0001389933-16-000031.txt : 20160815 0001389933-16-000031.hdr.sgml : 20160815 20160815163441 ACCESSION NUMBER: 0001389933-16-000031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAFNA Capital Management LLC CENTRAL INDEX KEY: 0001389933 IRS NUMBER: 364334068 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12327 FILM NUMBER: 161833270 BUSINESS ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 954-3200 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389933 XXXXXXXX 06-30-2016 06-30-2016 DAFNA Capital Management LLC

10990 WILSHIRE BOULEVARD SUITE 1400 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-12327 N Nathan Fischel 310-954-3200 Nathan Fischel, MD, CFA Los Angeles CA 08-15-2016 1 95 126173 false 1 0001389932 028-12328 Fischel Nathan INFORMATION TABLE 2 DAFNAInfoTable.xml ABBVIE INC COM 00287Y109 4726 76331 SH SOLE 76331 0 0 ABEONA THERAPEUTICS INC COM 00289Y107 429 181818 SH SOLE 181818 0 0 ACHAOGEN INC COM COM 004449104 1191 314341 SH SOLE 314341 0 0 ACHILLION PHARMACEUTICALS COM 00448Q201 1845 236500 SH SOLE 236500 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 203 24955 SH SOLE 24955 0 0 ADVERUM BIOTECHNOLOGIES INC COM ADDED 00773U108 444 140600 SH SOLE 140600 0 0 AEGLEA BIOTHERAPEUTICS INC COM ADDED 00773J103 1703 350392 SH SOLE 350392 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 2831 160869 SH SOLE 160869 0 0 AKARI THERAPEUTICS PLC SPONSORED ADR 00972G108 6 458 SH SOLE 458 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 185 24700 SH SOLE 24700 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 4128 165313 SH SOLE 165313 0 0 ALDEYRA THERAPEUTICS INC 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