0001062993-15-002660.txt : 20150513
0001062993-15-002660.hdr.sgml : 20150513
20150513172913
ACCESSION NUMBER: 0001062993-15-002660
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150513
DATE AS OF CHANGE: 20150513
EFFECTIVENESS DATE: 20150513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VERTEX ONE ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001389610
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12402
FILM NUMBER: 15859477
BUSINESS ADDRESS:
STREET 1: 1920-1177 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 2K3
BUSINESS PHONE: 604-681-5787
MAIL ADDRESS:
STREET 1: 1920-1177 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 2K3
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001389610
XXXXXXXX
03-31-2015
03-31-2015
VERTEX ONE ASSET MANAGEMENT INC.
1920-1177 WEST HASTINGS STREET
VANCOUVER
A1
V6E 2K3
13F HOLDINGS REPORT
028-12402
N
Martin Lang
Chief Compliance Officer
604-681-5787
Martin Lang
Vancouver
A1
05-12-2015
0
121
846225
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ACTAVIS PLC
SHS
G0083B108
35563
119490
SH
SOLE
119490
0
0
ADEPT TECHNOLOGY INC
COM NEW
006854202
6362
1034540
SH
SOLE
1034540
0
0
AGRIUM INC
COM
008916108
2044
19600
SH
SOLE
19600
0
0
ALASKA COMMUNICATIONS SYS GR
NOTE 6.250% 5/0
01167PAE1
986
1000000
SH
SOLE
1000000
0
0
ALCOA INC
DEP SHS 1/10TH
013817309
877
20000
SH
SOLE
20000
0
0
ARUBA NETWORKS INC
COM
043176106
2449
100000
SH
SOLE
100000
0
0
AVIV REIT INC MD
COM
05381L101
559
15325
SH
SOLE
15325
0
0
BANCO SANTANDER SA
ADR
05964H105
11999
1610599
SH
SOLE
1610599
0
0
BARCLAYS PLC
ADR
06738E204
4877
334700
SH
SOLE
334700
0
0
BEAZER HOMES USA INC
COM NEW
07556Q881
7339
414170
SH
SOLE
414170
0
0
BEAZER HOMES USA INC
UNIT 07/15/2015
07556Q709
686
25500
SH
SOLE
25500
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
3227
69450
SH
SOLE
69450
0
0
BLUE BIRD CORP
*W EXP 01/23/201
095306114
52
75000
SH
SOLE
75000
0
0
BOFI HLDG INC
COM
05566U108
7990
85876
SH
SOLE
85876
0
0
BPZ RESOURCES INC
MTNF 6.500% 3/0
055639AB4
97
500000
SH
SOLE
500000
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
1236
50722
SH
SOLE
50722
0
0
CATAMARAN CORP
COM
148887102
11908
200000
SH
SOLE
200000
0
0
CATCHMARK TIMBER TR INC
CL A
14912Y202
6640
566595
SH
SOLE
566595
0
0
CELESTICA INC
SUB VTG SHS
15101Q108
7261
653950
SH
SOLE
653950
0
0
CENTRAL EUROPEAN MEDIA
NOTE 5.000%11/1
153443AH9
1963
1950000
SH
SOLE
1950000
0
0
CENTURY CMNTYS INC
COM
156504300
1894
97971
SH
SOLE
97971
0
0
CENTURYLINK INC
COM
156700106
3210
92900
SH
SOLE
92900
0
0
CITY NATL CORP
COM
178566105
9478
106400
SH
SOLE
106400
0
0
COVISINT CORP
COM
22357R103
75
36850
SH
SOLE
36850
0
0
CUSTOMERS BANCORP INC
COM
23204G100
5233
214800
SH
SOLE
214800
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
3164
118092
SH
SOLE
118092
0
0
DIRECTV
COM
25490A309
10637
125000
SH
SOLE
125000
0
0
DRESSER-RAND GROUP INC
COM
261608103
19557
243400
SH
SOLE
243400
0
0
ELDORADO GOLD CORP NEW
COM
284902103
917
200000
SH
SOLE
200000
0
0
ENSCO PLC
SHS CLASS A
G3157S106
2925
138800
SH
SOLE
138800
0
0
EXELIS INC
COM
30162A108
12850
527268
SH
SOLE
527268
0
0
FAMILY DLR STORES INC
COM
307000109
20682
