0001193125-13-054430.txt : 20130213 0001193125-13-054430.hdr.sgml : 20130213 20130213132459 ACCESSION NUMBER: 0001193125-13-054430 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Global Advisers, LLC CENTRAL INDEX KEY: 0001389874 IRS NUMBER: 510555332 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12237 FILM NUMBER: 13601643 BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7330 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 d484967d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Horizon Global Advisers, LLC Address: 411 Theodore Fremd Ave Suite 206S Rye, NY 10580 Form 13F File Number: 28-12237 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin Quigley Title: CEO, Horizon Global Advisers, LLC Phone: 914 925-3417 Signature, Place, and Date of Signing: /s/ Kevin Quigley Rye, NY 2-11-13 ------------------------- ------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 87 Form 13F Information Table Value Total: $ 136994 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 1 HORIZON KINETICS, LLC 028-14519
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 TITLE OF FAIR MARKET NAME OF ISSUER CLASS CUSIP VALUE (X 1,000) SHARES SH/ PRN PUT/ CALL SOLE LIBERTY MEDIA CORPORATION LIB CAP COM A LIB CAP COM A 530322106 14,835 127,885 SH HOWARD HUGHES CORP COM COM 44267D107 10,009 137,078 SH JARDEN CORP COM 471109108 8,777 169,768 SH VIRTUS INVT PARTNERS INC COM COM 92828Q109 7,099 58,700 SH AUTONATION INC COM COM 05329W102 6,416 161,632 SH ICAHN ENTERPRISES LPDEP UNIT DEP UNIT 451100101 6,081 136,041 SH LEUCADIA NATIONAL CORP COM 527288104 6,072 255,252 SH BROOKFIELD ASSET MGMT INC VTG SHS CL A LTD VT SH 112585104 5,716 155,965 SH SEARS HLDGS CORP COM COM 812350106 5,298 128,100 SH DISH NETWORK CORP CL A CLASS A 25470M109 3,273 89,930 SH GENERAL GROWTH PPTYS INC NEWCOM COM 370023103 3,100 156,200 SH WENDYS COMPANY COM 95058W100 2,966 631,200 SH AMERICAN INTERNATIONAL GROUP INC COM 026874784 2,867 81,220 SH BROOKFIELD RESIDENTIAL PPTY I COM COM 11283W104 2,500 139,360 SH ROUSE PPTYS INC COM COM 779287101 2,081 123,049 SH DREAMWORKS ANIMATION SKG INCCL A CLASS A 26153C103 1,958 118,181 SH LAS VEGAS SANDS CORP COM 517834107 1,917 41,540 SH WPX ENERGY INC COM COM 98212B103 1,831 123,100 SH LIBERTY INTERACTIVE CORP SER A INT COM SER A 53071M104 1,592 80,940 SH SPDR INDEX SHS FDS S&P CHINA ETF S&P CHINA ETF 78463X400 1,524 20,575 SH WYNN RESORTS LTD COM 983134107 1,488 13,231 SH OAKTREE CAP GROUP LLC UNIT CL A CLASS A 674001201 1,465 32,218 SH FRANCO NEVADA CORP COM COM 351858105 1,463 25,600 