0001389933-16-000029.txt : 20160516 0001389933-16-000029.hdr.sgml : 20160516 20160516133522 ACCESSION NUMBER: 0001389933-16-000029 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAFNA Capital Management LLC CENTRAL INDEX KEY: 0001389933 IRS NUMBER: 364334068 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12327 FILM NUMBER: 161652466 BUSINESS ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 954-3200 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389933 XXXXXXXX 03-31-2016 03-31-2016 DAFNA Capital Management LLC

10990 WILSHIRE BOULEVARD SUITE 1400 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-12327 N Nathan Fischel 310-954-3200 Nathan Fischel, MD, CFA Los Angeles CA 05-16-2016 1 94 115926 false 1 0001389932 028-12328 Fischel Nathan INFORMATION TABLE 2 DAFNAInfoTable.xml ABBVIE INC COM 00287Y109 6659 116581 SH SOLE 116581 0 0 ABEONA THERAPEUTICS INC COM 00289Y107 465 181818 SH SOLE 181818 0 0 ACHILLION PHARMACEUTICALS COM 00448Q201 1826 236500 SH SOLE 236500 0 0 ADAMAS PHARMACEUTICALS INC COM 00548A106 687 47500 SH SOLE 47500 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 716 88100 SH SOLE 88100 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 2186 179769 SH SOLE 179769 0 0 AFFIMED THERAPEUTICS BV COM N01045108 175 46701 SH SOLE 46701 0 0 AKARI THERAPEUTICS PLC SPONSORED ADR ADDED 00972G108 66 4741 SH SOLE 4741 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 592 65700 SH SOLE 65700 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 3436 140313 SH SOLE 140313 0 0 ALDEYRA THERAPEUTICS INC COM 01438T106 738 176232 SH SOLE 176232 0 0 ANTARES PHARMA INC COM 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