0001389610-11-000004.txt : 20111114
0001389610-11-000004.hdr.sgml : 20111111
20111114160322
ACCESSION NUMBER: 0001389610-11-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VERTEX ONE ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001389610
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12402
FILM NUMBER: 111202340
BUSINESS ADDRESS:
STREET 1: 1920-1177 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 2K3
BUSINESS PHONE: 604-681-5787
MAIL ADDRESS:
STREET 1: 1920-1177 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 2K3
13F-HR
1
q3-13f_2011.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check Here if Amendment |_|; Amendment Number: _____
This Amendment (Check only one.):|_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Vertex One Asset Management Inc.
Address: 1920-1177 West Hastings Street
Vancouver, British Columbia V6E 2K3
Form 13F File Number: 028-12402
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeffrey D. McCord
Title: Managing Director
Phone: 604-681-5787
Signature, Place, and Date of Signing:
Jeffrey D. McCord Vancouver, British Columbia November 14, 2011
----------------- --------------------------- ------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this report
and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 84
Form 13F Information Table Value Total: $506,006 USD (in thousands)
TITLE OF VALUE X PRN SH/ PUT/ INVST OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP ($1,000) AMT PUT CALL DISCR MNGERS SOLE SHARED NONE
---------------------------------------------------------------------------------------------------------------------------------
Agnico Eagle Mines Ltd COM 008474108 27,356 455,000 SH SOLE SOLE
Alexco Resource Corp COM 01535P106 1,177 171,800 SH SOLE SOLE
Anglogold Ashanti Hldgs Fin MAND BD CV 03512Q206 91,148 1,861,312 SH SOLE SOLE
Apple Inc COM 037833100 33,544 88,000 SH SOLE SOLE
Aspen Insurance Holdings Ltd SHS G05384105 3,482 151,150 SH SOLE SOLE
Aspen Insurance Holdings Ltd PFD G05384113 985 19,700 SH SOLE SOLE
Banco Santander SA ADR 05964H105 2,157 268,223 SH SOLE SOLE
Bank Montreal Que COM 063671101 946 16,800 SH SOLE SOLE
Bank of America Corporation COM 060505104 654 106,920 SH SOLE SOLE
BCE INC COM NEW 05534B760 860 22,800 SH SOLE SOLE
Beazer Homes USA Inc NT SUB 07556Q402 1,296 134,900 SH SOLE SOLE
Bristol Myers Squibb Co COM 110122108 2,474 78,842 SH SOLE SOLE
CDN Imperial Bk of Commerce COM 136069101 1,141 16,200 SH SOLE SOLE
Celestica Inc SUB VTG SH 15101Q108 2,534 310,950 SH SOLE SOLE
Central European Media NOTE 153443AH9 2,087 2,950,000 SH SOLE SOLE
Cheniere Energry Partners LP COM UNIT 16411Q101 305 22,500 SH SOLE SOLE
Citigroup Inc UNIT 172967416 1,485 18,650 SH SOLE SOLE
Citigroup Inc COM 172967424 1,307 51,014 SH SOLE SOLE
Constellation Energy Group COM 210371100 4,758 125,000 SH SOLE SOLE
Fibertower Corp NOTE 31567RAC4 757 1,305,000 SH SOLE SOLE
General Electric Co COM 369604103 372 24,400 SH SOLE SOLE
Genworth Finl Inc COM Cl A 37247D106 2,701 470,500 SH SOLE SOLE
Goodrich Corp COM 382388106 27,081 224,400 SH SOLE SOLE
Goodyear Tire & Rubr Co PFD CONV 382550309 6,061 155,600 SH SOLE SOLE
Google Inc CL A 38259P508 10,212 19,853 SH SOLE SOLE
Greenlight Capital Re Ltd CL A G4095J109 6,375 307,367 SH SOLE SOLE
Hovnanian Enterprises Inc UNIT 44248W208 74 10,000 SH SOLE SOLE
