0001389933-19-000008.txt : 20190814 0001389933-19-000008.hdr.sgml : 20190814 20190814143937 ACCESSION NUMBER: 0001389933-19-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAFNA Capital Management LLC CENTRAL INDEX KEY: 0001389933 IRS NUMBER: 364334068 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12327 FILM NUMBER: 191025507 BUSINESS ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 954-3200 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389933 XXXXXXXX 06-30-2019 06-30-2019 DAFNA Capital Management LLC

10990 WILSHIRE BOULEVARD SUITE 1400 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-12327 N Nathan Fischel 310-954-3200 Nathan Fischel Los Angeles CA 08-14-2019 1 87 266028 false 1 0001389932 028-12328 Fischel Nathan INFORMATION TABLE 2 DAFNAInfoTable.xml ACCURAY INC COM 004397105 2029 524300 SH SOLE 524300 0 0 ACHILLION PHARMACEUTICALS COM 00448Q201 1621 604884 SH SOLE 604884 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 6071 205440 SH SOLE 205440 0 0 AILERON THERAPEUTICS INC COM 00887A105 72 99502 SH SOLE 99502 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 4020 830538 SH SOLE 830538 0 0 ALDER BIOPHARMACEUTICALS INC NOTE 2.500% 2/0 014339AA3 232 250000 PRN SOLE 250000 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 7486 636013 SH SOLE 636013 0 0 ALDEYRA THERAPEUTICS INC COM 01438T106 300 50000 SH SOLE 50000 0 0 ALECTOR INC COM 014442107 440 23166 SH SOLE 23166 0 0 APPLIED GENETIC TECHNOL CORP COM 03820J100 1361 359190 SH SOLE 359190 0 0 ARCTURUS THERAPEUTICS HLDG I COM 03969T109 23 2400 SH SOLE 2400 0 0 ARDELYX INC COM 039697107 1834 681759 SH SOLE 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