SH BLACKROCK FLOAT RATE OME STR COM 09255X100 1,338 88,350 SH LIMITED BRANDS INC COM 532716107 1,205 25,610 SH ING PRIME RATE TR SH BEN INT SH BEN INT 44977W106 1,170 188,470 SH PIMCO DYNAMIC INCOME FD SHS COM 72201Y101 1,135 38,830 SH EATON VANCE SR FLTNG RTE TR COM 27828Q105 1,115 69,826 SH VIASAT INC COM 92552V100 1,026 26,400 SH PIMCO INCOME STRATEGY FUND II COM 72201J104 1,010 91,426 SH INVESCO VAN KAMPEN SENIOR INCOME TRUST COM 46131H107 997 192,626 SH GOOGLE INC CL A CLASS A 38259P508 969 1,371 SH BERKSHIRE HATHAWAY INC DEL CLASS A 084670108 938 7 SH PIMCO INCOME OPPORTUNITY FD COM 72202B100 933 32,044 SH EATON VANCE FLTING RATE INC COM 278279104 932 54,749 SH MCEWEN MNG INC COM 58039P107 925 241,736 SH PCM FUND INC COM 69323T101 913 76,033 SH NOVAGOLD RES INC COM NEW COM 66987E206 911 202,000 SH EATON VANCE LTD DUR INCOME F COM 27828H105 878 52,754 SH INVESCO VAN KAMPEN DYNAMIC CREDIT OPPORTUNIT COM 46132R104 856 68,630 SH FIRST TR/FOUR CRNRS SR FLOAT COM 33733U108 793 52,300 SH NUVEEN FLOATING RATE INCOME COM 67072T108 786 64,497 SH CBOE HLDGS INC COM COM 12503M108 782 26,550 SH EATON VANCE SR INCOME TR SH BEN INT SH BEN INT 27826S103 697 92,538 SH WISDOMTREE TRUST INDIA ERNGS FD COM 97717W422 660 34,100 SH COLFAX CORP COM COM 194014106 650 16,120 SH INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST COM 46132X101 631 86,328 SH NUVEEN SR INCOME FD COM 67067Y104 617 84,440 SH PIMCO INCOME STRATEGY FUND COM 72201H108 610 47,946 SH SEARS HOMETOWN AND OUTLET ST COM 812362101 605 18,589 SH FAMILY DLR STORES INC COM 307000109 592 9,350 SH ISHARES TR FTSE CHINA 25 IDX FTSE CHINA25 IDX 464287184 583 14,430 SH GREENLIGHT CAPITAL RE LTD CLASS A CLASS A G4095J109 581 25,199 SH PIONEER FLOATING RATE TR COM 72369J102 574 43,330 SH PROSHARES SHORT VIX ST TRM COM 74347W627 548 8,380 SH EQUITY LIFESTYLE PPTYS INC COM COM 29472R108 528 7,850 SH NUVEEN FLTNG RTE INCM OPP FDCOM SHS COM 6706EN100 504 41,151 SH CONTINENTAL RESOURCES INC COM COM 212015101 479 6,520 SH CME GROUP INC COM COM 12572Q105 445 8,800 SH LENNAR CORP CL A CLASS A 526057104 440 11,400 SH GUGGENHEIM CHINA REAL ESTATE ETF GUGG CHN RL EST 18383Q861 425 18,600 SH FOREST CITY ENTERPRISES INC CL A CLASS A 345550107 408 25,310 SH URSTADT BIDDLE PPTYS INS CL A CLASS A 917286205 387 19,700 SH WINTHROP RLTY TR SH BEN INT NEW SH BEN INT 976391300 382 34,600 SH BERKSHIRE HATHAWAY INC DEL CL B NEW CLASS B 084670702 377 4,210 SH MSC INDL DIRECT INC CL A CLASS A 553530106 349 4,630 SH NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 331 21,430 SH BLACKROCK