0001389933-17-000025.txt : 20171114 0001389933-17-000025.hdr.sgml : 20171114 20171114153726 ACCESSION NUMBER: 0001389933-17-000025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAFNA Capital Management LLC CENTRAL INDEX KEY: 0001389933 IRS NUMBER: 364334068 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12327 FILM NUMBER: 171201100 BUSINESS ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 954-3200 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389933 XXXXXXXX 09-30-2017 09-30-2017 DAFNA Capital Management LLC

10990 WILSHIRE BOULEVARD SUITE 1400 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-12327 N Nathan Fischel 310-954-3200 Nathan Fischel Los Angeles CA 11-14-2017 1 73 161052 false 1 0001389932 028-12328 Fischel Nathan INFORMATION TABLE 2 DAFNAInfoTable.xml ACHILLION PHARMACEUTICALS COM 00448Q201 3225 718272 SH SOLE 718272 0 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 192 333000 SH SOLE 333000 0 0 ADAMIS PHARMACEUTICALS CORP COM NEW 00547W208 127 24401 SH SOLE 24401 0 0 ADVAXIS INC COM NEW 007624208 1032 247000 SH SOLE 247000 0 0 AEGLEA BIOTHERAPEUTICS INC COM 00773J103 1723 349592 SH SOLE 349592 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 5675 116770 SH SOLE 116770 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 2670 135738 SH SOLE 135738 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 4239 346013 SH SOLE 346013 0 0 APPLIED GENETIC TECHNOL CORP COM 03820J100 1663 421000 SH SOLE 421000 0 0 AQUINOX PHARMACEUTICALS INC COM 03842B101 1129 79542 SH SOLE 79542 0 0 ARDELYX INC COM 039697107 1822 325409 SH SOLE 325409 0 0 ARGENX SE SPONSORED ADR 04016X101 904 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