0001389610-11-000003.txt : 20110805
0001389610-11-000003.hdr.sgml : 20110805
20110804175634
ACCESSION NUMBER: 0001389610-11-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110805
DATE AS OF CHANGE: 20110804
EFFECTIVENESS DATE: 20110805
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VERTEX ONE ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001389610
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12402
FILM NUMBER: 111011704
BUSINESS ADDRESS:
STREET 1: 1920-1177 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 2K3
BUSINESS PHONE: 604-681-5787
MAIL ADDRESS:
STREET 1: 1920-1177 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 2K3
13F-HR
1
q2-13f_2011.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check Here if Amendment |_|; Amendment Number: _____
This Amendment (Check only one.):|_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Vertex One Asset Management Inc.
Address: 1920-1177 West Hastings Street
Vancouver, British Columbia V6E 2K3
Form 13F File Number: 028-12402
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeffrey D. McCord
Title: Managing Director
Phone: 604-681-5787
Signature, Place, and Date of Signing:
Jeffrey D. McCord Vancouver, British Columbia August 4, 2011
----------------- --------------------------- ------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this report
and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
[If there are no entries in this list, omit this section.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: Seven
Form 13F Information Table Entry Total: 93
Form 13F Information Table Value Total: $442,665 USD (in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing
this report.
[If there are no entries in this list, state "NONE" and omit the
column headings and list entries.]
No. Form 13F File Number Name
01 028-12401 Vertex Fund
02 028-12398 Rocky Mountain Investments Ltd.
03 028-12399 Simkor Investments Ltd.
04 028-12406 589321 BC Ltd.
05 028-12408 Jeffrey McCord
06 028-12407 John Thiessen
07 028-12403 Matthew Wood
TITLE OF VALUE X PRN SH/ PUT/ INVST OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP ($1,000) AMT PUT CALL DISCR MANAGERS SOLE SHARED NONE
---------------------------------------------------------------------------------------------------------------------------------
Anglogold Ashanti Hldgs Fin MAND BD CV 03512Q206 87,233 1,748,512 SH SOLE 01 02 03 04 05 06 07 SOLE
Apple Inc COM 037833100 26,854 80,000 SH SOLE 01 02 03 04 05 06 07 SOLE
Bucyrus Intl Inc New COM 118759109 8,066 88,000 SH SOLE 01 02 03 04 05 06 07 SOLE
Greenlight Capital Re Ltd Cl A G4095J109 5,245 199,600 SH SOLE 01 02 03 04 05 06 07 SOLE
Hartford Finl Svcs Group Inc PFD 416515708 7,638 294,000 SH SOLE 01 02 03 04 05 06 07 SOLE
Marshall & Ilsley Corp New COM 571837103 9,943 1,247,600 SH SOLE 01 02 03 04 05 06 07 SOLE
Sonde Res Corp COM 835426107 1,934 596,423 SH SOLE 01 02 03 04 05 06 07 SOLE
Wells Fargo & Co New Perp Pfd 949746804 6,216 5,864 SH SOLE 01 02 03 04 05 06 07 SOLE
Whiting Pete Corp New Perp Pfd 966387201 803 3,000 SH SOLE 01 02 03 04 05 06 07 SOLE
Marathon Oil Corp COM 565849106 45,516 864,000 SH SOLE 01 02 03 04 05 06 07 SOLE
Iron Mtn Inc COM 462846106 25,568 750,000 SH SOLE 01 02 03 04 05 06 07 SOLE
