-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JUWBG5Qe/mwFGjobcgwfXqZfxwraDthZa3pak3SA66f+IGAmZvPVUSrJSrzlB0p1 awiKsnKw2MPtIf9/QKlB1A== 0001389610-08-000012.txt : 20081114 0001389610-08-000012.hdr.sgml : 20081114 20081114153656 ACCESSION NUMBER: 0001389610-08-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VERTEX ONE ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001389610 IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12402 FILM NUMBER: 081190834 BUSINESS ADDRESS: STREET 1: 1920-1177 WEST HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 2K3 BUSINESS PHONE: 604-681-5787 MAIL ADDRESS: STREET 1: 1920-1177 WEST HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 2K3 13F-HR 1 q3-13f_2008.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check Here if Amendment |_|; Amendment Number: _____ This Amendment (Check only one.):|_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Vertex One Asset Management Inc. Address: 1920-1177 West Hastings Street Vancouver, British Columbia V6E 2K3 Form 13F File Number: 028-12402 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey D. McCord Title: Managing Director Phone: 604-681-5787 Signature, Place, and Date of Signing: Jeffrey D. McCord Vancouver, British Columbia November 14, 2008 - ----------------- --------------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None [If there are no entries in this list, omit this section.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Seven Form 13F Information Table Entry Total: 59 Form 13F Information Table Value Total: $330,095 USD (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 028-12401 Vertex Fund 02 028-12398 Rocky Mountain Investments Ltd. 03 028-12399 Simkor Investments Ltd. 04 028-12406 589321 BC Ltd. 05 028-12408 Jeffrey McCord 06 028-12407 John Thiessen 07 028-12403 Matthew Wood
TITLE OF VALUE X PRN SH/ PUT/ INVST OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP ($1,000) AMT PUT CALL DISCR MANAGERS SOLE SHARED NONE - --------------------------------------------------------------------------------------------------------------------------------- Aurizon Mines Ltd COM 05155P106 1,040 388,174 SH SOLE 01 02 03 04 05 06 07 388,174 Bank of America Corp COM 060505104 840 24,000 SH SOLE 02 03 04 05 06 07 24,000 BCE Inc COM NEW 05534B760 345 10,000 SH SOLE 01 02 03 04 05 06 07 10,000 Bristol Myers Squibb Co COM 110122108 726 34,800 SH SOLE 02 03 04 05 06 07 34,800 Bunge Limited COM G16962105 1,579 25,000 SH SOLE 01 02 03 04 05 06 07 25,000 Captaris Inc COM 14071N104 2,543 551,900 SH SOLE 01 02 03 04 05 06 07 551,900 Cherokee Intl Corp COM 164450108 371 130,385 SH SOLE 01 02 03 04 05 06 07 130,385 CIT Group Inc COM 125581108 105 15,100 SH SOLE 01 02 03 04 05 06 07 15,100 Citigroup Inc COM 172967101 500 24,400 SH SOLE 02 03 04 05 06 07 24,400 Constellation Energy COM 210371100 2,951 121,500 SH SOLE 01 02 03 04 05 06 07 121,500 Corn ProdS Intl Inc COM 219023108 20,324 630,000 SH SOLE 01 02 03 04 05 06 07 630,000 Corus Bankshares Inc COM 220873103 608 150,000 SH SOLE 02 03 04 05 06 07 150,000 Disney Walt Co COM DISNEY 254687106 6,908 225,100 SH SOLE 02 03 04 05 06 07 225,100 Encana Corp COM 292505104 3,146 49,258 SH SOLE 01 02 03 04 05 06 07 49,258 Etelcare Global Solutions SPON ADR 29759R102 1,655 200,000 SH SOLE 01 02 03 04 05 06 07 200,000 Fairfax Finl Hldgs Ltd SUB VTG 303901102 14,439 45,000 SH SOLE 02 03 04 05 06 07 45,000 Foundry Networks Inc COM 35063R100 18,199 1,000,000 SH