 122 9 Y X
Copart, Inc. common stock 217204106 575 28 Y X
DWS Multi Market Income Trust common stock 23338L108 968 10 Y X
Devon Energy Corporation common stock 25179M103 62856 3897 Y X
Diageo PLC-Sponsored ADR common stock 25243Q205 89 8 Y X
Diamonds Trust Series I common stock 78467X109 400 49 Y X
Direxion Daily ETF common stock 25459W144 350 13 Y X
Dorel Industries Class B common stock 25822C205 1220 30 Y X
DuPont de Nemours and Company common stock 263534109 95225 4359 Y X
Duke Energy Corporation common stock 26441C105 2000 44 Y X
EMC Corporation common stock 268648102 900 19 Y X
Exxon Mobil Corporation common stock 30231G102 1156 98 Y X
General Electric Company common stock 369604103 165880 2971 Y X
General Mills common stock 370334104 1200 48 Y X
Google, Inc. Class A common stock 38259P508 46 30 Y X
Groupe CGI, Inc. Class A common stock 39945C109 968 18 Y X
H. J. Heinz Company common stock 423074103 187 10 Y X
HCC Insurance Holdings, Inc. common stock 404132102 530 15 Y X
Honda Motor Company common stock 438128308 133293 4072 Y X
Intel Corporation common stock 458140100 233375 5659 Y X
Johnson & Johnson common stock 478160104 72989 4787 Y X
Kimberly-Clark Corporation common stock 494368103 74108 5451 Y X
Lamar Advertising Company Class A common stock 512815101 58 2 Y X
Level 3 Communications common stock 52729N100 260 4 Y X
MFA Financial, Inc. REIT common stock 55272X102 1200 8 Y X
McDonald's Corporation common stock 580135101 43751 4390 Y X
Merck common stock 58933Y105 400 15 Y X
Microsoft Corporation common stock 594918104 218943 5684 Y X
Mueller Water Products Series A common stock 624758108 2692 7 Y X
National Fuel Gas common stock 636180101 800 44 Y X
Nuveen Insured Muni Opportunity Fund common stock 670984103 1000 15 Y X
Nuveen Performance Plus Muni Fund common stock 67062P108 2970 45 Y X
Nuveen Quality Income Muni Fund common stock 670977107 700 10 Y X
Nuveen Select Quality Muni Fund common stock 670973106 1100 17 Y X
Oracle Corporation common stock 68389X105 500 13 Y X
Pepsico, Inc. common stock 713448108 500 33 Y X
Pfizer, Inc. common stock 717081103 176681 3823 Y X
ProShares Ultrashort 20+ Treasury ETF common stock 74347R297 300 5 Y X
Procter & Gamble common stock 742718109 1790 119 Y X
Progressive Waste Solutions common stock 74339G101 947 19 Y X
Ryder Systems common stock 783549108 500 27 Y X
SPDR Gold Trust common stock 78463V107 3325 505 Y X
Schlumberger Limited common stock 806857108 450 31 Y X
Silver Standard Resources, Inc. common stock 82823L106 100 1 Y X
Target Corporation common stock 87612E106 750 38 Y X
Teleflex, Inc. common stock 879369106 326 20 Y X
The Bank of New York Mellon Corporation common stock 064058100 104949 2090 Y X
Tsakos Energy Navigation Limited common stock G9108L108 147007 703 Y X
U.S. Bancorp common stock 902973304 118729 3212 Y X
Valero Energy Corporation common stock 91913Y100 95945 2020 Y X
Vectren Corporation common stock 92240G101 800 24 Y X
Verizon Communications common stock 92343V104 149158 5984 Y X
Viewpoint Financial common stock 926727108 750 10 Y X
Vishay Intertechnology common stock 928298108 1469 13 Y X
Wal-Mart Stores, Inc. common stock 931142103 95998 5737 Y X
Waters Corporation common stock 941848103 228 17 Y X
Wellpoint, Inc. common stock 94973V107 113 7 Y X
Zimmer Holdings, Inc. common stock 98956P102 64038 3421 Y X
Red Oak Hereford Farms 4% Cum Convertible pref stock 756990875 2000 0 Y X