0001193125-13-054430.txt : 20130213
0001193125-13-054430.hdr.sgml : 20130213
20130213132459
ACCESSION NUMBER: 0001193125-13-054430
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Global Advisers, LLC
CENTRAL INDEX KEY: 0001389874
IRS NUMBER: 510555332
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12237
FILM NUMBER: 13601643
BUSINESS ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-495-7330
MAIL ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
13F-HR
1
d484967d13fhr.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Horizon Global Advisers, LLC
Address: 411 Theodore Fremd Ave Suite 206S
Rye, NY 10580
Form 13F File Number: 28-12237
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kevin Quigley
Title: CEO, Horizon Global Advisers, LLC
Phone: 914 925-3417
Signature, Place, and Date of Signing:
/s/ Kevin Quigley Rye, NY 2-11-13
------------------------- ------------------------- ------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 87
Form 13F Information Table Value Total: $ 136994
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
1 HORIZON KINETICS, LLC 028-14519
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
TITLE
OF FAIR MARKET
NAME OF ISSUER CLASS CUSIP VALUE (X 1,000) SHARES SH/ PRN PUT/ CALL SOLE
LIBERTY MEDIA CORPORATION LIB CAP COM A LIB CAP COM A 530322106 14,835 127,885 SH
HOWARD HUGHES CORP COM COM 44267D107 10,009 137,078 SH
JARDEN CORP COM 471109108 8,777 169,768 SH
VIRTUS INVT PARTNERS INC COM COM 92828Q109 7,099 58,700 SH
AUTONATION INC COM COM 05329W102 6,416 161,632 SH
ICAHN ENTERPRISES LPDEP UNIT DEP UNIT 451100101 6,081 136,041 SH
LEUCADIA NATIONAL CORP COM 527288104 6,072 255,252 SH
BROOKFIELD ASSET MGMT INC VTG SHS CL A LTD VT SH 112585104 5,716 155,965 SH
SEARS HLDGS CORP COM COM 812350106 5,298 128,100 SH
DISH NETWORK CORP CL A CLASS A 25470M109 3,273 89,930 SH
GENERAL GROWTH PPTYS INC NEWCOM COM 370023103 3,100 156,200 SH
WENDYS COMPANY COM 95058W100 2,966 631,200 SH
AMERICAN INTERNATIONAL GROUP INC COM 026874784 2,867 81,220 SH
BROOKFIELD RESIDENTIAL PPTY I COM COM 11283W104 2,500 139,360 SH
ROUSE PPTYS INC COM COM 779287101 2,081 123,049 SH
DREAMWORKS ANIMATION SKG INCCL A CLASS A 26153C103 1,958 118,181 SH
LAS VEGAS SANDS CORP COM 517834107 1,917 41,540 SH
WPX ENERGY INC COM COM 98212B103 1,831 123,100 SH
LIBERTY INTERACTIVE CORP SER A INT COM SER A 53071M104 1,592 80,940 SH
SPDR INDEX SHS FDS S&P CHINA ETF S&P CHINA ETF 78463X400 1,524 20,575 SH
WYNN RESORTS LTD COM 983134107 1,488 13,231 SH
OAKTREE CAP GROUP LLC UNIT CL A CLASS A 674001201 1,465 32,218 SH