Lyondellbasell Industries N SHS A N53745100 2,514 65,252 SH SOLE 01 02 03 04 05 06 07 SOLE
Level 3 Communications Inc COM 52729N100 18,300 7,500,000 SH SOLE 01 02 03 04 05 06 07 SOLE
Varian Semiconductor Equipmn COM 922207105 7,680 125,000 SH SOLE 01 02 03 04 05 06 07 SOLE
Lubrizol Corp COM 549271104 10,272 76,500 SH SOLE 01 02 03 04 05 06 07 SOLE
Eastman Kodak Co COM 277461109 10,277 2,870,673 SH SOLE 01 02 03 04 05 06 07 SOLE
Hypercom Corp COM 44913M103 2,089 212,500 SH SOLE 01 02 03 04 05 06 07 SOLE
Liberty Media Corp New COM SER A 53071M104 6,708 400,000 SH SOLE 01 02 03 04 05 06 07 SOLE
SRA Intl Inc COM 78464R105 2,319 75,000 SH SOLE 01 02 03 04 05 06 07 SOLE
Sanofi RIGHT 80105N113 1,601 664,400 SH SOLE 01 02 03 04 05 06 07 SOLE
Savvis Inc COM NEW 805423308 7,906 200,000 SH SOLE 01 02 03 04 05 06 07 SOLE
Warner Music Group Corp COM 934550104 3,169 385,500 SH SOLE 01 02 03 04 05 06 07 SOLE
Exco Resources Inc COM 269279402 2,648 150,000 SH SOLE 01 02 03 04 05 06 07 SOLE
Alexco Resource Corp COM 01535P106 1,757 244,700 SH SOLE 02 03 04 05 06 07 SOLE
American Express Co COM 025816109 517 10,000 SH SOLE 02 03 04 05 06 07 SOLE
Anglogold Ashanti Hldgs Fin MAND BD CV 03512Q206 4,231 84,800 SH SOLE 02 03 04 05 06 07 SOLE
Apple Inc COM 037833100 2,561 7,630 SH SOLE 02 03 04 05 06 07 SOLE
Aspen Insurance Holdings Ltd SHS G05384105 2,783 108,150 SH SOLE 02 03 04 05 06 07 SOLE
Aspen Insurance Holdings Ltd PFD PRP G05384113 1,026 19,700 SH SOLE 02 03 04 05 06 07 SOLE
Banco Santander SA ADR 05964H105 3,127 271,723 SH SOLE 02 03 04 05 06 07 SOLE
Bank Montreal Que COM 063671101 1,608 25,300 SH SOLE 02 03 04 05 06 07 SOLE
Bank of America Corporation COM 060505104 996 90,920 SH SOLE 02 03 04 05 06 07 SOLE
BCE Inc COM NEW 05534B760 893 22,800 SH SOLE 02 03 04 05 06 07 SOLE
Beazer Homes USA Inc NT SUB 07556Q402 2,516 134,900 SH SOLE 02 03 04 05 06 07 SOLE
Blackstone Group L P COM UNIT 09253U108 523 31,600 SH SOLE 02 03 04 05 06 07 SOLE
Bristol Myers Squibb Co COM 110122108 2,451 84,642 SH SOLE 02 03 04 05 06 07 SOLE
CDN Imperial Bk of Commerce COM 136069101 1,278 16,200 SH SOLE 02 03 04 05 06 07 SOLE
Celestica Inc SHS 15101Q108 2,321 265,150 SH SOLE 02 03 04 05 06 07 SOLE
Central European Media NOTE 153443AH9 1,646 1,850,000 SH SOLE 02 03 04 05 06 07 SOLE
Cheniere Energy Parners LP COM UNIT 16411Q101 638 35,500 SH SOLE 02 03 04 05 06 07 SOLE
Citigroup Inc UNIT 172967416 2,241 18,650 SH SOLE 02 03 04 05 06 07 SOLE
Citigroup Inc COM 172967424 2,124 51,014 SH SOLE 02 03 04 05 06 07 SOLE
Eastman Kodak Co NOTE 277461BJ7 877 1,000,000 SH SOLE 02 03 04 05 06 07 SOLE
Fibertower Corp NOTE 31567RAC4 1,168 1,305,000 SH SOLE 02 03 04 05 06 07 SOLE
General Electric Co COM 369604103 243 12,900 SH SOLE 02 03 04 05 06 07 SOLE
Genworth Finl Inc COM CL A 37247D106 3,027 294,500 SH SOLE 02 03 04 05 06 07 SOLE
Global Crossing Ltd SHS NEW G3921A175 2,303 60,000 SH SOLE 02 03 04 05 06 07 SOLE
Greenlight Capital Re Ltd CLASS A G4095J109 2,833 107,767 SH SOLE 02 03 04 05 06 07 SOLE
Hartford Finl Svcs Group Inc CONV PFD 416515708 571 22,000 SH SOLE 02 03 04 05 06 07 SOLE
Hovnanian Enterprises Inc UNIT 44248W208 161 10,000 SH SOLE 02 03 04 05 06 07 SOLE
