-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rcelpk+AQIK+g3vSejTS1rkA3xU3XFt6HGzoxf5SlpYYqt3k3zWxyuQR5BeJExOH hY2g/JpE3I9LWTY6+7Al4A== 0001144204-11-005958.txt : 20110204 0001144204-11-005958.hdr.sgml : 20110204 20110204122938 ACCESSION NUMBER: 0001144204-11-005958 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110204 DATE AS OF CHANGE: 20110204 EFFECTIVENESS DATE: 20110204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Westchester Capital Management, Inc. CENTRAL INDEX KEY: 0001390063 IRS NUMBER: 470700325 STATE OF INCORPORATION: NE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12425 FILM NUMBER: 11573355 BUSINESS ADDRESS: STREET 1: 801 N. 96TH STREET CITY: OMAHA STATE: NE ZIP: 68114 BUSINESS PHONE: 402-392-2418 MAIL ADDRESS: STREET 1: 801 N. 96TH STREET CITY: OMAHA STATE: NE ZIP: 68114 13F-HR 1 v210015_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Westchester Capital Management, Inc. Address: 801 N. 96th Street, Omaha, NE 68114 Form 13F File Number: 28-12425 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cindy L Christensen Title: Executive VP & COO Phone: (402) 392-2418 Signature, Place, and Date of Signing: /s/ Cindy L Christensen Omaha, NE February 03, 2011 - ----------------------- --------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 45 Form 13F Information Table Value Total: $118,217 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
TITLE SHRS OR VALUE INVESTMENT VOTING AUTORITY NAME OF ISSUER OF CLASS CUSIP PRN AMT (x$1000) DISCRETION SOLE SHARED NONE 3M Company common stock 88579Y101 56590 4884 Y X AT&T common stock 00206R102 200 6 Y X American Express Company common stock 025816109 1000 43 Y X Amgen, Inc. common stock 031162100 77629 4262 Y X Avon Products common stock 054303102 133800 3888 Y X BP PLC ADR common stock 055622104 111853 4941 Y X Becton Dickinson & Company common stock 075887109 63475 5365 Y X Berkshire Hathaway Class B common stock 084670702 55873 4476 Y X Boeing Company common stock 097023105 65238 4257 Y X Bristol-Myers Squibb Company common stock 110122108 202277 5356 Y X CVS Caremark Corporation common stock 126650100 141459 4919 Y X Caterpillar, Inc. common stock 149123101 87315 8178 Y X Chevron Corporation common stock 166764100 1594 145 Y X Cisco Systems, Inc. common stock 17275R102 1275 26 Y X Coca Cola Company common stock 191216100 1577 104 Y X Colgate Palmolive common stock 194162103 600 48 Y X ConocoPhillips common stock 20825C104 332 23 Y X Devon Energy Corporation common stock 25179M103 64727 5082 Y X Duke Energy Corporation common stock 26441C105 2000 36 Y X Exxon Mobil Corporation common stock 30231G102 100 7 Y X General Electric Company common stock 369604103 132430 2422 Y X Honda Motor Company common stock 438128308 129125 5100 Y X Intel Corporation common stock 458140100 235025 4943 Y X Ishares Barclays Aggregate Bond Fund common stock 464287226 200 21 Y X Johnson & Johnson common stock 478160104 73862 4568 Y X Kimberly-Clark Corporation common stock 494368103 74581 4702 Y X Level 3 Communications common stock 52729N100 11270 11 Y X McDonald's Corporation common stock 580135101 42601 3270 Y X Microsoft Corporation common stock 594918104 217996 6084 Y X Pepsico, Inc. common stock 713448108 500 33 Y X Pfizer, Inc. common stock 717081103 165474 2897 Y X PowerShares Water Resources Portfolio common stock 73935X575 219050 4160 Y X Procter & Gamble common stock 742718109 1750 113 Y X SPDR Gold Trust common stock 78463V107 4425 614 Y X Schlumberger Limited common stock 806857108 450 38 Y X Target Corporation common stock 87612E106 500 30 Y X The Bank of New York Mellon Corporation common stock 064058100 89191 2694 Y X Tsakos Energy Navigation Limited common stock G9108L108 156531 1565 Y X U.S. Bancorp common stock 902973304 103381 2788 Y X Valero Energy Corporation common stock 91913Y100 93787 2168 Y X Vanguard Total Bond Market ETF common stock 921937835 450 36 Y X Verizon Communications common stock 92343V104 152050 5440 Y X Wal-Mart Stores, Inc. common stock 931142103 93780 5058 Y X Zimmer Holdings, Inc. common stock 98956P102 63638 3416 Y X Red Oak Hereford Farms 4% Cum Convertible pref stock 756990875 2000 0 Y X
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