FRANCO NEVADA CORP COM COM 351858105 1,463 25,600 SH
BLACKROCK FLOAT RATE OME STR COM 09255X100 1,338 88,350 SH
LIMITED BRANDS INC COM 532716107 1,205 25,610 SH
ING PRIME RATE TR SH BEN INT SH BEN INT 44977W106 1,170 188,470 SH
PIMCO DYNAMIC INCOME FD SHS COM 72201Y101 1,135 38,830 SH
EATON VANCE SR FLTNG RTE TR COM 27828Q105 1,115 69,826 SH
VIASAT INC COM 92552V100 1,026 26,400 SH
PIMCO INCOME STRATEGY FUND II COM 72201J104 1,010 91,426 SH
INVESCO VAN KAMPEN SENIOR INCOME TRUST COM 46131H107 997 192,626 SH
GOOGLE INC CL A CLASS A 38259P508 969 1,371 SH
BERKSHIRE HATHAWAY INC DEL CLASS A 084670108 938 7 SH
PIMCO INCOME OPPORTUNITY FD COM 72202B100 933 32,044 SH
EATON VANCE FLTING RATE INC COM 278279104 932 54,749 SH
MCEWEN MNG INC COM 58039P107 925 241,736 SH
PCM FUND INC COM 69323T101 913 76,033 SH
NOVAGOLD RES INC COM NEW COM 66987E206 911 202,000 SH
EATON VANCE LTD DUR INCOME F COM 27828H105 878 52,754 SH
INVESCO VAN KAMPEN DYNAMIC CREDIT OPPORTUNIT COM 46132R104 856 68,630 SH
FIRST TR/FOUR CRNRS SR FLOAT COM 33733U108 793 52,300 SH
NUVEEN FLOATING RATE INCOME COM 67072T108 786 64,497 SH
CBOE HLDGS INC COM COM 12503M108 782 26,550 SH
EATON VANCE SR INCOME TR SH BEN INT SH BEN INT 27826S103 697 92,538 SH
WISDOMTREE TRUST INDIA ERNGS FD COM 97717W422 660 34,100 SH
COLFAX CORP COM COM 194014106 650 16,120 SH
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST COM 46132X101 631 86,328 SH
NUVEEN SR INCOME FD COM 67067Y104 617 84,440 SH
PIMCO INCOME STRATEGY FUND COM 72201H108 610 47,946 SH
SEARS HOMETOWN AND OUTLET ST COM 812362101 605 18,589 SH
FAMILY DLR STORES INC COM 307000109 592 9,350 SH
ISHARES TR FTSE CHINA 25 IDX FTSE CHINA25 IDX 464287184 583 14,430 SH
GREENLIGHT CAPITAL RE LTD CLASS A CLASS A G4095J109 581 25,199 SH
PIONEER FLOATING RATE TR COM 72369J102 574 43,330 SH
PROSHARES SHORT VIX ST TRM COM 74347W627 548 8,380 SH
EQUITY LIFESTYLE PPTYS INC COM COM 29472R108 528 7,850 SH
NUVEEN FLTNG RTE INCM OPP FDCOM SHS COM 6706EN100 504 41,151 SH
CONTINENTAL RESOURCES INC COM COM 212015101 479 6,520 SH
CME GROUP INC COM COM 12572Q105 445 8,800 SH
LENNAR CORP CL A CLASS A 526057104 440 11,400 SH
GUGGENHEIM CHINA REAL ESTATE ETF GUGG CHN RL EST 18383Q861 425 18,600 SH
FOREST CITY ENTERPRISES INC CL A CLASS A 345550107 408 25,310 SH
URSTADT BIDDLE PPTYS INS CL A CLASS A 917286205 387 19,700 SH
WINTHROP RLTY TR SH BEN INT NEW SH BEN INT 976391300 382 34,600 SH
BERKSHIRE HATHAWAY INC DEL CL B NEW CLASS B 084670702 377 4,210 SH
MSC INDL DIRECT INC CL A CLASS A 553530106 349 4,630 SH
NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 331 21,430 SH