SOLE 01 02 03 04 05 06 07 1,000,000 General Electric Co COM 369604103 255 10,000 SH SOLE 01 02 03 04 05 06 07 10,000 Genworth Finl Inc COM CL A 37247D106 594 69,000 SH SOLE 02 03 04 05 06 07 69,000 Grey Wolf Inc COM 397888108 36,750 4,726,700 SH SOLE 01 02 03 04 05 06 07 4,726,700 Hercules Inc COM 427056106 6,922 350,000 SH SOLE 01 02 03 04 05 06 07 350,000 HSBC Hldgs PLC SPON ADR 404280406 727 9,000 SH SOLE 02 03 04 05 06 07 9,000 I2 technologies Inc COM NEW 465754208 3,730 276,700 SH SOLE 01 02 03 04 05 06 07 276,700 Ikon Office Solutions Inc COM 451713101 6,457 379,854 SH SOLE 01 02 03 04 05 06 07 379,854 Ingersoll-Rand Company Ltd CL A G4776G101 5,458 175,100 SH SOLE 02 03 04 05 06 07 175,100 International Coal Grp Inc COM 45928H106 12,493 1,003,365 SH SOLE 01 02 03 04 05 06 07 1,003,365 IPC Hldgs Ltd ORD G4933P101 7,809 258,500 SH SOLE 02 03 04 05 06 07 258,500 Ishares Silver Trust ISHARES 46428Q109 11,700 988,010 SH SOLE 01 02 03 04 05 06 07 988,010 James River Coal Co COM NEW 470355207 15,676 713,340 SH SOLE 01 02 03 04 05 06 07 713,340 Johnson & Johnson COM 478160104 7,392 106,700 SH SOLE 02 03 04 05 06 07 106,700 JPMorgan & Chase & Co COM 46625H100 887 19,000 SH SOLE 02 03 04 05 06 07 19,000 Marshall & Ilsley Corp New COM 571837103 605 30,000 SH SOLE 02 03 04 05 06 07 30,000 Mattel Inc COM 577081102 7,817 433,300 SH SOLE 02 03 04 05 06 07 433,300 MBIA Inc COM 55262C100 238 20,000 SH SOLE 01 02 03 04 05 06 07 20,000 MBIA Inc COM 55262C100 476 40,000 SH SOLE 02 03 04 05 06 07 40,000 Merck & Co Inc COM 589331107 1,707 54,100 SH SOLE 02 03 04 05 06 07 54,100 Merrill Lynch & Co Inc COM 590188108 22,756 900,000 SH SOLE 01 02 03 04 05 06 07 900,000 Merrill Lynch & Co Inc COM 590188108 633 25,000 SH SOLE 02 03 04 05 06 07 25,000 Montpelier Re Holdings Ltd COM G62185106 7,882 477,400 SH SOLE 02 03 04 05 06 07 477,400 Napster Inc COM 630797108 3,913 1,500,000 SH SOLE 01 02 03 04 05 06 07 1,500,000 New Gold Inc CDA COM 644535106 26,012 5,601,878 SH SOLE 01 02 03 04 05 06 07 5,601,878 Nexen Inc COM 65334H102 9,278 399,650 SH SOLE 01 02 03 04 05 06 07 399,650 Odyssey Re Hldgs Corp COM 67612W108 3,397 77,550 SH SOLE 02 03 04 05 06 07 77,550 Partnerre Ltd COM G6852T105 7,864 115,500 SH SOLE 02 03 04 05 06 07 115,500 PeopleSupport Inc COM 712714302 340 29,073 SH SOLE 01 02 03 04 05 06 07 29,073 Petro-Cda COM 71644E102 11,214 336,995 SH SOLE 01 02 03 04 05 06 07 336,995 Pfizer Inc COM 717081103 5,589 303,100 SH SOLE 02 03 04 05 06 07 303,100 Philadelphia Cons Hldg Corp COM 717528103 10,243 175,000 SH SOLE 01 02 03 04 05 06 07 175,000 QLT Inc COM 746927102 327 100,000 SH SOLE 01 02 03 04 05 06 07 100,000 QLT Inc COM 746927102 1,079 330,000 SH SOLE 02 03 04 05 06 07 330,000 Rockwell Automation Inc COM 773903109 859 23,000 SH SOLE 02 03 04 05 06 07 23,000 Sciele Pharma Inc COM 808627103 3,077 100,000 SH SOLE 01 02 03 04 05 06 07 100,000 Secure Computing Corp COM 813705100 1,674 305,600 SH SOLE 01 02 03 04 05 06 07 305,600 Sovereign Bancorp Inc COM 845905108 344 87,000 SH SOLE 02 03 04 05 06 07 87,000 Suntrust Bks Inc COM 867914103 855 19,000 SH SOLE 02 03 04 05 06 07 19,000 Transalta Corp COM 89346D107 6,931 257,840 SH SOLE 01 02 03 04 05 06 07 257,840 Wachovia Corp New COM 929903102 350 100,000 SH SOLE 01 02 03 04 05 06 07 100,000 XL Cap Ltd CL A G98255105 538 30,000 SH SOLE 02 03 04 05 06 07 30,000 Zions Bancorporation COM 989701107 968 25,000 SH SOLE 02 03 04 05 06 07 25,000
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