0001389933-16-000022.txt : 20160212 0001389933-16-000022.hdr.sgml : 20160212 20160212170044 ACCESSION NUMBER: 0001389933-16-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAFNA Capital Management LLC CENTRAL INDEX KEY: 0001389933 IRS NUMBER: 364334068 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12327 FILM NUMBER: 161420443 BUSINESS ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 954-3200 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389933 XXXXXXXX 12-31-2015 12-31-2015 DAFNA Capital Management LLC

10990 WILSHIRE BOULEVARD SUITE 1400 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-12327 N Nathan Fischel 310-954-3200 Nathan Fischel, MD, CFA Los Angeles CA 02-12-2016 1 78 112179 false 1 0001389932 028-12328 Fischel Nathan INFORMATION TABLE 2 DAFNAInfoTable.xml ABBVIE INC COM 00287Y109 6906 116581 SH SOLE 116581 0 0 ABEONA THERAPEUTICS INC COM 00289Y107 611 181818 SH SOLE 181818 0 0 ACHILLION PHARMACEUTICALS COM 00448Q201 2552 236500 SH SOLE 236500 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 580 48100 SH SOLE 48100 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 3613 148369 SH SOLE 148369 0 0 AKARI THERAPEUTICS PLC SPONSORED ADR ADDED 00972G108 121 8341 SH SOLE 8341 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 595 18000 SH SOLE 18000 0 0 ANTARES PHARMA INC COM 036642106 54 45000 SH SOLE 45000 0 0 APPLIED GENETIC TECHNOL CORP COM 03820J100 3207 157192 SH SOLE 157192 0 0 ARENA PHARMACEUTICALS INC COM 040047102 725 381600 SH SOLE 381600 0 0 ASCENDIS PHARMA ADR ADDED 04351P101 975 53241 SH SOLE 53241 0 0 ATRICURE INC COM 04963C209 10950 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