BLACKROCK FLOATING RATE INCOME COM 091941104 328 21,800 SH
NUVEEN DIV ADV MUNI FD 3 SH BEN INT SH BEN INT 67070X101 316 20,950 SH
WISDOMTREE INVTS INC COM 97717P104 309 50,500 SH
MARKET VECTORS ETF TR GAMING ETF GAMING ETF 57060U829 307 8,679 SH
ALLIANCE WORLD DLR GVT FD II COM 01879R106 292 18,700 SH
NUVEEN CA SELECT QUALITY MUNCOM COM 670975101 276 16,620 SH
VIACOM INC NEW CL B CLASS B 92553P201 274 5,200 SH
BLACKROCK SR HIGH INCOME FD COM 09255T109 267 63,630 SH
LMP CORPORATE LN FD INC COM 50208B100 263 20,400 SH
PUTNAM MANAGED MUN INCOM TR COM 746823103 258 32,070 SH
NUVEEN PERFORM PLUS MUN FD COM 67062P108 236 14,600 SH
MARKET VECTORS ETF TR HG YLD MUN ETF HG YLD MUN ETF 57060U878 230 7,010 SH
MFS HIGH INCOME MUN TR SH BEN INT SH BEN INT 59318D104 219 40,251 SH
EATON VANCE CA MUN BD FD COM 27828A100 219 18,053 SH
TEMPLETON EMERG MKTS INCOME COM 880192109 193 11,188 SH
MFS HIGH YIELD MUN TR SH BEN INT SH BEN INT 59318E102 180 37,204 SH
NUVEEN CALIF AMT-FREE MUN INC FD COM 670651108 177 12,065 SH
NUVEEN PREM INCOME MUN FD 4.000% 00/00/00 COM 6706K4105 152 10,833 SH
IDT CORP CL B NEW CLASS B 448947507 95 10,040 SH
NOVACOPPER INC COM COM 66988K102 60 33,666 SH
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
INVESTMENT DISCRETION VOTING AUTHORITY
OTHER
NAME OF ISSUER SHARED OTHER MANAGERS SOLE SHARED NONE
LIBERTY MEDIA CORPORATION LIB CAP COM A 127,885 1 127,885
HOWARD HUGHES CORP COM 137,078 1 137,078
JARDEN CORP 169,768 1 169,768
VIRTUS INVT PARTNERS INC COM 58,700 1 58,700
AUTONATION INC COM 161,632 1 161,632
ICAHN ENTERPRISES LPDEP UNIT 136,041 1 136,041
LEUCADIA NATIONAL CORP 255,252 1 255,252
BROOKFIELD ASSET MGMT INC VTG SHS 155,965 1 155,965
SEARS HLDGS CORP COM 128,100 1 128,100
DISH NETWORK CORP CL A 89,930 1 89,930
GENERAL GROWTH PPTYS INC NEWCOM 156,200 1 156,200
WENDYS COMPANY 631,200 1 631,200
AMERICAN INTERNATIONAL GROUP INC 81,220 1 81,220
BROOKFIELD RESIDENTIAL PPTY I COM 139,360 1 139,360
ROUSE PPTYS INC COM 123,049 1 123,049
DREAMWORKS ANIMATION SKG INCCL A 118,181 1 118,181
LAS VEGAS SANDS CORP 41,540 1 41,540
WPX ENERGY INC COM 123,100 1 123,100
LIBERTY INTERACTIVE CORP SER A 80,940 1 80,940
SPDR INDEX SHS FDS S&P CHINA ETF 20,575 1 20,575
WYNN RESORTS LTD 13,231 1 13,231
OAKTREE CAP GROUP LLC UNIT CL A 32,218 1 32,218
FRANCO NEVADA CORP COM 25,600 1 25,600
BLACKROCK FLOAT RATE OME STR 88,350 1 88,350
LIMITED BRANDS INC 25,610 1 25,610
ING PRIME RATE TR SH BEN INT 188,470 1 188,470
PIMCO DYNAMIC INCOME FD SHS 38,830 1 38,830
EATON VANCE SR FLTNG RTE TR 69,826 1 69,826