FLOATING RATE INCOME COM 091941104 328 21,800 SH NUVEEN DIV ADV MUNI FD 3 SH BEN INT SH BEN INT 67070X101 316 20,950 SH WISDOMTREE INVTS INC COM 97717P104 309 50,500 SH MARKET VECTORS ETF TR GAMING ETF GAMING ETF 57060U829 307 8,679 SH ALLIANCE WORLD DLR GVT FD II COM 01879R106 292 18,700 SH NUVEEN CA SELECT QUALITY MUNCOM COM 670975101 276 16,620 SH VIACOM INC NEW CL B CLASS B 92553P201 274 5,200 SH BLACKROCK SR HIGH INCOME FD COM 09255T109 267 63,630 SH LMP CORPORATE LN FD INC COM 50208B100 263 20,400 SH PUTNAM MANAGED MUN INCOM TR COM 746823103 258 32,070 SH NUVEEN PERFORM PLUS MUN FD COM 67062P108 236 14,600 SH MARKET VECTORS ETF TR HG YLD MUN ETF HG YLD MUN ETF 57060U878 230 7,010 SH MFS HIGH INCOME MUN TR SH BEN INT SH BEN INT 59318D104 219 40,251 SH EATON VANCE CA MUN BD FD COM 27828A100 219 18,053 SH TEMPLETON EMERG MKTS INCOME COM 880192109 193 11,188 SH MFS HIGH YIELD MUN TR SH BEN INT SH BEN INT 59318E102 180 37,204 SH NUVEEN CALIF AMT-FREE MUN INC FD COM 670651108 177 12,065 SH NUVEEN PREM INCOME MUN FD 4.000% 00/00/00 COM 6706K4105 152 10,833 SH IDT CORP CL B NEW CLASS B 448947507 95 10,040 SH NOVACOPPER INC COM COM 66988K102 60 33,666 SH
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8 INVESTMENT DISCRETION VOTING AUTHORITY OTHER NAME OF ISSUER SHARED OTHER MANAGERS SOLE SHARED NONE LIBERTY MEDIA CORPORATION LIB CAP COM A 127,885 1 127,885 HOWARD HUGHES CORP COM 137,078 1 137,078 JARDEN CORP 169,768 1 169,768 VIRTUS INVT PARTNERS INC COM 58,700 1 58,700 AUTONATION INC COM 161,632 1 161,632 ICAHN ENTERPRISES LPDEP UNIT 136,041 1 136,041 LEUCADIA NATIONAL CORP 255,252 1 255,252 BROOKFIELD ASSET MGMT INC VTG SHS 155,965 1 155,965 SEARS HLDGS CORP COM 128,100 1 128,100 DISH NETWORK CORP CL A 89,930 1 89,930 GENERAL GROWTH PPTYS INC NEWCOM 156,200 1 156,200 WENDYS COMPANY 631,200 1 631,200 AMERICAN INTERNATIONAL GROUP INC 81,220 1 81,220 BROOKFIELD RESIDENTIAL PPTY I COM 139,360 1 139,360 ROUSE PPTYS INC COM 123,049 1 123,049 DREAMWORKS ANIMATION SKG INCCL A 118,181 1 118,181 LAS VEGAS SANDS CORP 41,540 1 41,540 WPX ENERGY INC COM 123,100 1 123,100 LIBERTY INTERACTIVE CORP SER A 80,940 1 80,940 SPDR INDEX SHS FDS S&P CHINA ETF 20,575 1 20,575 WYNN RESORTS LTD 13,231 1 13,231 OAKTREE CAP GROUP LLC UNIT CL A 32,218 1 32,218 FRANCO NEVADA CORP COM 25,600 1 25,600 BLACKROCK FLOAT RATE OME STR 88,350 1 88,350 LIMITED BRANDS INC 25,610 1 25,610 ING PRIME RATE TR SH BEN INT 188,470 1 188,470 PIMCO DYNAMIC INCOME FD SHS 38,830 1 38,830 EATON VANCE SR FLTNG RTE TR 69,826 1 69,826 VIASAT INC 26,400 1 26,400 