261000
SH
SOLE
261000
0
0
FIAT CHRYSLER AUTOMOBILES N
MAN COV SEC 16
N31738110
455
330000
SH
SOLE
330000
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
4169
258300
SH
SOLE
258300
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
3427
180850
SH
SOLE
180850
0
0
FREESCALE SEMICONDUCTOR LTD
SHS
G3727Q101
11209
275000
SH
SOLE
275000
0
0
GENWORTH FINL INC
COM CL A
37247D106
9974
1364500
SH
SOLE
1364500
0
0
GOLDCORP INC NEW
COM
380956409
994
54941
SH
SOLE
54941
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
11563
427000
SH
SOLE
427000
0
0
GREENLIGHT CAPITAL RE LTD
CLASS A
G4095J109
19759
621349
SH
SOLE
621349
0
0
GULFMARK OFFSHORE INC
CL A NEW
402629208
196
15000
SH
SOLE
15000
0
0
HARMONY MERGER CORP
UNIT 99/99/9999
413247206
1750
175000
SH
SOLE
175000
0
0
HOLOGIC INC
FRNT 2.000%12/1
436440AB7
1474
1000000
SH
SOLE
1000000
0
0
HOSPIRA INC
COM
441060100
32447
369390
SH
SOLE
369390
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
7072
1986644
SH
SOLE
1986644
0
0
INTEL CORP
COM
458140100
3233
103400
SH
SOLE
103400
0
0
INTREXON CORP
COM
46122T102
2268
50000
SH
SOLE
50000
0
0
JABIL CIRCUIT INC
COM
466313103
20016
856100
SH
SOLE
856100
0
0
JDS UNIPHASE CORP
DBCV 0.625% 8/1
46612JAF8
1039
1000000
SH
SOLE
1000000
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
17047
774495
SH
SOLE
774495
0
0
KEYCORP NEW
COM
493267108
6590
465400
SH
SOLE
465400
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
1325
597300
SH
SOLE
597300
0
0
LAKE SHORE GOLD CORP
COM
510728108
942
1158300
SH
SOLE
1158300
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
3278
57912
SH
SOLE
57912
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
14707
385000
SH
SOLE
385000
0
0
LORILLARD INC
COM
544147101
8077
123600
SH
SOLE
123600
0
0
MAG SILVER CORP
COM
55903Q104
1957
316100
SH
SOLE
316100
0
0
MATTEL INC
COM
577081102
10171
445100
SH
SOLE
445100
0
0
MAVENIR SYS INC
COM
577675101
5216
294000
SH
SOLE
294000
0
0
MCEWEN MNG INC
COM
58039P107
1263
1259700
SH
SOLE
1259700
0
0
M D C HLDGS INC
COM
552676108
5349
187676
SH
SOLE
187676
0
0
MEADWESTVACO CORP
COM
583334107
10098
202481
SH
SOLE
202481
0
0
MERUS LABS INTL INC NEW
COM
59047R101
7598
3604300
SH
SOLE
3604300
0
0
MICRON TECHNOLOGY INC
COM
595112103
2035
75000
SH
SOLE
75000
0
0
MONTPELIER RE HOLDINGS LTD
SHS
G62185106
11524
299790
SH
SOLE
299790
0
0
MOSAIC CO NEW
COM
61945C103
1842
40000
SH
SOLE
40000
0
0
NOBLE CORP PLC
SHS USD
G65431101
4644
325217
SH
SOLE
325217
0
0
NORTH ATLANTIC DRILLING LTD
COM
G6613P202
2961
2552903
SH
SOLE
2552903
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
13549
135000
SH
SOLE
135000
0
0
OFFICE DEPOT INC
COM
676220106
8280
900000
SH
SOLE
900000
0
0
PACIFIC ETHANOL INC
COM PAR $.001
69423U305
12136
1124780
SH
SOLE
1124780
0
0
PARAMOUNT GOLD & SILVER CORP
COM
69924P102
1069
1057925
SH
SOLE
1057925
0
0
PDL BIOPHARMA INC
NOTE 4.000% 2/0
69329YAF1
962
1000000
SH
SOLE
1000000
0
0
PHARMACYCLICS INC
COM
716933106
17840
69700
SH
SOLE
69700
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
4071
93700
SH
SOLE
93700
0
0
PRETIUM RES INC
COM
74139C102
504
100000
SH
SOLE
100000
0
0
QLT INC
COM
746927102
558
141660
SH