VIASAT INC 26,400 1 26,400
PIMCO INCOME STRATEGY FUND II 91,426 1 91,426
INVESCO VAN KAMPEN SENIOR INCOME TRUST 192,626 1 192,626
GOOGLE INC CL A 1,371 1 1,371
BERKSHIRE HATHAWAY INC DEL 7 1 7
PIMCO INCOME OPPORTUNITY FD 32,044 1 32,044
EATON VANCE FLTING RATE INC 54,749 1 54,749
MCEWEN MNG INC 241,736 1 241,736
PCM FUND INC 76,033 1 76,033
NOVAGOLD RES INC COM NEW 202,000 1 202,000
EATON VANCE LTD DUR INCOME F 52,754 1 52,754
INVESCO VAN KAMPEN DYNAMIC CREDIT OPPORTUNIT 68,630 1 68,630
FIRST TR/FOUR CRNRS SR FLOAT 52,300 1 52,300
NUVEEN FLOATING RATE INCOME 64,497 1 64,497
CBOE HLDGS INC COM 26,550 1 26,550
EATON VANCE SR INCOME TR SH BEN INT 92,538 1 92,538
WISDOMTREE TRUST INDIA ERNGS FD 34,100 1 34,100
COLFAX CORP COM 16,120 1 16,120
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST 86,328 1 86,328
NUVEEN SR INCOME FD 84,440 1 84,440
PIMCO INCOME STRATEGY FUND 47,946 1 47,946
SEARS HOMETOWN AND OUTLET ST 18,589 1 18,589
FAMILY DLR STORES INC 9,350 1 9,350
ISHARES TR FTSE CHINA 25 IDX 14,430 1 14,430
GREENLIGHT CAPITAL RE LTD CLASS A 25,199 1 25,199
PIONEER FLOATING RATE TR 43,330 1 43,330
PROSHARES SHORT VIX ST TRM 8,380 1 8,380
EQUITY LIFESTYLE PPTYS INC COM 7,850 1 7,850
NUVEEN FLTNG RTE INCM OPP FDCOM SHS 41,151 1 41,151
CONTINENTAL RESOURCES INC COM 6,520 1 6,520
CME GROUP INC COM 8,800 1 8,800
LENNAR CORP CL A 11,400 1 11,400
GUGGENHEIM CHINA REAL ESTATE ETF 18,600 1 18,600
FOREST CITY ENTERPRISES INC CL A 25,310 1 25,310
URSTADT BIDDLE PPTYS INS CL A 19,700 1 19,700
WINTHROP RLTY TR SH BEN INT NEW 34,600 1 34,600
BERKSHIRE HATHAWAY INC DEL CL B NEW 4,210 1 4,210
MSC INDL DIRECT INC CL A 4,630 1 4,630
NUVEEN DIVID ADVANTAGE MUN F 21,430 1 21,430
BLACKROCK FLOATING RATE INCOME 21,800 1 21,800
NUVEEN DIV ADV MUNI FD 3 SH BEN INT 20,950 1 20,950
WISDOMTREE INVTS INC 50,500 1 50,500
MARKET VECTORS ETF TR GAMING ETF 8,679 1 8,679
ALLIANCE WORLD DLR GVT FD II 18,700 1 18,700
NUVEEN CA SELECT QUALITY MUNCOM 16,620 1 16,620
VIACOM INC NEW CL B 5,200 1 5,200
BLACKROCK SR HIGH INCOME FD 63,630 1 63,630
LMP CORPORATE LN FD INC 20,400 1 20,400
PUTNAM MANAGED MUN INCOM TR 32,070 1 32,070
NUVEEN PERFORM PLUS MUN FD 14,600 1 14,600
MARKET VECTORS ETF TR HG YLD MUN ETF 7,010 1 7,010
MFS HIGH INCOME MUN TR SH BEN INT 40,251 1 40,251
EATON VANCE CA MUN BD FD 18,053 1 18,053
TEMPLETON EMERG MKTS INCOME 11,188 1 11,188
MFS HIGH YIELD MUN TR SH BEN INT 37,204 1 37,204
NUVEEN CALIF AMT-FREE MUN INC FD 12,065 1 12,065
NUVEEN PREM INCOME MUN FD 4.000% 00/00/00 10,833 1 10,833
IDT CORP CL B NEW 10,040 1 10,040
NOVACOPPER INC COM 33,666 1 33,666