0001389933-19-000002.txt : 20190214
0001389933-19-000002.hdr.sgml : 20190214
20190214151809
ACCESSION NUMBER: 0001389933-19-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
EFFECTIVENESS DATE: 20190214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAFNA Capital Management LLC
CENTRAL INDEX KEY: 0001389933
IRS NUMBER: 364334068
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12327
FILM NUMBER: 19605252
BUSINESS ADDRESS:
STREET 1: 10990 WILSHIRE BOULEVARD
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: (310) 954-3200
MAIL ADDRESS:
STREET 1: 10990 WILSHIRE BOULEVARD
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001389933
XXXXXXXX
12-31-2018
12-31-2018
DAFNA Capital Management LLC
10990 WILSHIRE BOULEVARD
SUITE 1400
LOS ANGELES
CA
90024
13F HOLDINGS REPORT
028-12327
N
Nathan Fischel
CEO
310-954-3200
Nathan Fischel
Los Angeles
CA
02-14-2019
1
83
201092
false
1
0001389932
028-12328
Fischel Nathan
INFORMATION TABLE
2
DAFNAInfoTable.xml
ACHILLION PHARMACEUTICALS
COM
00448Q201
1002
630182
SH
SOLE
630182
0
0
ADVAXIS INC
COM NEW
007624208
317
1666666
SH
SOLE
1666666
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
5118
141770
SH
SOLE
141770
0
0
AKEBIA THERAPEUTICS INC
COM
00972D105
3957
715538
SH
SOLE
715538
0
0
ALDER BIOPHARMACEUTICALS INC
NOTE 2.500% 2/0
014339AA3
201
250000
PRN
SOLE
250000
0
0
ALDER BIOPHARMACEUTICALS INC
COM
014339105
4059
396013
SH
SOLE
396013
0
0
ALDEYRA THERAPEUTICS INC
COM
01438T106
415
50000
SH
SOLE
50000
0
0
APPLIED GENETIC TECHNOL CORP
COM
03820J100
894
359190
SH
SOLE
359190
0
0
APTINYX INC
COM
03836N103
240
14500
SH
SOLE
14500
0
0
ARBUTUS BIOPHARMA CORP
COM
03879J100
946
246900
SH
SOLE
246900
0
0
ARCTURUS THERAPEUTICS LTD
SHS
M1492T105
330
72805
SH
SOLE
72805
0
0
ARDELYX INC
COM
039697107
846
472859
SH
SOLE
472859
0
0
ARENA PHARMACEUTICALS INC
COM NEW
040047607
3659
93942
SH
SOLE
93942
0
0
ARGENX SE
SPONSORED ADR
04016X101
5601
58300
SH
SOLE
58300
0
0
ARQULE INC
COM
04269E107
1268
457664
SH
SOLE
457664
0
0
ASCENDIS PHARMA A S
SPONSORED ADR
04351P101
4839
77242
SH
SOLE
77242
0
0
ASSEMBLY BIOSCIENCES INC
COM
045396108
1144
50573
SH
SOLE
50573
0
0
ATRICURE INC
COM
04963C209
9753
318729
SH
SOLE
318729
0
0
BELLICUM PHARMACEUTICALS INC
COM
079481107
88
30000
SH
SOLE
30000
0
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
3748
464415
SH
SOLE
464415
0
0
BIOHAVEN PHARMACEUTICALS HOLD
COM
G11196105
2958
80000
SH
SOLE
80000
0
0
BIOTELEMETRY INC
COM
090672106
2556
42800
SH
SOLE
42800
0
0
BIOTIME INC
COM
09066L105
91
100000
SH
SOLE
100000
0
0
BLUEBIRD BIO INC
COM
09609G100
2678
27000
SH
SOLE
27000
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
4997
92691
SH
SOLE
92691
0
0
CARA THERAPEUTICS INC
COM
140755109
1867
143611
SH
SOLE
143611
0
0
CARDIOVASCULAR SYSTEMS INC
COM
141619106
1886
66200
SH
SOLE
66200
0
0
CIDARA THERAPEUTICS INC
COM
171757107
500
212766
SH
SOLE
212766
0
0
CONCERT PHARMACEUTICALS INC
COM
206022105
1326
105656
SH
SOLE
105656
0
0
CORBUS PHARMACEUTICALS HLDGS
COM
21833P103
905
155000
SH
SOLE
155000
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
2617
332511
SH
SOLE
332511
0
0
CYTOKINETICS INC
COM NEW
23282W605
1174
185826
SH
SOLE
185826
0
0
DERMIRA INC
COM
24983L104
72
10000
SH
SOLE
10000
0
0
DEXCOM INC
COM
252131107
4073
34000
SH