SOLE
141660
0
0
QORVO INC
COM
74736K101
6786
85150
SH
SOLE
85150
0
0
QUINPARIO ACQUISITION CORP 2
UNIT 01/01/2023
74874U200
5040
500000
SH
SOLE
500000
0
0
RAYONIER INC
COM
754907103
3102
115043
SH
SOLE
115043
0
0
REGIONS FINL CORP NEW
COM
7591EP100
5543
586600
SH
SOLE
586600
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
324
3248
SH
SOLE
3248
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
903
97900
SH
SOLE
97900
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
25252
657634
SH
SOLE
657634
0
0
REVOLUTION LIGHTING TECHNOLO
COM
76155G107
1110
1000000
SH
SOLE
1000000
0
0
RIO ALTO MNG LTD NEW
COM
76689T104
4899
1988500
SH
SOLE
1988500
0
0
RIVERBED TECHNOLOGY INC
COM
768573107
523
25000
SH
SOLE
25000
0
0
ROYAL BK SCOTLAND GROUP PLC
SPONS ADR 20 ORD
780097689
44351
4395500
SH
SOLE
4395500
0
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF S
780097739
568
22694
SH
SOLE
22694
0
0
ROYAL BK SCOTLAND GROUP PLC
ADR PREF SHS Q
780097754
793
31500
SH
SOLE
31500
0
0
RTI INTL METALS INC
COM
74973W107
14096
392524
SH
SOLE
392524
0
0
SALIX PHARMACEUTICALS INC
COM
795435106
23329
135000
SH
SOLE
135000
0
0
SCHNITZER STL INDS
CL A
806882106
952
60000
SH
SOLE
60000
0
0
SEADRILL LIMITED
SHS
G7945E105
836
89372
SH
SOLE
89372
0
0
SHUTTERFLY INC
NOTE 0.250% 5/1
82568PAB2
694
700000
SH
SOLE
700000
0
0
SIGMA ALDRICH CORP
COM
826552101
28224
204151
SH
SOLE
204151
0
0
SILVER WHEATON CORP
COM
828336107
856
45000
SH
SOLE
45000
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
15432
157000
SH
SOLE
157000
0
0
SPANISH BROADCASTING SYS INC
CL A NEW
846425833
338
84049
SH
SOLE
84049
0
0
SUN LIFE FINL INC
COM
866796105
3441
111647
SH
SOLE
111647
0
0
SUNTRUST BKS INC
COM
867914103
4216
102600
SH
SOLE
102600
0
0
SUSQUEHANNA BANCSHARES INC P
COM
869099101
7576
552599
SH
SOLE
552599
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
18437
658231
SH
SOLE
658231
0
0
TALISMAN ENERGY INC
COM
87425E103
22649
2949036
SH
SOLE
2949036
0
0
TASEKO MINES LTD
COM
876511106
5528
8751700
SH
SOLE
8751700
0
0
TERRAPIN 3 ACQUISITION CORP
UNIT 06/27/2019
88104P203
3024
300000
SH
SOLE
300000
0
0
THOMPSON CREEK METALS CO INC
COM
884768102
287
218000
SH
SOLE
218000
0
0
T MOBILE US INC
CONV PFD SER A
872590203
229
3900
SH
SOLE
3900
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
1687
115000
SH
SOLE
115000
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
32954
314300
SH
SOLE
314300
0
0
UNISYS CORP
COM NEW
909214306
14731
634700
SH
SOLE
634700
0
0
VERTEX ENERGY INC
COM
92534K107
544
147100
SH
SOLE
147100
0
0
WEBMD HEALTH CORP
NOTE 2.500% 1/3
94770VAF9
1021
1000000
SH
SOLE
1000000
0
0
WELLS FARGO & CO NEW
COM
949746101
3356
61700
SH
SOLE
61700
0
0
WEYERHAEUSER CO
PREF CONV SER A
962166872
1915
35000
SH
SOLE
35000
0
0
WL ROSS HLDG CORP
UNIT 06/11/2019
92939D203
588
55993
SH
SOLE
55993
0
0
XEROX CORP
COM
984121103
7796
606700
SH
SOLE
606700
0
0
XL GROUP PLC
SHS
G98290102
8524
231621
SH
SOLE
231621
0
0
XPLORE TECHNOLOGIES CORP
COM PAR $0.001
983950700
1016
160000
SH
SOLE
160000
0
0
YAMANA GOLD INC
COM
98462Y100
5630
1570500
SH
SOLE
1570500
0
0
ZIONS BANCORPORATION
COM
989701107
5749
212933
SH
SOLE
212933
0
0