0001389933-18-000010.txt : 20180813
0001389933-18-000010.hdr.sgml : 20180813
20180810193116
ACCESSION NUMBER: 0001389933-18-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180813
DATE AS OF CHANGE: 20180810
EFFECTIVENESS DATE: 20180813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAFNA Capital Management LLC
CENTRAL INDEX KEY: 0001389933
IRS NUMBER: 364334068
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12327
FILM NUMBER: 181010058
BUSINESS ADDRESS:
STREET 1: 10990 WILSHIRE BOULEVARD
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: (310) 954-3200
MAIL ADDRESS:
STREET 1: 10990 WILSHIRE BOULEVARD
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001389933
XXXXXXXX
06-30-2018
06-30-2018
DAFNA Capital Management LLC
10990 WILSHIRE BOULEVARD
SUITE 1400
LOS ANGELES
CA
90024
13F HOLDINGS REPORT
028-12327
N
Nathan Fischel
CEO
310-954-3200
Nathan Fischel
Los Angeles
CA
08-10-2018
1
75
213579
false
1
0001389932
028-12328
Fischel Nathan
INFORMATION TABLE
2
DAFNAInfoTable.xml
ACHILLION PHARMACEUTICALS
COM
00448Q201
2682
947636
SH
SOLE
947636
0
0
ADVAXIS INC
COM NEW
007624208
1011
697000
SH
SOLE
697000
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
8901
131770
SH
SOLE
131770
0
0
AKEBIA THERAPEUTICS INC
COM
00972D105
6095
610738
SH
SOLE
610738
0
0
ALDER BIOPHARMACEUTICALS INC
NOTE 2.500% 2/0
014339AA3
261
250000
PRN
SOLE
250000
0
0
ALDER BIOPHARMACEUTICALS INC
COM
014339105
6257
396013
SH
SOLE
396013
0
0
APPLIED GENETIC TECHNOL CORP
COM
03820J100
1558
421000
SH
SOLE
421000
0
0
APTINYX INC
COM
03836N103
604
25000
SH
SOLE
25000
0
0
ARDELYX INC
COM
039697107
1750
472859
SH
SOLE
472859
0
0
ARENA PHARMACEUTICALS INC
COM NEW
040047607
4153
95242
SH
SOLE
95242
0
0
ARGENX SE
SPONSORED ADR
04016X101
2150
25949
SH
SOLE
25949
0
0
ARQULE INC
COM
04269E107
1043
188664
SH
SOLE
188664
0
0
ASCENDIS PHARMA A S
SPONSORED ADR
04351P101
4906
73745
SH
SOLE
73745
0
0
ATRICURE INC
COM
04963C209
8530
315345
SH
SOLE
315345
0
0
BEIGENE LTD
SPONSORED ADR
07725L102
307
2000
SH
SOLE
2000
0
0
BELLICUM PHARMACEUTICALS INC
COM
079481107
221
30000
SH
SOLE
30000
0
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
3465
604652
SH
SOLE
604652
0
0
BIOHAVEN PHARMACEUTICALS HOLD
COM
G11196105
929
23500
SH
SOLE
23500
0
0
BIOTELEMETRY INC
COM
090672106
2453
54500
SH
SOLE
54500
0
0
BIOTIME INC
COM
09066L105
374
181600
SH
SOLE
181600
0
0
BLUEBIRD BIO INC
COM
09609G100
628
4000
SH
SOLE
4000
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
5884
92691
SH
SOLE
92691
0
0
CARA THERAPEUTICS INC
COM
140755109
1203
62811
SH
SOLE
62811
0
0
CARDIOVASCULAR SYSTEMS INC
COM
141619106
1915
59200
SH
SOLE
59200
0
0
CIDARA THERAPEUTICS INC
COM
171757107
1106
212766
SH
SOLE
212766
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
3952
294511
SH
SOLE
294511
0
0
CYTOKINETICS INC
COM NEW
23282W605
576
69437
SH
SOLE
69437
0
0
DERMIRA INC
COM
24983L104
212
23000
SH
SOLE
23000
0
0
DEXCOM INC
COM
252131107
5224
55000
SH
SOLE
55000
0
0
DEXCOM INC
DBCV 0.750% 5/1
252131AF4
288
250000