SOLE
34000
0
0
DEXCOM INC
NOTE 0.750% 5/1
252131AF4
336
250000
PRN
SOLE
250000
0
0
DICERNA PHARMACEUTICALS INC
COM
253031108
1267
118500
SH
SOLE
118500
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
2901
808000
SH
SOLE
808000
0
0
GALAPAGOS NV
SPON ADR
36315X101
3817
41609
SH
SOLE
41609
0
0
IMMUNOMEDICS INC
COM
452907108
1174
82254
SH
SOLE
82254
0
0
INCYTE CORP
COM
45337C102
1367
21500
SH
SOLE
21500
0
0
INSULET CORP
NOTE 1.375%
45784PAG6
1590
1500000
PRN
SOLE
1500000
0
0
INTEC PHARMA LTD JERUSALEM
SHS
M53644106
3493
463228
SH
SOLE
463228
0
0
ISHARES TR NASDAQ BIOTECH
ETF
464287556
6258
64900
SH
SOLE
64900
0
0
JOHNSON AND JOHNSON
COM
478160104
1213
9400
SH
SOLE
9400
0
0
KADMON HOLDINGS INC
COM
48283N106
136
65500
SH
SOLE
65500
0
0
KALVISTA PHARMACEUTICALS INC
COM
483497103
399
20225
SH
SOLE
20225
0
0
KURA ONCOLOGY INC
COM
50127T109
2087
148617
SH
SOLE
148617
0
0
LEAP THERPEUTICS INC
COM
52187K101
340
170000
SH
SOLE
170000
0
0
LOXO ONCOLOGY INC
COM
548862101
25447
181675
SH
SOLE
181675
0
0
LUMINEX CORP
COM
55027E102
3198
138391
SH
SOLE
138391
0
0
MACROGENICS INC
COM
556099109
994
78305
SH
SOLE
78305
0
0
MADRIGAL PHARMACEUTICALS INC
COM
558868105
744
6600
SH
SOLE
6600
0
0
MASIMO CORPORATION
COM
574795100
322
3000
SH
SOLE
3000
0
0
MENLO THERAPEUTICS INC
COM
586858102
2227
540637
SH
SOLE
540637
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
176
26084
SH
SOLE
26084
0
0
NATUS MEDICAL INC
COM
639050103
1290
37900
SH
SOLE
37900
0
0
NEOS THERAPEUTICS INC
COM
64052L106
45
27500
SH
SOLE
27500
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
3928
55008
SH
SOLE
55008
0
0
NEVRO CORP
COM
64157F103
1214
31210
SH
SOLE
31210
0
0
NXSTAGE MEDICAL INC
COM
67072V103
8933
312119
SH
SOLE
312119
0
0
OBSEVA SA
COM
H5861P103
561
44338
SH
SOLE
44338
0
0
ORAMED PHARMACEUTICALS INC
COM NEW
68403P203
48
16000
SH
SOLE
16000
0
0
PHASEBIO PHARMACEUTICALS INC
COM
717224109
309
100000
SH
SOLE
100000
0
0
PROQR THERAPEUTICS N V
SHS EURO
N71542109
4300
272474
SH
SOLE
272474
0
0
PROTEOSTASIS THERAPEUTICS INC
COM
74373B109
177
54569
SH
SOLE
54569
0
0
RADIUS HEALTH INC
COM NEW
750469207
338
20500
SH
SOLE
20500
0
0
RADIUS HEALTH INC
NOTE 3.000% 9/0
750469AA6
3064
4000000
PRN
SOLE
4000000
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
316
137600
SH
SOLE
137600
0
0
SAGE THERAPEUTICS INC
COM
78667J108
9991
104306
SH
SOLE
104306
0
0
SCYNEXIS INC
COM
811292101
613
1272927
SH
SOLE
1272927
0
0
SOL GEL TECHNOLOGIES LTD
SHS
M8694L103
211
35000
SH
SOLE
35000
0
0
SPERO THERAPEUTICS INC
COM
84833T103
431
70000
SH
SOLE
70000
0
0
STEREOTAXIS INC
COM
85916J409
14789
13680554
SH
SOLE
13680554
0
0
SUTRO BIOPHARMA INC
COM
869367102
284
31494
SH
SOLE
31494
0
0
TRANSLATE BIO INC
COM
89374L104
1717
228939
SH
SOLE
228939
0
0
UROGEN PHARMA LTD
COM
M96088105
646
15000
SH
SOLE
15000
0
0
VALERITAS HOLDINGS INC
COM NEW
91914N202
431
1325000
SH
SOLE
1325000
0
0
VBI VACCINES INC
COM NEW
91822J103
1360
850000
SH
SOLE
850000
0
0
VIKING THERAPEUTICS INC
COM
92686J106
1371
179200
SH
SOLE
179200
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
2014
47900
SH
SOLE
47900
0
0
XENON PHARMACEUTICALS INC
COM
98420N105
1500
237683
SH
SOLE
237683
0
0
ZAFGEN INC
COM
98885E103
358
72279
SH
SOLE
72279
0
0
ZOGENIX INC
COM NEW
98978L204
5242
143764
SH
SOLE
143764
0
0