Ingersoll-Rand PLC SHS G47791101 3,263 116,146 SH SOLE SOLE
Iron Mtn Inc COM 462846106 22,830 722,000 SH SOLE SOLE
JPMorgan Chase & Co COM 46625H100 700 23,250 SH SOLE SOLE
Keycorp New COM 493267108 2,025 341,400 SH SOLE SOLE
Keycorp New PFD 493267405 325 3,200 SH SOLE SOLE
Kinetic Concepts Inc COM NEW 49460W208 8,236 125,000 SH SOLE SOLE
Level 3 Communications Inc COM 52729N100 1,220 818,800 SH SOLE SOLE
Liberty Media Corp New COM SER A 53071M104 3,693 250,000 SH SOLE SOLE
Lilly Eli Co COM 532457108 1,017 27,500 SH SOLE SOLE
Louisiana Pac Corp COM 546347105 561 110,000 SH SOLE SOLE
Manulife Finl Corp COM 56501R106 513 44,800 SH SOLE SOLE
Marathon Oil Corp COM 565849106 11,092 514,000 SH SOLE SOLE
Mattel Inc COM 577081102 8,453 326,500 SH SOLE SOLE
Medco Health Solutions Inc COM 58405U102 2,345 50,000 SH SOLE SOLE
Merck & Co Inc New COM 58933Y105 2,563 78,370 SH SOLE SOLE
Metropolitan Health Networks COM 592142103 38 8,280 SH SOLE SOLE
Microsoft Corp COM 594918104 976 39,200 SH SOLE SOLE
Montpelier Re Holdings Ltd SHS G62185106 9,765 552,300 SH SOLE SOLE
Motorola Mobility Hldgs Inc COM 620097105 77,982 2,064,100 SH SOLE SOLE
Nalco Holding Company CL A 62985Q101 17,773 508,100 SH SOLE SOLE
Netlogic Microsystems Inc COM 64118B100 11,917 247,700 SH SOLE SOLE
Old Rep Intl Corp COM 680223104 758 85,000 SH SOLE SOLE
Oncolytics Biotech Inc COM 682310107 457 130,000 SH SOLE SOLE
Pan American Silver Corp COM 697900108 1,997 73,700 SH SOLE SOLE
Partnerre Ltd COM G6852T105 7,221 138,157 SH SOLE SOLE
Pfizer Inc COM 717081103 7,037 398,000 SH SOLE SOLE
Pitney Bowes Inc COM 724479100 692 36,800 SH SOLE SOLE
Platinum Underwriter Hldgs COM G7127P100 8,730 283,900 SH SOLE SOLE
Plum Creek Timber Co Inc COM 729251108 2,149 61,900 SH SOLE SOLE
Primero Mng Corp COM 74164W106 543 200,000 SH SOLE SOLE
QLT Inc COM 746927102 2,798 381,800 SH SOLE SOLE
Regions Financial Corp New COM 7591EP100 1,223 367,200 SH SOLE SOLE
Revett Minerals Inc COM NEW 761505205 584 150,000 SH SOLE SOLE
Rogers Communications Inc CL B 775109200 757 22,000 SH SOLE SOLE
Royal Bk Scotland Group PLC SP ADR 780097713 611 50,680 SH SOLE SOLE
San disk Corp NOTE 80004CAC5 2,042 2,100,000 SH SOLE SOLE
Sanofi RIGHT 80105N113 4 3,900 SH SOLE SOLE
Seadrill Limited SHS G7945E105 1,125 40,850 SH SOLE SOLE
Seaspan Corp SHS Y75638109 486 42,400 SH SOLE SOLE
Sonde Res Corp COM 835426107 1,148 496,423 SH SOLE SOLE
Southern Un Co New COM 844030106 10,021 247,000 SH SOLE SOLE
Student Trans Inc COM 86388A108 7,828 1,373,200 SH SOLE SOLE
Sun Life Finl Inc COM 866796105 620 25,800 SH SOLE SOLE
Suntrust Bks Inc COM 867914103 905 50,400 SH SOLE SOLE
Synovus Finl Corp COM 87161C105 193 180,000 SH SOLE SOLE
Synovus Finl Corp UNIT 87161C204 613 54,800 SH SOLE SOLE
Tekelec COM 879101103 193 32,000 SH SOLE SOLE
Telephone & Data Sys Inc SPL COM 879433860 2,910 147,200 SH SOLE SOLE
Tellabs Inc COM 879664100 5,402 1,259,200 SH SOLE SOLE
Valeant Pharmaceuticals Intl COM 91911K102 3,159 84,288 SH SOLE SOLE
Validus Holdings Ltd COM SHS G9319H102 108 4,336 SH SOLE SOLE
Wells Fargo & Co New Pfd Cnv A 949746804 6,058 5,864 SH SOLE SOLE
Wells Fargo& Co New COM 949746101 432 17,919 SH SOLE SOLE
Weyerhaeuser Co COM 962166104 19 1,226 SH SOLE SOLE
Whiting Pete Corp New Pfd Conv 966387201 504 3,000 SH SOLE SOLE
XL Group PLC SHS G98290102 4,437 236,021 SH SOLE SOLE
Zions Bancorporation COM 989701107 1,626 115,533 SH SOLE SOLE