PIMCO INCOME STRATEGY FUND II 91,426 1 91,426 INVESCO VAN KAMPEN SENIOR INCOME TRUST 192,626 1 192,626 GOOGLE INC CL A 1,371 1 1,371 BERKSHIRE HATHAWAY INC DEL 7 1 7 PIMCO INCOME OPPORTUNITY FD 32,044 1 32,044 EATON VANCE FLTING RATE INC 54,749 1 54,749 MCEWEN MNG INC 241,736 1 241,736 PCM FUND INC 76,033 1 76,033 NOVAGOLD RES INC COM NEW 202,000 1 202,000 EATON VANCE LTD DUR INCOME F 52,754 1 52,754 INVESCO VAN KAMPEN DYNAMIC CREDIT OPPORTUNIT 68,630 1 68,630 FIRST TR/FOUR CRNRS SR FLOAT 52,300 1 52,300 NUVEEN FLOATING RATE INCOME 64,497 1 64,497 CBOE HLDGS INC COM 26,550 1 26,550 EATON VANCE SR INCOME TR SH BEN INT 92,538 1 92,538 WISDOMTREE TRUST INDIA ERNGS FD 34,100 1 34,100 COLFAX CORP COM 16,120 1 16,120 INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST 86,328 1 86,328 NUVEEN SR INCOME FD 84,440 1 84,440 PIMCO INCOME STRATEGY FUND 47,946 1 47,946 SEARS HOMETOWN AND OUTLET ST 18,589 1 18,589 FAMILY DLR STORES INC 9,350 1 9,350 ISHARES TR FTSE CHINA 25 IDX 14,430 1 14,430 GREENLIGHT CAPITAL RE LTD CLASS A 25,199 1 25,199 PIONEER FLOATING RATE TR 43,330 1 43,330 PROSHARES SHORT VIX ST TRM 8,380 1 8,380 EQUITY LIFESTYLE PPTYS INC COM 7,850 1 7,850 NUVEEN FLTNG RTE INCM OPP FDCOM SHS 41,151 1 41,151 CONTINENTAL RESOURCES INC COM 6,520 1 6,520 CME GROUP INC COM 8,800 1 8,800 LENNAR CORP CL A 11,400 1 11,400 GUGGENHEIM CHINA REAL ESTATE ETF 18,600 1 18,600 FOREST CITY ENTERPRISES INC CL A 25,310 1 25,310 URSTADT BIDDLE PPTYS INS CL A 19,700 1 19,700 WINTHROP RLTY TR SH BEN INT NEW 34,600 1 34,600 BERKSHIRE HATHAWAY INC DEL CL B NEW 4,210 1 4,210 MSC INDL DIRECT INC CL A 4,630 1 4,630 NUVEEN DIVID ADVANTAGE MUN F 21,430 1 21,430 BLACKROCK FLOATING RATE INCOME 21,800 1 21,800 NUVEEN DIV ADV MUNI FD 3 SH BEN INT 20,950 1 20,950 WISDOMTREE INVTS INC 50,500 1 50,500 MARKET VECTORS ETF TR GAMING ETF 8,679 1 8,679 ALLIANCE WORLD DLR GVT FD II 18,700 1 18,700 NUVEEN CA SELECT QUALITY MUNCOM 16,620 1 16,620 VIACOM INC NEW CL B 5,200 1 5,200 BLACKROCK SR HIGH INCOME FD 63,630 1 63,630 LMP CORPORATE LN FD INC 20,400 1 20,400 PUTNAM MANAGED MUN INCOM TR 32,070 1 32,070 NUVEEN PERFORM PLUS MUN FD 14,600 1 14,600 MARKET VECTORS ETF TR HG YLD MUN ETF 7,010 1 7,010 MFS HIGH INCOME MUN TR SH BEN INT 40,251 1 40,251 EATON VANCE CA MUN BD FD 18,053 1 18,053 TEMPLETON EMERG MKTS INCOME 11,188 1 11,188 MFS HIGH YIELD MUN TR SH BEN INT 37,204 1 37,204 NUVEEN CALIF AMT-FREE MUN INC FD 12,065 1 12,065 NUVEEN PREM INCOME MUN FD 4.000% 00/00/00 10,833 1 10,833 IDT CORP CL B NEW 10,040 1 10,040 NOVACOPPER INC COM 33,666 1 33,666