0001389709-17-000004.txt : 20170419
0001389709-17-000004.hdr.sgml : 20170419
20170419090826
ACCESSION NUMBER: 0001389709-17-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170419
DATE AS OF CHANGE: 20170419
EFFECTIVENESS DATE: 20170419
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WHALEROCK POINT PARTNERS, LLC
CENTRAL INDEX KEY: 0001389709
IRS NUMBER: 204837195
STATE OF INCORPORATION: RI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12315
FILM NUMBER: 17768843
BUSINESS ADDRESS:
STREET 1: ONE TURKS HEAD PLACE
STREET 2: SUITE 1400
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
BUSINESS PHONE: 401-228-7799
MAIL ADDRESS:
STREET 1: ONE TURKS HEAD PLACE
STREET 2: SUITE 1400
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
FORMER COMPANY:
FORMER CONFORMED NAME: WHALEROCK CAPITAL PARTNERS, LLC
DATE OF NAME CHANGE: 20070212
13F-HR
1
primary_doc.xml
13F-HR
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false
false
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0001389709
XXXXXXXX
03-31-2017
03-31-2017
WHALEROCK POINT PARTNERS, LLC
ONE TURKS HEAD PLACE
SUITE 1400
PROVIDENCE
RI
02903
13F HOLDINGS REPORT
028-12315
N
Nicholas Trotman
Chief Compliance Officer
401-228-7799
Nicholas Trotman
Providence
RI
04-19-2017
1
149
267825
false
1
0001540945
028-15118
Lattice Strategies LLC
INFORMATION TABLE
2
1Q17.xml
3M Co
COM
88579Y101
630
3292
SH
SOLE
3292
0
0
3M Co
COM
88579Y101
153
800
SH
OTR
0
0
800
Abbott Laboratories
COM
002824100
198
4465
SH
SOLE
4465
0
0
Abbott Laboratories
COM
002824100
17
374
SH
OTR
0
0
374
AbbVie Inc
COM
00287Y109
270
4150
SH
SOLE
4150
0
0
AbbVie Inc
COM
00287Y109
24
374
SH
OTR
0
0
374
Alphabet Inc
COM
02079K107
1182
1425
SH
SOLE
1425
0
0
Alphabet Inc
COM
02079K305
2820
3326
SH
SOLE
3326
0
0
Alphabet Inc
COM
02079K107
41
50
SH
OTR
0
0
50
Alphabet Inc
COM
02079K305
140
165
SH
OTR
0
0
165
Altria Group Inc
COM
02209S103
547
7655
SH
SOLE
7655
0
0
Amazon.com Inc
COM
023135106
567
640
SH
SOLE
640
0
0
American Electric Power Co Inc
COM
025537101
1839
27394
SH
SOLE
27394
0
0
American Express Co
COM
025816109
373
4713
SH
SOLE
4713
0
0
American International Group I
COM
026874784
1193
19112
SH
SOLE
19112
0
0
American International Group I
COM
026874784
19
300
SH
OTR
0
0
300
American Tower Corp
COM
03027X100
36
300
SH
SOLE
300
0
0
American Tower Corp
COM
03027X100
207
1700
SH
OTR
0
0
1700
Amgen Inc
COM
031162100
843
5139
SH
SOLE
5139
0
0
Amgen Inc
COM
031162100
295
1800
SH
OTR
0
0
1800
Apache Corp
COM
037411105
528
10275
SH
SOLE
10275
0
0
