0001389933-14-000010.txt : 20140814
0001389933-14-000010.hdr.sgml : 20140814
20140814172401
ACCESSION NUMBER: 0001389933-14-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
EFFECTIVENESS DATE: 20140814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAFNA Capital Management LLC
CENTRAL INDEX KEY: 0001389933
IRS NUMBER: 364334068
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12327
FILM NUMBER: 141044364
BUSINESS ADDRESS:
STREET 1: 10990 WILSHIRE BOULEVARD
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: (310) 954-3200
MAIL ADDRESS:
STREET 1: 10990 WILSHIRE BOULEVARD
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001389933
XXXXXXXX
06-30-2014
06-30-2014
DAFNA Capital Management LLC
10990 WILSHIRE BOULEVARD
SUITE 1400
LOS ANGELES
CA
90024
13F HOLDINGS REPORT
028-12327
N
Nathan Fischel
CEO
310-954-3200
Nathan Fischel, MD, CFA
Los Angeles
CA
08-14-2014
1
49
105516
false
1
0001389932
028-12328
Fischel Nathan
INFORMATION TABLE
2
DAFNAInfoTable.xml
13F FILING
ALCOBRA LTD
SHS
M2239P109
1471
84996
SH
SOLE
84996
0
0
AMPIO PHARMACEUTICALS INC
COM
03209T109
11700
1401146
SH
SOLE
1401146
0
0
ARDELYX INC
COM
039697107
399
25000
SH
SOLE
25000
0
0
ATRICURE INC
COM
04963C209
10495
570987
SH
SOLE
570987
0
0
BIOLIFE SOLUTIONS INC
COM NEW
09062W204
265
116279
SH
SOLE
116279
0
0
BIOSPECIFICS TECHNOLOGIES
COM
090931106
1890
70088
SH
SOLE
70088
0
0
BIOTA PHARMACEUTICALS INC
COM
090694100
2080
729781
SH
SOLE
729781
0
0
BIOTELEMETRY INC
COM
090672106
1690
235645
SH
SOLE
235645
0
0
CARDICA INC
COM
14141R101
1694
1486004
SH
SOLE
1486004
0
0
CELSUS THERAPEUTICS PLC
SPONSORED ADR NE
15119A202
272
43900
SH
SOLE
43900
0
0
CHEMBIO DIAGNOSTICS INC
COM NEW
163572209
189
55202
SH
SOLE
55202
0
0
CURIS INC
COM
231269101
279
150000
SH
SOLE
150000
0
0
CUTERA INC
COM
232109108
922
88694
SH
SOLE
88694
0
0
CYTRX CORP
COM PAR $.001
232828509
941
225000
SH
SOLE
225000
0
0
DERMA SCIENCES INC
COM PAR $.01
249827502
4448
384794
SH
SOLE
384794
0
0
DISCOVERY LABORATORIES INC
COM NEW
254668403
10144
5698739
SH
SOLE
5698739
0
0
ENCISION INC
COM
29254Q104
1126
1062500
SH
SOLE
1062500
0
0
EXACTECH INC
COM
30064E109
798
31636
SH
SOLE
31636
0
0
FATE THERAPEUTICS INC
COM
31189P102
479
75930
SH
SOLE
75930
0
0
GALMED PHARMACEUTICALS LTD
SHS
M47238106
2007
206100
SH
SOLE
206100
0
0
GENVEC INC
COM NEW
37246C307
257
100000
SH
SOLE
100000
0
0
INSPIREMD INC
COM NEW
45779A309
248
84226
SH
SOLE
84226
0
0
INSULET CORP
COM
45784P101
4341
109418
SH
SOLE
109418
0
0
INSULET CORP
NOTE 2.000% 6/1
45784PAD3
2675
2407000
PRN
SOLE
2407000
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
473
2000
SH
SOLE
2000
0
0
JOHNSON AND JOHNSON
COM
478160104
983
9400
SH
SOLE
9400
0
0
KERYX BIOPHARMACEUTICALS
COM
492515101
1421
92400
SH
SOLE
92400
0
0
LPATH INC
COM NEW
548910306
417
105000
SH
SOLE
105000
0
0
LUMENIS LTD
SHS CL B
M6778Q121
92
9478
SH
SOLE
9478
0
0
MASIMO CORPORATION
COM
574795100
413
17500
SH
SOLE
17500
0
0
NORTHWEST BIOTHERAPEUTICS IN
COM PAR $0.001
66737P600
81
12017
SH
SOLE
12017
0
0
NOVADAQ TECHNOLOGIES INC
COM
66987G102
4343
263541
SH
SOLE
263541
0
0
NUVASIVE INC
NOTE 2.750% 7/0
670704AC9
1146
1000000
PRN
SOLE
1000000
0
0
NXSTAGE MEDICAL INC
COM
67072V103
5520
384154
SH
SOLE
384154
0
0
OCERA THERAPEUTICS INC
COM
67552A108
1227
160622
SH
SOLE
160622
0
0
PHARMACYCLICS INC
COM
716933106
10373
115628
SH
SOLE
115628
0
0
PROTALIX BIOTHERAPEUTICS INC
COM
74365A101
4301
1178440
SH
SOLE
1178440
0
0
REGADO BIOSCIENCES INC
COM
75874Q107
204
30000
SH
SOLE
30000
0
0
RETRACTABLE TECHNOLOGIES INC
COM
76129W105
50
20000
SH
SOLE
20000
0
0
RTI SURGICAL INC
COM
74975N105
727
167058
SH
SOLE
167058
0
0
SCYNEXIS INC
COM
811292101
401
50000
SH
SOLE
50000
0
0
SPECTRANETICS CORP
COM
84760C107
965
42162
SH
SOLE
42162
0
0
STEREOTAXIS INC
COM NEW
85916J409
4904
1381460
SH
SOLE
1381460
0
0
SYNERON MEDICAL LTD
ORD SHS
M87245102
939
90947
SH
SOLE
90947
0
0
THRESHOLD PHARMACEUTICAL INC
COM NEW
885807206
1556
393000
SH
SOLE
393000
0
0
TONIX PHARMACEUTICALS HLDG C
COM NEW
890260201
359
25000
SH
SOLE
25000
0
0
UROPLASTY INC
COM NEW
917277204
1184
441859
SH
SOLE
441859
0
0
VENAXIS INC
COM
92262A107
1467
658000
SH
SOLE
658000
0
0
XENOPORT INC
COM
98411C100
1160
240190
SH
SOLE
240190
0
0