0001389933-20-000004.txt : 20200214
0001389933-20-000004.hdr.sgml : 20200214
20200214160104
ACCESSION NUMBER: 0001389933-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAFNA Capital Management LLC
CENTRAL INDEX KEY: 0001389933
IRS NUMBER: 364334068
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12327
FILM NUMBER: 20619206
BUSINESS ADDRESS:
STREET 1: 10990 WILSHIRE BOULEVARD
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: (310) 954-3200
MAIL ADDRESS:
STREET 1: 10990 WILSHIRE BOULEVARD
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001389933
XXXXXXXX
12-31-2019
12-31-2019
DAFNA Capital Management LLC
10990 WILSHIRE BOULEVARD
SUITE 1400
LOS ANGELES
CA
90024
13F HOLDINGS REPORT
028-12327
N
Nathan Fischel
CEO
310-954-3200
Nathan Fischel
Los Angeles
CA
02-14-2020
1
81
291332
false
1
0001389932
028-12328
Fischel Nathan
INFORMATION TABLE
2
DAFNAInfoTable.xml
ACCURAY INC
COM
004397105
1902
674300
SH
SOLE
674300
0
0
ACHILLION PHARMACEUTICALS
COM
00448Q201
2646
438884
SH
SOLE
438884
0
0
ADVAXIS INC
COM NEW
007624307
300
350000
SH
SOLE
350000
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
6474
267839
SH
SOLE
267839
0
0
AFFIMED NV
COM
N01045108
3106
1133559
SH
SOLE
1133559
0
0
AKEBIA THERAPEUTICS INC
COM
00972D105
4870
770538
SH
SOLE
770538
0
0
ALECTOR INC
COM
014442107
2498
145000
SH
SOLE
145000
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
1245
40657
SH
SOLE
40657
0
0
APPLIED GENETIC TECHNOL CORP
COM
03820J100
1624
359190
SH
SOLE
359190
0
0
ARCTURUS THERAPEUTICS HLDG I
COM
03969T109
1890
173914
SH
SOLE
173914
0
0
ARDELYX INC
COM
039697107
1500
199850
SH
SOLE
199850
0
0
ARENA PHARMACEUTICALS INC
COM NEW
040047607
4494
98942
SH
SOLE
98942
0
0
ARGENX SE
SPONSORED ADR
04016X101
975
6071
SH
SOLE
6071
0
0
ARQULE INC
COM
04269E107
9935
497762
SH
SOLE
497762
0
0
ASCENDIS PHARMA A S
SPONSORED ADR
04351P101
3909
28100
SH
SOLE
28100
0
0
ASLAN PHARMACEUTICALS LTD
ADS
04522R101
239
117682
SH
SOLE
117682
0
0
ASSEMBLY BIOSCIENCES INC
COM
045396108
728
35573
SH
SOLE
35573
0
0
ATRICURE INC
COM
04963C209
10362
318729
SH
SOLE
318729
0
0
AUTOLUS THERAPEUTICS PLC
SPON ADS
05280R100
1320
100000
SH
SOLE
100000
0
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
1773
514051
SH
SOLE
514051
0
0
BIOHAVEN PHARMACEUTICALS HOLD
COM
G11196105
4067
74700
SH
SOLE
74700
0
0
BIOTELEMETRY INC
COM
090672106
2560
55300
SH
SOLE
55300
0
0
BLUEBIRD BIO INC
COM
09609G100
2238
25500
SH
SOLE
25500
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
9871
123218
SH
SOLE
123218
0
0
CARA THERAPEUTICS INC
COM
140755109
5293
328533
SH
SOLE
328533
0
0
CARDIOVASCULAR SYSTEMS INC
COM
141619106
2245
46200
SH
SOLE
46200
0
0
CORBUS PHARMACEUTICALS HLDGS
COM
21833P103
1623
297300
SH
SOLE
297300
0
0
CYTOKINETICS INC
COM NEW
23282W605
4443
418727
SH
SOLE
418727
0
0
CYTOMX THERAPEUTICS INC
COM
23284F105
831
100000
SH
SOLE
100000
0
0
DEXCOM INC
COM
252131107
7949
36338
SH
SOLE
36338
0
0
DEXCOM INC
NOTE 0.750% 5/1
252131AF4
556
250000
PRN
SOLE
250000
0
0
DICERNA PHARMACEUTICALS INC
COM
253031108
2606
118314
SH
SOLE
118314
0
0
ELOXX PHARMACEUTICALS INC
COM
29014R103
1515
205825
SH
SOLE
205825
0
0