Apache Corp
COM
037411105
39
750
SH
OTR
0
0
750
Apple Inc
COM
037833100
8329
57982
SH
SOLE
57982
0
0
Apple Inc
COM
037833100
104
725
SH
OTR
0
0
725
Applied Materials Inc
COM
038222105
181
4665
SH
SOLE
4665
0
0
Applied Materials Inc
COM
038222105
58
1500
SH
OTR
0
0
1500
AT&T Inc
COM
00206R102
2074
49894
SH
SOLE
49894
0
0
AT&T Inc
COM
00206R102
345
8300
SH
OTR
0
0
8300
Automatic Data Processing Inc
COM
053015103
2312
22585
SH
SOLE
22585
0
0
Automatic Data Processing Inc
COM
053015103
36
348
SH
OTR
0
0
348
Bank of America Corp
COM
060505104
3098
131310
SH
SOLE
131310
0
0
Bank of America Corp
COM
060505104
105
4442
SH
OTR
0
0
4442
Barclays Bank PLC
COM
06739H362
1051
40636
SH
SOLE
40636
0
0
BASF SE
ADR
055262505
319
3210
SH
SOLE
3210
0
0
Becton Dickinson and Co
COM
075887109
421
2297
SH
SOLE
2297
0
0
Berkshire Hathaway Inc
COM
084670108
85699
343
SH
SOLE
343
0
0
Berkshire Hathaway Inc
COM
084670702
3275
19648
SH
SOLE
19648
0
0
Berkshire Hathaway Inc
COM
084670702
83
500
SH
OTR
0
0
500
BlackRock Inc
COM
09247X101
244
636
SH
SOLE
636
0
0
BlackRock Inc
COM
09247X101
86
225
SH
OTR
0
0
225
Boeing Co/The
COM
097023105
1116
6311
SH
SOLE
6311
0
0
Boeing Co/The
COM
097023105
199
1125
SH
OTR
0
0
1125
Bristol-Myers Squibb Co
COM
110122108
1946
35791
SH
SOLE
35791
0
0
Bristol-Myers Squibb Co
COM
110122108
41
750
SH
OTR
0
0
750
Brookline Bancorp Inc
COM
11373M107
6142
392452
SH
SOLE
392452
0
0
Caterpillar Inc
COM
149123101
1441
15540
SH
SOLE
15540
0
0
Caterpillar Inc
COM
149123101
144
1550
SH
OTR
0
0
1550
CDK Global Inc
COM
12508E101
474
7292
SH
SOLE
7292
0
0
CDK Global Inc
COM
12508E101
8
116
SH
OTR
0
0
116
Celgene Corp
COM
151020104
2404
19313
SH
SOLE
19313
0
0
Celgene Corp
COM
151020104
100
800
SH
OTR
0
0
800
Chevron Corp
COM
166764100
1473
13715
SH
SOLE
13715
0
0
Chevron Corp
COM
166764100
129
1200
SH
OTR
0
0
1200
Cisco Systems Inc
COM
17275R102
1763
52167
SH
SOLE
52167
0
0
Cisco Systems Inc
COM
17275R102
68
2000
SH
OTR
0
0
2000
Citigroup Inc
COM
172967424
850
14217
SH
SOLE
14217
0
0
Citrix Systems Inc
COM
177376100
1539
18450
SH
SOLE
18450
0
0
Coca-Cola Co/The
COM
191216100
210
4963
SH
SOLE
4963
0
0
Comcast Corp
COM
20030N101
1398
37210
SH
SOLE
37210
0
0
ConocoPhillips
COM
20825C104
289
5800
SH
SOLE
5800
0
0
ConocoPhillips
COM
20825C104
120
2400
SH
OTR
0
0
2400
Costco Wholesale Corp
COM
22160K105
907
5405
SH
SOLE
5405
0
0
Costco Wholesale Corp
COM
22160K105
193
1150
SH
OTR
0
0
1150
Cummins Inc
COM
231021106
70
467
SH
SOLE
467
0
0
Cummins Inc
COM
231021106
137
905
SH
OTR
0
0
905
CVS Health Corp
