0001389933-15-000019.txt : 20151113 0001389933-15-000019.hdr.sgml : 20151113 20151113132322 ACCESSION NUMBER: 0001389933-15-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAFNA Capital Management LLC CENTRAL INDEX KEY: 0001389933 IRS NUMBER: 364334068 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12327 FILM NUMBER: 151228234 BUSINESS ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 954-3200 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389933 XXXXXXXX 09-30-2015 09-30-2015 DAFNA Capital Management LLC

10990 WILSHIRE BOULEVARD SUITE 1400 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-12327 N Nathan Fischel 310-954-3200 Nathan Fischel, MD, CFA Los Angeles CA 11-13-2015 1 88 100779 false 1 0001389932 028-12328 Fischel Nathan INFORMATION TABLE 2 DAFNAInfoTable.xml ABBVIE INC COM 00287Y109 6343 116581 SH SOLE 116581 0 0 ABEONA THERAPEUTICS INC COM 00289Y107 736 181818 SH SOLE 181818 0 0 ACHILLION PHARMACEUTICALS COM 00448Q201 3319 480300 SH SOLE 480300 0 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 159 90000 SH SOLE 90000 0 0 ADVAXIS INC COM NEW 007624208 51 5000 SH SOLE 5000 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 2939 165669 SH SOLE 165669 0 0 AKARI THERAPEUTICS PLC ADR ADDED 00972G108 633 26390 SH SOLE 26390 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 590 18000 SH SOLE 18000 0 0 AMGEN INC COM 031162100 512 3700 SH SOLE 3700 0 0 ANTARES PHARMA INC COM 036642106 77 45000 SH SOLE 45000 0 0 APPLIED GENETIC TECHNOL CORP COM 03820J100 2066 157192 SH SOLE 157192 0 0 APTOSE BIOSCIENCES INC COM NEW 03835T200 83 19239 SH SOLE 19239 0 0 ARENA 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