PRN
SOLE
250000
0
0
DICERNA PHARMACEUTICALS INC
COM
253031108
1348
110000
SH
SOLE
110000
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
1693
338000
SH
SOLE
338000
0
0
FORTY SEVEN INC
COM
34983P104
160
10000
SH
SOLE
10000
0
0
GALAPAGOS NV
SPON ADR
36315X101
3743
40609
SH
SOLE
40609
0
0
GALMED PHARMACEUTICALS LTD
SHS
M47238106
595
50000
SH
SOLE
50000
0
0
IMMUNE DESIGN CORP
COM
45252L103
1495
328500
SH
SOLE
328500
0
0
IMMUNOMEDICS INC
COM
452907108
4332
183000
SH
SOLE
183000
0
0
INCYTE CORP
COM
45337C102
1441
21500
SH
SOLE
21500
0
0
INSULET CORP
NOTE 1.375%
45784PAG6
1664
1500000
PRN
SOLE
1500000
0
0
INTEC PHARMA LTD JERUSALEM
SHS
M53644106
2502
568600
SH
SOLE
568600
0
0
ISHARES TR NASDAQ BIOTECH
ETF
464287556
2866
26100
SH
SOLE
26100
0
0
JOHNSON AND JOHNSON
COM
478160104
1141
9400
SH
SOLE
9400
0
0
KADMON HOLDINGS INC
COM
48283N106
261
65500
SH
SOLE
65500
0
0
KURA ONCOLOGY INC
COM
50127T109
4359
239500
SH
SOLE
239500
0
0
LEAP THERPEUTICS INC
COM
52187K101
1365
151643
SH
SOLE
151643
0
0
LOXO ONCOLOGY INC
COM
548862101
27527
158675
SH
SOLE
158675
0
0
LUMINEX CORP
COM
55027E102
5017
169891
SH
SOLE
169891
0
0
MACROGENICS INC
COM
556099109
1617
78305
SH
SOLE
78305
0
0
MASIMO CORPORATION
COM
574795100
488
5000
SH
SOLE
5000
0
0
MENLO THERAPEUTICS INC
COM
586858102
2533
312000
SH
SOLE
312000
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
1080
130872
SH
SOLE
130872
0
0
NATUS MEDICAL INC
COM
639050103
1308
37900
SH
SOLE
37900
0
0
NEON THERAPEUICS INC
COM
64050Y100
630
50000
SH
SOLE
50000
0
0
NEOS THERAPEUTICS INC
COM
64052L106
172
27500
SH
SOLE
27500
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
4471
45508
SH
SOLE
45508
0
0
NOVAVAX INC
COM
670002104
1005
750000
SH
SOLE
750000
0
0
NXSTAGE MEDICAL INC
COM
67072V103
8541
306119
SH
SOLE
306119
0
0
OBSEVA SA
COM
H5861P103
984
64977
SH
SOLE
64977
0
0
PROQR THERAPEUTICS N V
SHS EURO
N71542109
1251
171351
SH
SOLE
171351
0
0
PROTALIX BIOTHERAPEUTICS INC
NOTE 4.500% 9/1
74365AAB7
2375
2500000
PRN
SOLE
2500000
0
0
RADIUS HEALTH INC
COM NEW
750469207
295
10000
SH
SOLE
10000
0
0
RADIUS HEALTH INC
NOTE 3.000% 9/0
750469AA6
3725
4000000
PRN
SOLE
4000000
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
389
137600
SH
SOLE
137600
0
0
SAGE THERAPEUTICS INC
COM
78667J108
15027
96000
SH
SOLE
96000
0
0
SCYNEXIS INC
COM
811292101
2092
1275527
SH
SOLE
1275527
0
0
SOL GEL TECHNOLOGIES LTD
SHS
M8694L103
270
35000
SH
SOLE
35000
0
0
STEREOTAXIS INC
COM
85916J409
10534
13680554
SH
SOLE
13680554
0
0
SUNESIS PHARMACEUTICALS INC
COM PAR
867328700
792
373702
SH
SOLE
373702
0
0
TRANSLATE BIO INC
COM
89374L104
253
20000
SH
SOLE
20000
0
0
UROGEN PHARMA LTD
COM
M96088105
498
10000
SH
SOLE
10000
0
0
VBI VACCINES INC
COM NEW
91822J103
2570
934691
SH
SOLE
934691
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
1832
47900
SH
SOLE
47900
0
0
XENON PHARMACEUTICALS INC
COM
98420N105
2708
294362
SH
SOLE
294362
0
0
ZAFGEN INC
COM
98885E103
1671
163377
SH
SOLE
163377
0
0
ZOGENIX INC
COM NEW
98978L204
4321
97764
SH
SOLE
97764
0
0