COM
126650100
2688
34242
SH
SOLE
34242
0
0
CVS Health Corp
COM
126650100
208
2650
SH
OTR
0
0
2650
Danaher Corp
COM
235851102
559
6537
SH
SOLE
6537
0
0
Deere & Co
COM
244199105
468
4300
SH
SOLE
4300
0
0
Deere & Co
COM
244199105
147
1350
SH
OTR
0
0
1350
Dominion Resources Inc/VA
COM
25746U109
545
7017
SH
SOLE
7017
0
0
Dominion Resources Inc/VA
COM
25746U109
62
800
SH
OTR
0
0
800
Dow Chemical Co/The
COM
260543103
629
9895
SH
SOLE
9895
0
0
Dow Chemical Co/The
COM
260543103
57
900
SH
OTR
0
0
900
Duke Energy Corp
COM
26441C204
167
2043
SH
SOLE
2043
0
0
Duke Energy Corp
COM
26441C204
62
750
SH
OTR
0
0
750
Eaton Corp PLC
COM
G29183103
781
10525
SH
SOLE
10525
0
0
Eaton Corp PLC
COM
G29183103
89
1200
SH
OTR
0
0
1200
EI du Pont de Nemours & Co
COM
263534109
460
5718
SH
SOLE
5718
0
0
EI du Pont de Nemours & Co
COM
263534109
26
325
SH
OTR
0
0
325
Enbridge Inc
COM
29250N105
198
4737
SH
SOLE
4737
0
0
Enbridge Inc
COM
29250N105
78
1869
SH
OTR
0
0
1869
Enterprise Products Partners L
COM
293792107
2295
83130
SH
SOLE
83130
0
0
Enterprise Products Partners L
COM
293792107
55
2000
SH
OTR
0
0
2000
EOG Resources Inc
COM
26875P101
1119
11470
SH
SOLE
11470
0
0
EOG Resources Inc
COM
26875P101
83
846
SH
OTR
0
0
846
Express Scripts Holding Co
COM
30219G108
275
4171
SH
SOLE
4171
0
0
Exxon Mobil Corp
COM
30231g102
4523
55150
SH
SOLE
55150
0
0
Exxon Mobil Corp
COM
30231g102
180
2200
SH
OTR
0
0
2200
Facebook Inc
COM
30303M102
3950
27806
SH
SOLE
27806
0
0
Facebook Inc
COM
30303M102
197
1385
SH
OTR
0
0
1385
FedEx Corp
COM
31428X106
298
1525
SH
SOLE
1525
0
0
FedEx Corp
COM
31428X106
71
365
SH
OTR
0
0
365
Fifth Street Senior Floating R
COM
31679F101
494
56000
SH
SOLE
56000
0
0
Financial Select Sector SPDR F
ETF
81369Y605
482
20290
SH
SOLE
20290
0
0
First Horizon National Corp
COM
320517204
967
38171
SH
SOLE
38171
0
0
General Dynamics Corp
COM
369550108
234
1250
SH
SOLE
1250
0
0
General Electric Co
COM
369604103
3065
102841
SH
SOLE
102841
0
0
General Electric Co
COM
369604103
136
4570
SH
OTR
0
0
4570
Gilead Sciences Inc
COM
375558103
2191
32265
SH
SOLE
32265
0
0
Gilead Sciences Inc
COM
375558103
173
2550
SH
OTR
0
0
2550
Goldman Sachs Group Inc/The
COM
38141G104
502
2185
SH
SOLE
2185
0
0
HC2 Holdings Inc
COM
404139107
5671
914748
SH
SOLE
914748
0
0
Healthcare Trust of America In
CL A
42225P501
510
16200
SH
SOLE
16200
0
0
Hologic Inc
COM
436440101
1611
37850
SH
SOLE
37850
0
0
Home Depot Inc/The
COM
437076102
1520
10355
SH
SOLE
10355
0
0
Home Depot Inc/The
COM
437076102
88
600
SH
OTR
0
0
600
