0001389933-15-000009.txt : 20150218
0001389933-15-000009.hdr.sgml : 20150216
20150213183012
ACCESSION NUMBER: 0001389933-15-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150217
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150217
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAFNA Capital Management LLC
CENTRAL INDEX KEY: 0001389933
IRS NUMBER: 364334068
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12327
FILM NUMBER: 15616989
BUSINESS ADDRESS:
STREET 1: 10990 WILSHIRE BOULEVARD
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: (310) 954-3200
MAIL ADDRESS:
STREET 1: 10990 WILSHIRE BOULEVARD
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001389933
XXXXXXXX
12-31-2014
12-31-2014
DAFNA Capital Management LLC
10990 WILSHIRE BOULEVARD
SUITE 1400
LOS ANGELES
CA
90024
13F HOLDINGS REPORT
028-12327
N
Nathan Fischel
CEO
310-954-3200
Nathan Fischel, MD, CFA
Los Angeles
CA
02-13-2014
1
62
126410
false
1
0001389932
028-12328
Fischel Nathan
INFORMATION TABLE
2
DAFNAInfoTable.xml
ACHILLION PHARMACEUTICALS
COM
00448Q201
2419
197500
SH
SOLE
197500
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
3866
132442
SH
SOLE
132442
0
0
AFFIMED THERAPEUTICS BV
COM ADDED
N01045108
744
120000
SH
SOLE
120000
0
0
ATRICURE INC
COM
04963C209
13200
661331
SH
SOLE
661331
0
0
AUSPEX PHARMACEUTICALS INC
COM
05211J102
7131
135885
SH
SOLE
135885
0
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
2027
166656
SH
SOLE
166656
0
0
BIOLIFE SOLUTIONS INC
COM NEW
09062W204
191
116279
SH
SOLE
116279
0
0
BIOSPECIFICS TECHNOLOGIES
COM
090931106
1292
33466
SH
SOLE
33466
0
0
BIOTELEMETRY INC
COM
090672106
2364
235645
SH
SOLE
235645
0
0
BLUEBIRD BIO INC
COM
09609G100
1147
12500
SH
SOLE
12500
0
0
CARDICA INC
COM
14141R101
1040
1486004
SH
SOLE
1486004
0
0
CAREDX INC
COM ADDED
14167L103
633
87300
SH
SOLE
87300
0
0
CELSUS THERAPEUTICS PLC
SPONSORED ADR NE
15119A202
211
43900
SH
SOLE
43900
0
0
CHEMBIO DIAGNOSTICS INC
COM NEW
163572209
103
26287
SH
SOLE
26287
0
0
CLOVIS ONCOLOGY INC
COM
189464100
1338
23900
SH
SOLE
23900
0
0
CTI BIOPHARMA CORP
COM
12648L106
3363
1425000
SH
SOLE
1425000
0
0
CUTERA INC
COM
232109108
947
88694
SH
SOLE
88694
0
0
CYNAPSUS THERAPEUTICS INC
COM
23257Y701
1044
949000
SH
SOLE
949000
0
0
CYNAPSUS THERAPEUTICS INC
COM
23257Y156
240
280769
SH
SOLE
280769
0
0
CYTRX CORP
COM PAR $.001
232828509
949
346400
SH
SOLE
346400
0
0
DERMA SCIENCES INC
COM PAR $.01
249827502
3582
384794
SH
SOLE
384794
0
0
DISCOVERY LABORATORIES INC
COM NEW
254668403
6611
5698739
SH
SOLE
5698739
0
0
ENCISION INC
COM
29254Q104
