0001062993-17-004822.txt : 20171113
0001062993-17-004822.hdr.sgml : 20171110
20171113104347
ACCESSION NUMBER: 0001062993-17-004822
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
EFFECTIVENESS DATE: 20171113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VERTEX ONE ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001389610
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12402
FILM NUMBER: 171194046
BUSINESS ADDRESS:
STREET 1: 3200 - 1021 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 0C3
BUSINESS PHONE: 604-681-5787
MAIL ADDRESS:
STREET 1: 3200 - 1021 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 0C3
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001389610
XXXXXXXX
09-30-2017
09-30-2017
VERTEX ONE ASSET MANAGEMENT INC.
3200 - 1021 WEST HASTINGS STREET
VANCOUVER
A1
V6E 0C3
13F HOLDINGS REPORT
028-12402
N
Martin Lang
Chief Compliance Officer
604-681-5787
Martin Lang
Vancouver
A1
11-07-2017
0
112
613144
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ADVISORY BRD CO
COM
00762W107
6397
119300
SH
SOLE
119300
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
23355
1167773
SH
SOLE
1167773
0
0
AMTRUST FINL SVCS INC
COM
032359309
1279
95000
SH
SOLE
95000
0
0
ARROW ELECTRS INC
COM
042735100
1717
21354
SH
SOLE
21354
0
0
ATWOOD OCEANICS INC
COM
050095108
5149
548400
SH
SOLE
548400
0
0
BANC OF CALIFORNIA INC
COM
05990K106
1089
52500
SH
SOLE
52500
0
0
BANCO SANTANDER SA
ADR
05964H105
1109
159764
SH
SOLE
159764
0
0
BEAZER HOMES USA INC
COM NEW
07556Q881
8651
461634
SH
SOLE
461634
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
1074
26500
SH
SOLE
26500
0
0
BLUEROCK RESIDENTIAL GRW REI
COM CL A
09627J102
4212
380799
SH
SOLE
380799
0
0
BOFI HLDG INC
COM
05566U108
41174
1446226
SH
SOLE
1446226
0
0
BONANZA CREEK ENERGY INC
COM NEW
097793400
1768
53587
SH
SOLE
53587
0
0
BROOKFIELD BUSINESS PARTNERS
UNIT LTD LP
G16234109
22708
765780
SH
SOLE
765780
0
0
CALAMP CORP
COM
128126109
5193
223356
SH
SOLE
223356
0
0
CAPITAL BK FINL CORP
CL A COM
139794101
4926
120000
SH
SOLE
120000
0
0
CAPITOL INVT CORP IV
UNIT 99/99/9999
G18920119
2024
200000
SH
SOLE
200000
0
0
CATCHMARK TIMBER TR INC
CL A
14912Y202
6243
495071
SH
SOLE
495071
0
0
CENTURY CMNTYS INC
COM
156504300
7881
319071
SH
SOLE
319071
0
0
CITIGROUP INC
*W EXP 01/04/201
172967226
2562
22236292
SH
SOLE
22236292
0
0
BARD C R INC
COM
067383109
13397
41800
SH
SOLE
41800
0
0
CYPRESS SEMICONDUCTOR CORP
NOTE 4.500% 1/1
232806AM1
654
500000
SH
SOLE
500000
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
6030
78100
SH
SOLE
78100
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
4158
286792
SH
SOLE
286792
0
0
DOUBLE EAGLE ACQUISITION COR
COM
G28195124
2020
200000
SH
SOLE
200000
0
0
DRAPER OAKWOOD TECHNOLOGY
UNIT 09/30/2024
26146L202
1226
120000
SH
SOLE
120000
0
0
ELECTRUM SPL ACQUISITION COR
SHS
G3105C104
2409
235000
SH
SOLE
235000
0
0
ELECTRUM SPL ACQUISITION COR
*W EXP 99/99/999
G3105C112
102
320000
SH
SOLE
320000
0
0
ENERGY XXI GULF COAST INC
COM
29276K101
4495
434753
SH
SOLE
434753
0
0