Honeywell International Inc
COM
438516106
191
1527
SH
SOLE
1527
0
0
Honeywell International Inc
COM
438516106
25
200
SH
OTR
0
0
200
Intel Corp
COM
458140100
776
21522
SH
SOLE
21522
0
0
International Business Machine
COM
459200101
259
1488
SH
SOLE
1488
0
0
International Business Machine
COM
459200101
96
550
SH
OTR
0
0
550
iPath Bloomberg Copper Subinde
COM
06739F101
319
10500
SH
SOLE
10500
0
0
iShares Core S&P 500 ETF
ETF
464287200
266
1121
SH
SOLE
1121
0
0
iShares Core S&P Mid-Cap ETF
ETF
464287507
238
1391
SH
SOLE
1391
0
0
iShares MSCI Emerging Markets
ETF
464287234
274
6944
SH
SOLE
6944
0
0
iShares Russell 2000 ETF
ETF
464287655
391
2849
SH
SOLE
2849
0
0
iShares Select Dividend ETF
ETF
464287168
1133
12441
SH
SOLE
12441
0
0
iShares US Preferred Stock ETF
ETF
464288687
990
25592
SH
SOLE
25592
0
0
Johnson & Johnson
COM
478160104
5902
47389
SH
SOLE
47389
0
0
Johnson & Johnson
COM
478160104
109
875
SH
OTR
0
0
875
JPMorgan Alerian MLP Index ETN
ETN
46625H365
921
28519
SH
SOLE
28519
0
0
JPMorgan Chase & Co
COM
46625h100
4828
54962
SH
SOLE
54962
0
0
JPMorgan Chase & Co
COM
46625h100
123
1400
SH
OTR
0
0
1400
Kinder Morgan Inc/DE
COM
49456B101
1127
51837
SH
SOLE
51837
0
0
Lockheed Martin Corp
COM
539830109
127
475
SH
SOLE
475
0
0
Lockheed Martin Corp
COM
539830109
161
600
SH
OTR
0
0
600
Magellan Midstream Partners LP
LP UNIT
559080106
1108
14400
SH
SOLE
14400
0
0
McDonald's Corp
COM
580135101
4323
33352
SH
SOLE
33352
0
0
McDonald's Corp
COM
580135101
26
200
SH
OTR
0
0
200
Medtronic PLC
COM
G5960L103
329
4086
SH
SOLE
4086
0
0
Medtronic PLC
COM
G5960L103
26
325
SH
OTR
0
0
325
Merck & Co Inc
COM
58933Y105
965
15176
SH
SOLE
15176
0
0
Merck & Co Inc
COM
58933Y105
64
1000
SH
OTR
0
0
1000
MetLife Inc
COM
59156R108
243
4600
SH
SOLE
4600
0
0
MetLife Inc
COM
59156R108
13
250
SH
OTR
0
0
250
Microsoft Corp
COM
594918104
2384
36195
SH
SOLE
36195
0
0
Microsoft Corp
COM
594918104
132
2000
SH
OTR
0
0
2000
Monsanto Co
COM
61166W101
598
5280
SH
SOLE
5280
0
0
Monsanto Co
COM
61166W101
57
500
SH
OTR
0
0
500
Nestle SA
ADR
641069406
123
1605
SH
SOLE
1605
0
0
Nestle SA
ADR
641069406
135
1750
SH
OTR
0
0
1750
NewMarket Corp
COM
651587107
290
640
SH
SOLE
640
0
0
NextEra Energy Inc
COM
65339F101
640
4983
SH
SOLE
4983
0
0
NextEra Energy Inc
COM
65339F101
77
600
SH
OTR
0
0
600
NIKE Inc
COM
654106103
189
3400
SH
SOLE
3400
0
0
NIKE Inc
COM
654106103
56
1000
SH
OTR
0
0
1000
Northwest Biotherapeutics Inc
COM
66737P600
5
20000
SH
SOLE
20000
0
0
Novartis AG
ADR
66987V109
202
2710
SH
SOLE
2420
0
0
Novartis AG
ADR
66987V109
95
1280