882
1062500
SH
SOLE
1062500
0
0
ESSA PHARMA INC
PFD
296991474
222
250000
SH
SOLE
250000
0
0
EXACTECH INC
COM
30064E109
746
31636
SH
SOLE
31636
0
0
FATE THERAPEUTICS INC
COM
31189P102
297
59110
SH
SOLE
59110
0
0
GALMED PHARMACEUTICALS LTD
SHS
M47238106
917
158121
SH
SOLE
158121
0
0
GENVEC INC
COM NEW
37246C307
416
200000
SH
SOLE
200000
0
0
GLOBEIMMUNE INC
COM ADDED
37957B100
83
10945
SH
SOLE
10945
0
0
INSPIREMD INC
COM NEW
45779A309
50
63700
SH
SOLE
63700
0
0
INSULET CORP
COM
45784P101
5040
109418
SH
SOLE
109418
0
0
INSULET CORP
NOTE 2.000% 6/1
45784PAD3
2861
2407000
PRN
SOLE
2407000
0
0
INTELLIPHARMACEUTICS INTERNA
COM
458173101
631
279260
SH
SOLE
279260
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
3416
21900
SH
SOLE
21900
0
0
JOHNSON AND JOHNSON
COM
478160104
983
9400
SH
SOLE
9400
0
0
LPATH INC
COM NEW
548910306
344
121884
SH
SOLE
121884
0
0
LUMENIS LTD
SHS CL B
M6778Q121
290
31072
SH
SOLE
31072
0
0
MASIMO CORPORATION
COM
574795100
1778
67500
SH
SOLE
67500
0
0
NANOSPHERE INC
COM
63009F105
235
600000
SH
SOLE
600000
0
0
NEOTHETICS INC
COM
64066G101
1395
186495
SH
SOLE
186495
0
0
NOVADAQ TECHNOLOGIES INC
COM
66987G102
4380
263541
SH
SOLE
263541
0
0
NUVASIVE INC
NOTE 2.750% 7/0
670704AC9
1289
1000000
PRN
SOLE
1000000
0
0
NXSTAGE MEDICAL INC
COM
67072V103
6888
384154
SH
SOLE
384154
0
0
OCERA THERAPEUTICS INC
COM
67552A108
4044
634893
SH
SOLE
634893
0
0
PHARMACYCLICS INC
COM
716933106
13562
110928
SH
SOLE
110928
0
0
PROBIODRUG AG
COM
BRK8XK3
244
10500
SH
SOLE
10500
0
0
PROTALIX BIOTHERAPEUTICS INC
COM
74365A101
2546
1383889
SH
SOLE
1383889
0
0
PROTALIX BIOTHERAPEUTICS INC
NOTE 4.500% 9/1
74365AAB7
3200
4000000
PRN
SOLE
4000000
0
0
PROTEON THERAPEUTICS INC
COM
74371L109
132
12700
SH
SOLE
12700
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
1700
749066
SH
SOLE
749066
0
0
RTI SURGICAL INC
COM
74975N105
447
85918
SH
SOLE
85918
0
0
SECOND SIGHT MED PRODS INC
COM
81362J100
408
39800
SH
SOLE
39800
0
0
SPECTRANETICS CORP
COM
84760C107
1458
42162
SH
SOLE
42162
0
0
STEREOTAXIS INC
COM NEW
85916J409
2035
1374975
SH
SOLE
1374975
0
0
SYNERON MEDICAL LTD
ORD SHS
M87245102
849
90947
SH
SOLE
90947
0
0
TARGACEPT INC
COM
87611R306
1224
465293
SH
SOLE
465293
0
0
THRESHOLD PHARMACEUTICALS
COM NEW
885807206
1688
530965
SH
SOLE
530965
0
0
TREVENA INC
COM
89532E109
1674
280000
SH
SOLE
280000
0
0
UNIQURE B.V.
NV SHS
N90064101
587
39656
SH
SOLE
39656
0
0
UROPLASTY INC
COM NEW
917277204
1001
486062
SH
SOLE
486062
0
0
VENAXIS INC
COM
92262A107
1165
658000
SH
SOLE
658000
0
0
XENOPORT INC
COM
98411C100
861
98190
SH
SOLE
98190
0
0