Ingersoll-Rand PLC SHS G47791101 5,274 116,146 SH SOLE 02 03 04 05 06 07 SOLE
JPMorgan Chase & Co COM 46625H100 982 24,000 SH SOLE 02 03 04 05 06 07 SOLE
Keycorp New COM 493267108 1,178 141,400 SH SOLE 02 03 04 05 06 07 SOLE
Keycorp New PFD 493267405 358 3,200 SH SOLE 02 03 04 05 06 07 SOLE
Level 3 Communications Inc COM 52729N100 2,054 842,000 SH SOLE 02 03 04 05 06 07 SOLE
Lilly Eli Co COM 532457108 1,032 27,500 SH SOLE 02 03 04 05 06 07 SOLE
Louisiana Pac Corp COM 546347105 895 110,000 SH SOLE 02 03 04 05 06 07 SOLE
Manulife Finl Corp COM 56501R106 987 55,800 SH SOLE 02 03 04 05 06 07 SOLE
Mattel Inc COM 577081102 8,975 326,500 SH SOLE 02 03 04 05 06 07 SOLE
Merck & Co Inc New COM 58933Y105 2,766 78,370 SH SOLE 02 03 04 05 06 07 SOLE
Microsoft Corp COM 594918104 1,019 39,200 SH SOLE 02 03 04 05 06 07 SOLE
Montpelier Re Holdings Ltd SHS G62185106 9,022 501,200 SH SOLE 02 03 04 05 06 07 SOLE
Old Rep Intl Corp COM 680223104 999 85,000 SH SOLE 02 03 04 05 06 07 SOLE
Old Rep Intl Corp NOTE 680223AH7 994 1,000,000 SH SOLE 02 03 04 05 06 07 SOLE
Oncolytics Biotech Inc COM 682310107 723 130,000 SH SOLE 02 03 04 05 06 07 SOLE
Partnerre Ltd COM G6852T105 8,342 121,157 SH SOLE 02 03 04 05 06 07 SOLE
Pfizer Inc COM 717081103 8,199 398,000 SH SOLE 02 03 04 05 06 07 SOLE
Pitney Bowes Inc COM 724479100 1,283 55,800 SH SOLE 02 03 04 05 06 07 SOLE
Platinum Underwriter Hldgs COM G7127P100 8,572 257,900 SH SOLE 02 03 04 05 06 07 SOLE
Plum Creek Timber Co Inc COM 729251108 5,230 62,400 SH SOLE 02 03 04 05 06 07 SOLE
QLT Inc COM 746927102 2,747 381,800 SH SOLE 02 03 04 05 06 07 SOLE
Regions Financial Corp New COM 7591EP100 1,111 179,200 SH SOLE 02 03 04 05 06 07 SOLE
Revett Minerals Inc COM NEW 761505205 671 150,000 SH SOLE 02 03 04 05 06 07 SOLE
Rogers Communications Inc CL B 775109200 890 22,500 SH SOLE 02 03 04 05 06 07 SOLE
San disk Corp NOTE 80004CAC5 2,040 2,100,000 SH SOLE 02 03 04 05 06 07 SOLE
Sanofi RIGHT 80105N113 9 3,900 SH SOLE 02 03 04 05 06 07 SOLE
Seadrill Limited SHS G7945E105 1,838 52,100 SH SOLE 02 03 04 05 06 07 SOLE
Seaspan Corp SHS Y75638109 438 30,000 SH SOLE 02 03 04 05 06 07 SOLE
Sonde Res Corp COM 835426107 324 100,000 SH SOLE 02 03 04 05 06 07 SOLE
Sprint Nextel Corp COM SER 1 852061100 539 100,000 SH SOLE 02 03 04 05 06 07 SOLE
Starwood Ppty Tr Inc COM 85571B105 677 33,000 SH SOLE 02 03 04 05 06 07 SOLE
Sun Life Finl Inc COM 866796105 792 26,300 SH SOLE 02 03 04 05 06 07 SOLE
Suntrust Bks Inc COM 867914103 1,300 50,400 SH SOLE 02 03 04 05 06 07 SOLE
Supervalu Inc COM 868536103 282 30,000 SH SOLE 02 03 04 05 06 07 SOLE
Synovus Finl Corp COM 87161C105 374 180,000 SH SOLE 02 03 04 05 06 07 SOLE
Synovus Finl Corp UNIT 87161C204 1,110 54,800 SH SOLE 02 03 04 05 06 07 SOLE
Toronto Dominion Bk Ont COM NEW 891160509 466 5,500 SH SOLE 02 03 04 05 06 07 SOLE
Valeant Pharmaceuticals COM 91911K102 4,380 84,288 SH SOLE 02 03 04 05 06 07 SOLE
Validus Holdings Ltd COM SHS G9319H102 134 4,336 SH SOLE 02 03 04 05 06 07 SOLE
Wells Fargo& Co New COM 949746101 503 17,919 SH SOLE 02 03 04 05 06 07 SOLE
Weyerhaeuser Co COM 962166104 27 1,226 SH SOLE 02 03 04 05 06 07 SOLE
XL Group PLC COM G98290102 3,436 156,350 SH SOLE 02 03 04 05 06 07 SOLE
Zions Bancorporation COM 989701107 2,774 115,533 SH SOLE 02 03 04 05 06 07 SOLE