SH
OTR
0
0
1280
NVR Inc
COM
62944T105
211
100
SH
OTR
0
0
100
Occidental Petroleum Corp
COM
674599105
237
3750
SH
SOLE
3750
0
0
O'Reilly Automotive Inc
COM
67103H107
9
35
SH
SOLE
35
0
0
O'Reilly Automotive Inc
COM
67103H107
486
1800
SH
OTR
0
0
1800
People's United Financial Inc
COM
712704105
278
15250
SH
SOLE
15250
0
0
People's United Financial Inc
COM
712704105
29
1600
SH
OTR
0
0
1600
PepsiCo Inc
COM
713448108
4690
41930
SH
SOLE
41930
0
0
PepsiCo Inc
COM
713448108
112
1000
SH
OTR
0
0
1000
Pfizer Inc
COM
717081103
3562
104132
SH
SOLE
104132
0
0
Pfizer Inc
COM
717081103
137
4000
SH
OTR
0
0
4000
Philip Morris International In
COM
718172109
654
5797
SH
SOLE
5797
0
0
Philip Morris International In
COM
718172109
56
500
SH
OTR
0
0
500
Pinnacle West Capital Corp
COM
723484101
1183
14188
SH
SOLE
14188
0
0
Powershares FTSE RAFI US 1000
ETF
73935X583
231
2253
SH
SOLE
2253
0
0
PPG Industries Inc
COM
693506107
662
6300
SH
SOLE
6300
0
0
PPG Industries Inc
COM
693506107
115
1095
SH
OTR
0
0
1095
Praxair Inc
COM
74005P104
208
1750
SH
SOLE
1750
0
0
Procter & Gamble Co/The
COM
742718109
2362
26292
SH
SOLE
26292
0
0
Procter & Gamble Co/The
COM
742718109
157
1746
SH
OTR
0
0
1746
Public Storage
COM
74460D109
55
250
SH
SOLE
250
0
0
Public Storage
COM
74460D109
197
900
SH
OTR
0
0
900
QUALCOMM Inc
COM
747525103
2014
35120
SH
SOLE
35120
0
0
Royal Dutch Shell PLC
ADR
780259206
259
4915
SH
SOLE
4915
0
0
Royal Dutch Shell PLC
ADR
780259206
22
423
SH
OTR
0
0
423
salesforce.com Inc
COM
79466L302
205
2490
SH
SOLE
2490
0
0
Saul Centers Inc
COM
804395606
243
9600
SH
SOLE
9600
0
0
Schlumberger Ltd
COM
806857108
847
10845
SH
SOLE
10845
0
0
Schlumberger Ltd
COM
806857108
16
200
SH
OTR
0
0
200
Seattle Genetics Inc
COM
812578102
3117
49590
SH
SOLE
49590
0
0
Simon Property Group Inc
COM
828806109
33
195
SH
SOLE
195
0
0
Simon Property Group Inc
COM
828806109
250
1455
SH
OTR
0
0
1455
Snap-on Inc
COM
833034101
674
4000
SH
SOLE
4000
0
0
SPDR EURO STOXX 50 ETF
ETF
78463X202
290
7985
SH
SOLE
7985
0
0
SPDR Gold Shares
ETF
78463V107
211
1776
SH
SOLE
1776
0
0
SPDR S&P500 ETF Trust
ETF
78462F103
576
2445
SH
SOLE
2445
0
0
Starbucks Corp
COM
855244109
248
4239
SH
SOLE
4239
0
0
SunTrust Banks Inc
COM
867914103
259
4675
SH
SOLE
4675
0
0
Target Corp
COM
87612E106
2146
38889
SH
SOLE
38889
0
0
Target Corp
COM
87612E106
135
2450
SH
OTR
0
0
2450
Tesoro Logistics LP
LP UNIT
88160T107
2054
37700
SH
SOLE
37700
0
0
Thermo Fisher Scientific Inc
COM
883556102
354
2300
SH
SOLE
2300
0
0
Thermo Fisher Scientific Inc
COM
883556102
77
500