ENSCO PLC
SHS CLASS A
G3157S106
1026
171800
SH
SOLE
171800
0
0
FEDERAL STR ACQUISITION CORP
UNIT 99/99/9999
31421V206
4121
399700
SH
SOLE
399700
0
0
FINTECH ACQUISITION CORP II
UNIT 99/99/9999
31810G208
996
95000
SH
SOLE
95000
0
0
FLEX LTD
ORD
Y2573F102
5397
325700
SH
SOLE
325700
0
0
FORUM MERGER CORP
UNIT 06/01/2024
34985B202
769
75000
SH
SOLE
75000
0
0
FRANCO NEVADA CORP
COM
351858105
19069
246158
SH
SOLE
246158
0
0
FRANKLIN RES INC
COM
354613101
18294
410999
SH
SOLE
410999
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
2830
201550
SH
SOLE
201550
0
0
GILEAD SCIENCES INC
COM
375558103
648
8000
SH
SOLE
8000
0
0
GLOBAL PARTNER ACQUISITION C
*W EXP 07/01/202
37954X113
198
250000
SH
SOLE
250000
0
0
GLOBAL PARTNER ACQUISITION C
COM
37954X105
999
99400
SH
SOLE
99400
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
233
7000
SH
SOLE
7000
0
0
GORES HLDGS II INC
UNIT 99/99/9999
382867208
3840
365000
SH
SOLE
365000
0
0
HENNESSY CAP ACQUSTON CORP I
UNIT 06/15/2024
42588L204
1497
145000
SH
SOLE
145000
0
0
HILTON GRAND VACATIONS INC
COM
43283X105
6953
180000
SH
SOLE
180000
0
0
HORNBECK OFFSHORE SVCS INC N
COM
440543106
708
175200
SH
SOLE
175200
0
0
HUNTER MARITIME ACQUISITION
CL A
Y37828111
686
70000
SH
SOLE
70000
0
0
HUNTER MARITIME ACQUISITION
*W EXP 99/99/999
Y37828129
21
35000
SH
SOLE
35000
0
0
INDUSTREA ACQUISITION CORP
UNIT 07/21/2024
45579J203
4040
400000
SH
SOLE
400000
0
0
THERAVANCE INC
NOTE 2.125% 1/1
88338TAB0
490
500000
SH
SOLE
500000
0
0
IXYS CORP
COM
46600W106
1839
77595
SH
SOLE
77595
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
24806
459379
SH
SOLE
459379
0
0
KAYNE ANDERSON ACQUISITION
UNIT 06/30/2022
48661U201
4780
477000
SH
SOLE
477000
0
0
KITE PHARMA INC
COM
49803L109
7246
40300
SH
SOLE
40300
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
10005
187753
SH
SOLE
187753
0
0
LIGHTPATH TECHNOLOGIES INC
CL A NEW
532257805
2112
825000
SH
SOLE
825000
0
0
LILIS ENERGY INC
COM NEW
532403201
31739
7100361
SH
SOLE
7100361
0
0
MAG SILVER CORP
COM
55903Q104
7097
633700
SH
SOLE
633700
0
0
MANULIFE FINL CORP
COM
56501R106
1037
51107
SH
SOLE
51107
0
0
MATLIN & PARTNERS ACQUISITIO
UNIT 05/28/2021A
57682V205
4669
460000
SH
SOLE
460000
0
0
MATTEL INC
COM
577081102
875
56500
SH
SOLE
56500
0
0
MCEWEN MNG INC
COM
58039P107
3426
1751800
SH
SOLE
1751800
0
0
M D C HLDGS INC
COM
552676108
3493
105176
SH
SOLE
105176
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
693
500000
SH
SOLE
500000
0
0
MICROSOFT CORP
COM
594918104
670
9000
SH
SOLE
9000
0
0
MODERN MEDIA ACQUISITION
UNIT 99/99/9999
60765P202
1691
149900
SH
SOLE
149900
0
0
MONSANTO CO NEW
COM
61166W101
7033
58700
SH
SOLE
58700
0
0
NATIONAL ENERGY SERVICES REU
*W EXP 05/05/202
G6375R115
137
275000
SH
SOLE
275000
0
0
NATIONAL ENERGY SERVICES REU
SHS
G6375R107
2646
275000
SH
SOLE
275000
0
0
NEURODERM LTD
ORD SHS
M74231107
1136
29200
SH
SOLE
29200
0
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
1559
135000
SH
SOLE
135000
0
0
NOBLE CORP PLC
SHS USD
G65431101
10122
2200464
SH
SOLE
2200464
0
0
