0001389933-15-000009.txt : 20150218 0001389933-15-000009.hdr.sgml : 20150216 20150213183012 ACCESSION NUMBER: 0001389933-15-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAFNA Capital Management LLC CENTRAL INDEX KEY: 0001389933 IRS NUMBER: 364334068 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12327 FILM NUMBER: 15616989 BUSINESS ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 954-3200 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389933 XXXXXXXX 12-31-2014 12-31-2014 DAFNA Capital Management LLC

10990 WILSHIRE BOULEVARD SUITE 1400 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-12327 N Nathan Fischel 310-954-3200 Nathan Fischel, MD, CFA Los Angeles CA 02-13-2014 1 62 126410 false 1 0001389932 028-12328 Fischel Nathan INFORMATION TABLE 2 DAFNAInfoTable.xml ACHILLION PHARMACEUTICALS COM 00448Q201 2419 197500 SH SOLE 197500 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 3866 132442 SH SOLE 132442 0 0 AFFIMED THERAPEUTICS BV COM ADDED N01045108 744 120000 SH SOLE 120000 0 0 ATRICURE INC COM 04963C209 13200 661331 SH SOLE 661331 0 0 AUSPEX PHARMACEUTICALS INC COM 05211J102 7131 135885 SH SOLE 135885 0 0 BIOCRYST PHARMACEUTICALS INC COM 09058V103 2027 166656 SH SOLE 166656 0 0 BIOLIFE SOLUTIONS INC COM NEW 09062W204 191 116279 SH SOLE 116279 0 0 BIOSPECIFICS TECHNOLOGIES COM 090931106 1292 33466 SH SOLE 33466 0 0 BIOTELEMETRY INC COM 090672106 2364 235645 SH SOLE 235645 0 0 BLUEBIRD BIO INC COM 09609G100 1147 12500 SH SOLE 12500 0 0 CARDICA INC COM 14141R101 1040 1486004 SH SOLE 1486004 0 0 CAREDX INC COM ADDED 14167L103 633 87300 SH SOLE 87300 0 0 CELSUS THERAPEUTICS PLC SPONSORED ADR NE 15119A202 211 43900 SH SOLE 43900 0 0 CHEMBIO DIAGNOSTICS INC COM NEW 163572209 103 26287 SH SOLE 26287 0 0 CLOVIS ONCOLOGY INC COM 189464100 1338 23900 SH SOLE 23900 0 0 CTI BIOPHARMA CORP COM 12648L106 3363 1425000 SH SOLE 1425000 0 0 CUTERA INC COM 232109108 947 88694 SH SOLE 88694 0 0 CYNAPSUS THERAPEUTICS INC COM 23257Y701 1044 949000 SH SOLE 949000 0 0 CYNAPSUS THERAPEUTICS INC COM 23257Y156 240 280769 SH SOLE 280769 0 0 CYTRX CORP COM PAR $.001 232828509 949 346400 SH SOLE 346400 0 0 DERMA SCIENCES INC COM PAR $.01 249827502 3582 384794 SH SOLE 384794 0 0 DISCOVERY LABORATORIES INC COM NEW 254668403 6611 5698739 SH SOLE 5698739 0 0 ENCISION INC COM 29254Q104 882 1062500 SH SOLE 1062500 0 0 ESSA PHARMA INC PFD 296991474 222 250000 SH SOLE 250000 0 0 EXACTECH INC COM 30064E109 746 31636 SH SOLE 31636 0 0 FATE THERAPEUTICS INC COM 31189P102 297 59110 SH SOLE 59110 0 0 GALMED PHARMACEUTICALS LTD SHS M47238106 917 158121 SH SOLE 158121 0 0 GENVEC INC COM NEW 37246C307 416 200000 SH SOLE 200000 0 0 GLOBEIMMUNE INC COM ADDED 37957B100 83 10945 SH SOLE 10945 0 0 INSPIREMD INC COM NEW 45779A309 50 63700 SH SOLE 63700 0 0 INSULET CORP COM 45784P101 5040 109418 SH SOLE 109418 0 0 INSULET CORP NOTE 2.000% 6/1 45784PAD3 2861 2407000 PRN SOLE 2407000 0 0 INTELLIPHARMACEUTICS INTERNA COM 458173101 631 279260 SH SOLE 279260 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 3416 21900 SH SOLE 21900 0 0 JOHNSON AND JOHNSON COM 478160104 983 9400 SH SOLE 9400 0 0 LPATH INC COM NEW 548910306 344 121884 SH SOLE 121884 0 0 LUMENIS LTD SHS CL B M6778Q121 290 31072 SH SOLE 31072 0 0 MASIMO CORPORATION COM 574795100 1778 67500 SH SOLE 67500 0 0 NANOSPHERE INC COM 63009F105 235 600000 SH SOLE 600000 0 0 NEOTHETICS INC COM 64066G101 1395 186495 SH SOLE 186495 0 0 NOVADAQ TECHNOLOGIES INC COM 66987G102 4380 263541 SH SOLE 263541 0 0 NUVASIVE INC NOTE 2.750% 7/0 670704AC9 1289 1000000 PRN SOLE 1000000 0 0 NXSTAGE MEDICAL INC COM 67072V103 6888 384154 SH SOLE 384154 0 0 OCERA THERAPEUTICS INC COM 67552A108 4044 634893 SH SOLE 634893 0 0 PHARMACYCLICS INC COM 716933106 13562 110928 SH SOLE 110928 0 0 PROBIODRUG AG COM BRK8XK3 244 10500 SH SOLE 10500 0 0 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 2546 1383889 SH SOLE 1383889 0 0 PROTALIX BIOTHERAPEUTICS INC NOTE 4.500% 9/1 74365AAB7 3200 4000000 PRN SOLE 4000000 0 0 PROTEON THERAPEUTICS INC COM 74371L109 132 12700 SH SOLE 12700 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 1700 749066 SH SOLE 749066 0 0 RTI SURGICAL INC COM 74975N105 447 85918 SH SOLE 85918 0 0 SECOND SIGHT MED PRODS INC COM 81362J100 408 39800 SH SOLE 39800 0 0 SPECTRANETICS CORP COM 84760C107 1458 42162 SH SOLE 42162 0 0 STEREOTAXIS INC COM NEW 85916J409 2035 1374975 SH SOLE 1374975 0 0 SYNERON MEDICAL LTD ORD SHS M87245102 849 90947 SH SOLE 90947 0 0 TARGACEPT INC COM 87611R306 1224 465293 SH SOLE 465293 0 0 THRESHOLD PHARMACEUTICALS COM NEW 885807206 1688 530965 SH SOLE 530965 0 0 TREVENA INC COM 89532E109 1674 280000 SH SOLE 280000 0 0 UNIQURE B.V. NV SHS N90064101 587 39656 SH SOLE 39656 0 0 UROPLASTY INC COM NEW 917277204 1001 486062 SH SOLE 486062 0 0 VENAXIS INC COM 92262A107 1165 658000 SH SOLE 658000 0 0 XENOPORT INC COM 98411C100 861 98190 SH SOLE 98190 0 0