0001389933-18-000008.txt : 20180515 0001389933-18-000008.hdr.sgml : 20180515 20180515125215 ACCESSION NUMBER: 0001389933-18-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAFNA Capital Management LLC CENTRAL INDEX KEY: 0001389933 IRS NUMBER: 364334068 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12327 FILM NUMBER: 18834818 BUSINESS ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 954-3200 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389933 XXXXXXXX 03-31-2018 03-31-2018 DAFNA Capital Management LLC

10990 WILSHIRE BOULEVARD SUITE 1400 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-12327 N Nathan Fischel 310-954-3200 Nathan Fischel Los Angeles CA 05-15-2018 1 75 205558 false 1 0001389932 028-12328 Fischel Nathan INFORMATION TABLE 2 DAFNAInfoTable.xml ACHILLION PHARMACEUTICALS COM 00448Q201 3221 868272 SH SOLE 868272 0 0 ADVAXIS INC COM NEW 007624208 1178 697000 SH SOLE 697000 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 7203 132770 SH SOLE 132770 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 5820 610738 SH SOLE 610738 0 0 ALDER BIOPHARMACEUTICALS INC NOTE 2.500% 2/0 014339AA3 227 250000 PRN SOLE 250000 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 5029 396013 SH SOLE 396013 0 0 APPLIED GENETIC TECHNOL CORP COM 03820J100 1621 421000 SH SOLE 421000 0 0 AQUINOX PHARMACEUTICALS INC COM 03842B101 1520 107928 SH SOLE 107928 0 0 ARCUS BIOSCIENCES INC COM 03969F109 116 7500 SH SOLE 7500 0 0 ARDELYX INC COM 039697107 1252 247859 SH SOLE 247859 0 0 ARENA PHARMACEUTICALS INC COM NEW 040047607 5006 126742 SH SOLE 126742 0 0 ARGENX SE SPONSORED ADR 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