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
9867
5484600
SH
SOLE
5484600
0
0
NUANCE COMMUNICATIONS INC
DEBT 1.500%11/0
67020YAG5
501
500000
SH
SOLE
500000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
17291
152900
SH
SOLE
152900
0
0
NXSTAGE MEDICAL INC
COM
67072V103
2912
105500
SH
SOLE
105500
0
0
ORACLE CORP
COM
68389X105
967
20000
SH
SOLE
20000
0
0
ORBITAL ATK INC
COM
68557N103
3795
28500
SH
SOLE
28500
0
0
OSPREY ENERGY ACQUISITION CO
UNIT 07/21/2022
688397207
1490
150000
SH
SOLE
150000
0
0
OVERSTOCK COM INC DEL
COM
690370101
7523
253296
SH
SOLE
253296
0
0
PAREXEL INTL CORP
COM
699462107
6527
74100
SH
SOLE
74100
0
0
PATTERN ENERGY GROUP INC
NOTE 4.000% 7/1
70338PAB6
1044
1000000
SH
SOLE
1000000
0
0
PATTERSON UTI ENERGY INC
COM
703481101
6436
307339
SH
SOLE
307339
0
0
PENSARE ACQUISITION CORP
UNIT 07/27/2022
70957E204
1550
150000
SH
SOLE
150000
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
3033
975500
SH
SOLE
975500
0
0
QORVO INC
COM
74736K101
4376
61910
SH
SOLE
61910
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
28445
445288
SH
SOLE
445288
0
0
RICE ENERGY INC
COM
762760106
4857
167815
SH
SOLE
167815
0
0
RMG NETWORKS HLDG CORP
COM NEW
74966K300
85
40277
SH
SOLE
40277
0
0
ROCKWELL COLLINS INC
COM
774341101
7424
56800
SH
SOLE
56800
0
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
3418
266000
SH
SOLE
266000
0
0
S&W SEED CO
COM
785135104
107
34065
SH
SOLE
34065
0
0
SABAN CAP ACQUISITION CORP
UNIT 99/99/9999
78516C205
2338
219500
SH
SOLE
219500
0
0
SCHNITZER STL INDS
CL A
806882106
13389
475621
SH
SOLE
475621
0
0
SEACOR HOLDINGS INC
NOTE 3.000%11/1
81170YAB5
449
500000
SH
SOLE
500000
0
0
SILVER RUN ACQUISITION
COM CL A
82812A103
4845
475000
SH
SOLE
475000
0
0
SILVER RUN ACQUISITION
*W EXP 03/28/202
82812A111
35
23333
SH
SOLE
23333
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
7506
73657
SH
SOLE
73657
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
UNIT 99/99/9999
G8250R111
8672
822000
SH
SOLE
822000
0
0
STARWOOD WAYPOINT HOMES
COM
85572F105
2740
75332
SH
SOLE
75332
0
0
SUN LIFE FINL INC
COM
866796105
868
21808
SH
SOLE
21808
0
0
SUNCOKE ENERGY PARTNERS L P
COMUNIT REP LT
86722Y101
869
50537
SH
SOLE
50537
0
0
SYNCHRONOSS TECHNOLOGIES INC
NOTE 0.750% 8/1
87157BAA1
428
500000
SH
SOLE
500000
0
0
TASEKO MINES LTD
COM
876511106
19321
10302574
SH
SOLE
10302574
0
0
TIME WARNER INC
COM NEW
887317303
24799
242060
SH
SOLE
242060
0
0
TPG PACE ENERGY HLDGS CORP
UNIT 99/99/9999
872656202
4501
440000
SH
SOLE
440000
0
0
TPG PACE HLDGS CORP
UNIT 99/99/9999
G89827102
2575
250000
SH
SOLE
250000
0
0
TRANSALTA CORP
COM
89346D107
8504
1453500
SH
SOLE
1453500
0
0
TRANSOCEAN LTD
CALL
H8817H900
450
3000
SH
SOLE
3000
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
6411
595800
SH
SOLE
595800
0
0
TRIBUNE MEDIA CO
CL A
896047503
1897
46421
SH
SOLE
46421
0
0
UNISYS CORP
COM NEW
909214306
2900
341201
SH
SOLE
341201
0
0
VANTAGE ENERGY ACQUISITION
UNIT 04/12/2024
92211L204
2441
240000
SH
SOLE
240000
0
0
VERTEX ENERGY INC
COM
92534K107
931
1225166
SH
SOLE
1225166
0
0