EPIZYME INC
COM
29428V104
1673
68000
SH
SOLE
68000
0
0
EVELO BIOSCIENCES INC
COM
299734103
44
10726
SH
SOLE
10726
0
0
EXICURE INC
COM
30205M101
787
275000
SH
SOLE
275000
0
0
FATE THERAPEUTICS INC
COM
31189P102
9198
470000
SH
SOLE
470000
0
0
GALAPAGOS NV
SPON ADR
36315X101
9721
47000
SH
SOLE
47000
0
0
GAMIDA CELL LTD
SHS
M47364100
640
148781
SH
SOLE
148781
0
0
GENOCEA BIOSCIENCES INC
COM NEW
372427401
1123
542564
SH
SOLE
542564
0
0
GRITSTONE ONCOLOGY INC
COM
39868T105
449
50000
SH
SOLE
50000
0
0
INOGEN INC
COM
45780L104
1572
23000
SH
SOLE
23000
0
0
INSMED INC
COM PAR $.01
457669307
716
30000
SH
SOLE
30000
0
0
ISHARES TR NASDAQ BIOTECH
ETF
464287556
7821
64900
SH
SOLE
64900
0
0
JOHNSON AND JOHNSON
COM
478160104
1371
9400
SH
SOLE
9400
0
0
KADMON HOLDINGS INC
COM
48283N106
1696
374423
SH
SOLE
374423
0
0
KALVISTA PHARMACEUTICALS INC
COM
483497103
440
24725
SH
SOLE
24725
0
0
KURA ONCOLOGY INC
COM
50127T109
2385
173475
SH
SOLE
173475
0
0
LINEAGE CELL THERAPEUTICS IN
COM
53566P109
85
95000
SH
SOLE
95000
0
0
LUMINEX CORP
COM
55027E102
4727
204091
SH
SOLE
204091
0
0
MACROGENICS INC
COM
556099109
1632
150000
SH
SOLE
150000
0
0
MADRIGAL PHARMACEUTICALS INC
COM
558868105
1239
13600
SH
SOLE
13600
0
0
MASIMO CORPORATION
COM
574795100
474
3000
SH
SOLE
3000
0
0
MENLO THERAPEUTICS INC
COM
586858102
3701
797565
SH
SOLE
797565
0
0
MERSANA THERAPEUTICS INC
COM
59045L106
621
108463
SH
SOLE
108463
0
0
MILLENDO THERAPEUTICS INC
COM
60040X103
873
129525
SH
SOLE
129525
0
0
MORPHIC HOLDING INC
COM
61775R105
635
37000
SH
SOLE
37000
0
0
NATUS MEDICAL INC
COM
639050103
1415
42900
SH
SOLE
42900
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
6558
61008
SH
SOLE
61008
0
0
NEURONETICS INC
COM
64131A105
1777
395772
SH
SOLE
395772
0
0
NEXTCURE INC
COM
65343E108
1127
20000
SH
SOLE
20000
0
0
OTONOMY INC
COM
68906L105
1797
469135
SH
SOLE
469135
0
0
PHASEBIO PHARMACEUTICALS INC
COM
717224109
2203
360542
SH
SOLE
360542
0
0
PREVAIL THERAPEUTICS INC
COM
74140Y101
1187
75000
SH
SOLE
75000
0
0
PROQR THERAPEUTICS N V
SHS EURO
N71542109
11040
1114000
SH
SOLE
1114000
0
0
RADIUS HEALTH INC
COM NEW
750469207
444
22000
SH
SOLE
22000
0
0
RADIUS HEALTH INC
NOTE 3.000% 9/0
750469AA6
3395
4000000
PRN
SOLE
4000000
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
337
157700
SH
SOLE
157700
0
0
SAGE THERAPEUTICS INC
COM
78667J108
9010
124806
SH
SOLE
124806
0
0
SCYNEXIS INC
COM
811292101
1099
1207413
SH
SOLE
1207413
0
0
STEREOTAXIS INC
COM NEW
85916J409
72370
13680554
SH
SOLE
13680554
0
0
SUTRO BIOPHARMA INC
COM
869367102
440
40000
SH
SOLE
40000
0
0
SYNLOGIC INC
COM
87166L100
1292
500731
SH
SOLE
500731
0
0
TRANSLATE BIO INC
COM
89374L104
1464
179845
SH
SOLE
179845
0
0
TURNING POINT THERAPEUTICS I
COM
90041T108
1894
30408
SH
SOLE
30408
0
0
UROGEN PHARMA LTD
COM
M96088105
133
3987
SH
SOLE
3987
0
0
VIKING THERAPEUTICS INC
COM
92686J106
1678
209200
SH
SOLE
209200
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
296
36960
SH
SOLE
36960
0
0
XENON PHARMACEUTICALS INC
COM
98420N105
3262
248854
SH
SOLE
248854
0
0
ZAFGEN INC
COM
98885E103
339
305500
SH
SOLE
305500
0
0
ZOGENIX INC
COM NEW
98978L204
5565
106749
SH
SOLE
106749
0
0