0001389933-18-000002.txt : 20180214 0001389933-18-000002.hdr.sgml : 20180214 20180213174855 ACCESSION NUMBER: 0001389933-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180213 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAFNA Capital Management LLC CENTRAL INDEX KEY: 0001389933 IRS NUMBER: 364334068 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12327 FILM NUMBER: 18605428 BUSINESS ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 954-3200 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389933 XXXXXXXX 12-31-2017 12-31-2017 DAFNA Capital Management LLC

10990 WILSHIRE BOULEVARD SUITE 1400 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-12327 N Nathan Fischel 310-954-3200 Nathan Fischel Los Angeles CA 02-13-2018 1 72 185688 false 1 0001389932 028-12328 Fischel Nathan INFORMATION TABLE 2 DAFNAInfoTable.xml ACHILLION PHARMACEUTICALS COM 00448Q201 2731 948272 SH SOLE 948272 0 0 ADVAXIS INC COM NEW 007624208 701 247000 SH SOLE 247000 0 0 AEGLEA BIOTHERAPEUTICS INC COM 00773J103 1891 349592 SH SOLE 349592 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 6977 116770 SH SOLE 116770 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 2018 135738 SH SOLE 135738 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 3962 346013 SH SOLE 346013 0 0 APPLIED GENETIC TECHNOL CORP COM 03820J100 1516 421000 SH SOLE 421000 0 0 AQUINOX PHARMACEUTICALS INC COM 03842B101 1399 118928 SH SOLE 118928 0 0 ARDELYX INC COM 039697107 1815 275059 SH SOLE 275059 0 0 ARGENX SE SPONSORED ADR 04016X101 6023 95396 SH SOLE 95396 0 0 ARQULE INC COM 04269E107 1150 697192 SH SOLE 697192 0 0 ASCENDIS PHARMA A S SPONSORED ADR 04351P101 4993 124639 SH SOLE 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