SH
OTR
0
0
500
TJX Cos Inc/The
COM
872540109
732
9248
SH
SOLE
9248
0
0
TJX Cos Inc/The
COM
872540109
186
2350
SH
OTR
0
0
2350
Trex Co Inc
COM
89531P105
243
3500
SH
OTR
0
0
3500
Union Pacific Corp
COM
907818108
1408
13295
SH
SOLE
13295
0
0
Union Pacific Corp
COM
907818108
318
3000
SH
OTR
0
0
3000
United Technologies Corp
COM
913017109
1360
12122
SH
SOLE
12122
0
0
United Technologies Corp
COM
913017109
236
2100
SH
OTR
0
0
2100
UnitedHealth Group Inc
COM
91324P102
358
2186
SH
SOLE
2186
0
0
Vanguard FTSE All-World ex-US
ETF
922042775
279
5830
SH
SOLE
5830
0
0
Vanguard FTSE Emerging Markets
ETF
922042858
386
9710
SH
SOLE
9710
0
0
Vanguard FTSE Europe ETF
ETF
922042874
212
4115
SH
SOLE
4115
0
0
Vanguard High Dividend Yield E
ETF
921946406
293
3773
SH
SOLE
3773
0
0
Vanguard Mid-Cap Growth ETF
ETF
922908538
215
1905
SH
SOLE
1905
0
0
Vanguard Mid-Cap Value ETF
ETF
922908512
888
8705
SH
SOLE
8705
0
0
Vanguard REIT ETF
ETF
922908553
282
3420
SH
SOLE
3420
0
0
Vanguard S&P 500 ETF
ETF
922908363
2485
11485
SH
SOLE
11485
0
0
Vanguard S&P 500 Growth ETF
ETF
921932505
650
5502
SH
SOLE
5502
0
0
Vanguard S&P 500 Value ETF
ETF
921932703
826
8240
SH
SOLE
8240
0
0
Vanguard Total Stock Market ET
ETF
922908769
700
5774
SH
SOLE
5774
0
0
Verizon Communications Inc
COM
92343V104
2011
41240
SH
SOLE
41240
0
0
Verizon Communications Inc
COM
92343V104
183
3761
SH
OTR
0
0
3761
VF Corp
COM
918204108
170
3100
SH
SOLE
3100
0
0
VF Corp
COM
918204108
154
2800
SH
OTR
0
0
2800
Visa Inc
COM
92826C839
4863
54723
SH
SOLE
54723
0
0
Visa Inc
COM
92826C839
444
5000
SH
OTR
0
0
5000
Wal-Mart Stores Inc
COM
931142103
741
10272
SH
SOLE
10272
0
0
Walt Disney Co/The
COM
254687106
1762
15540
SH
SOLE
15540
0
0
Walt Disney Co/The
COM
254687106
130
1149
SH
OTR
0
0
1149
Waste Management Inc
COM
94106L109
613
8400
SH
SOLE
8400
0
0
Waste Management Inc
COM
94106L109
73
1000
SH
OTR
0
0
1000
Wells Fargo & Co
COM
949746101
991
17802
SH
SOLE
17802
0
0
Wells Fargo & Co
COM
949746101
289
5200
SH
OTR
0
0
5200
Welltower Inc
COM
95040Q104
664
9377
SH
SOLE
9377
0
0
Welltower Inc
COM
95040Q104
77
1090
SH
OTR
0
0
1090
WisdomTree Continuous Commodit
ETF
97718W108
196
10164
SH
SOLE
10164
0
0
WisdomTree SmallCap Dividend F
ETF
97717W604
212
2624
SH
SOLE
2624
0
0
WP Carey Inc
COM
92936U109
397
6370
SH
SOLE
6370
0
0
Yum China Holdings Inc
COM
98850P109
336
12350
SH
SOLE
12350
0
0
Yum China Holdings Inc
COM
98850P109
82
3000
SH
OTR
0
0
3000
Yum! Brands Inc
COM
988498101
335
5250
SH
SOLE
5250
0
0
Yum! Brands Inc
COM
988498101
192
3000
SH
OTR
0
0
3000