0001062993-14-006584.txt : 20141113
0001062993-14-006584.hdr.sgml : 20141113
20141113164103
ACCESSION NUMBER: 0001062993-14-006584
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141113
DATE AS OF CHANGE: 20141113
EFFECTIVENESS DATE: 20141113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VERTEX ONE ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001389610
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12402
FILM NUMBER: 141218914
BUSINESS ADDRESS:
STREET 1: 1920-1177 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 2K3
BUSINESS PHONE: 604-681-5787
MAIL ADDRESS:
STREET 1: 1920-1177 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 2K3
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001389610
XXXXXXXX
09-30-2014
09-30-2014
VERTEX ONE ASSET MANAGEMENT INC.
1920-1177 WEST HASTINGS STREET
VANCOUVER
A1
V6E 2K3
13F HOLDINGS REPORT
028-12402
N
Martin Lang
Chief Compliance Officer
604-681-5787
Martin Lang
Vancouver
A1
11-13-2014
0
119
986978
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ACTAVIS PLC
SHS
G0083B108
24221
100387
SH
SOLE
100387
0
0
ADEPT TECHNOLOGY INC
COM NEW
006854202
7764
923140
SH
SOLE
923140
0
0
THE ADT CORPORATION
COM
00101J106
2610
73600
SH
SOLE
73600
0
0
AGRIUM INC
COM
008916108
8909
100000
SH
SOLE
100000
0
0
ALASKA COMMUNICATIONS SYS GR
NOTE 6.250% 5/0
01167PAE1
810
1000000
SH
SOLE
1000000
0
0
ALCOA INC
DEP SHS 1/10TH
013817309
499
10000
SH
SOLE
10000
0
0
ALLERGAN INC
COM
018490102
34622
194300
SH
SOLE
194300
0
0
AMER RLTY CAP HEALTHCAR TR I
COM
02917R108
2950
281526
SH
SOLE
281526
0
0
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
22602
1874129
SH
SOLE
1874129
0
0
ANNALY CAP MGMT INC
NOTE 5.000% 5/1
035710AB8
1517
1500000
SH
SOLE
1500000
0
0
ANNALY CAP MGMT INC
COM
035710409
844
79000
SH
SOLE
79000
0
0
BANCO SANTANDER SA
ADR
05964H105
12377
1302833
SH
SOLE
1302833
0
0
BANK NEW YORK MELLON CORP
COM
064058100
1908
49261
SH
SOLE
49261
0
0
BARCLAYS PLC
ADR
06738E204
4505
304200
SH
SOLE
304200
0
0
BEAZER HOMES USA INC
UNIT 99/99/9999
07556Q709
690
25500
SH
SOLE
25500
0
0
BEAZER HOMES USA INC
COM NEW
07556Q881
5753
342876
SH
SOLE
342876
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
2610
96300
SH
SOLE
96300
0
0
BOFI HLDG INC
COM
05566U108
6244
85876
SH
SOLE
85876
0
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
37838
401547
SH
SOLE
401547
0
0
BPZ RESOURCES INC
MTNF 6.500% 3/0
055639AB4
504
500000
SH
SOLE
500000
0
0
BPZ RESOURCES INC
NOTE 8.500%10/0
055639AC2
5028
5095000
SH
SOLE
5095000
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
8487
402748
SH
SOLE
402748
0
0
CATCHMARK TIMBER TR INC
CL A
14912Y202
6210
566595
SH
SOLE
566595
0
0
CELESTICA INC
SUB VTG SHS
15101Q108
6641
653950
SH
SOLE
653950
0
0
CENTRAL EUROPEAN MEDIA
NOTE 5.000%11/1
153443AH9
4851
4950000
SH
SOLE
4950000
0
0
CENTURYLINK INC
COM
156700106
2924
71500
SH
SOLE
71500
0
0
CHIQUITA BRANDS INTL INC
NOTE 4.250% 8/1
170032AT3
503
500000
SH
SOLE
500000
0
0
CITIGROUP INC
COM NEW
172967424
1917
37000
SH
SOLE
37000
0
0
COMPUWARE CORP
COM
205638109
6027
568055
SH
SOLE
568055
0
0
CONCUR TECHNOLOGIES INC
COM
206708109
14711
116000
SH
SOLE
116000
0
0
COVIDIEN PLC
SHS
G2554F113
24664
285100
SH
SOLE
285100
0
0
CUSTOMERS BANCORP INC
COM
23204G100
2744
152800
SH
SOLE
152800
0
0
CVR REFNG LP
COMUNIT REP LT
12663P107
34617
1487000
SH
SOLE
1487000
0
0
DARDEN RESTAURANTS INC
COM
237194105
3072
59700
SH
SOLE
59700
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
2025
59100
SH
SOLE
59100
0
0
DOMINION RES INC VA NEW
UNIT 99/99/9999
25746U869
1223
24500
SH
SOLE
24500
0
0
DRESSER-RAND GROUP INC
COM
261608103
5758
70000
SH
SOLE
70000
0
0
EL PASO PIPELINE PARTNERS L
COM UNIT LPI
283702108
7138
177728
SH
SOLE
177728
0
0
FAMILY DLR STORES INC
COM
307000109
11138
144200
SH
SOLE
144200
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
2563
173300
SH
SOLE
173300
0
0
GENWORTH FINL INC
COM CL A
37247D106
14659
1119000
SH
SOLE
1119000
0
0
GLIMCHER RLTY TR
SH BEN INT
379302102
10155
750000
SH
SOLE
750000
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
8469
375000
SH
SOLE
375000
0
0
GREENLIGHT CAPITAL RE LTD
CLASS A
G4095J109
26620
821349
SH
SOLE
821349
0
0
HENNESSY CAP ACQUISITION COR
UNIT 99/99/9999
425886207
1545
150000
SH
SOLE
150000
0
0
HENNESSY CAP ACQUISITION COR
COM
425886108
494
50000
SH
SOLE
50000
0
0
HERCULES OFFSHORE INC
COM
427093109
5166
2348078
SH
SOLE
2348078
0
0
HOLOGIC INC
FRNT 2.000%12/1
436440AB7
1190
1000000
SH
SOLE
1000000
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
6173
1682062
SH
SOLE
1682062
0
0
INTEL CORP
SDCV 2.950%12/1
458140AD2
1275
1000000
SH
SOLE
1000000
0
0
INTEL CORP
COM
458140100
728
20900
SH
SOLE
20900
0
0
JABIL CIRCUIT INC
COM
466313103
17268
856100
SH
SOLE
856100
0
0
JDS UNIPHASE CORP
DBCV 0.625% 8/1
46612JAF8
1004
1000000
SH
SOLE
1000000
0
0
KEYCORP NEW
COM
493267108
6204
465400
SH
SOLE
465400
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
3303
70000
SH
SOLE
70000
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
12687
270000
SH
SOLE
270000
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
2089
155000
SH
SOLE
155000
0
0
MATTEL INC
COM
577081102
12232
399100
SH
SOLE
399100
0
0
M D C HLDGS INC
COM
552676108
3018
119200
SH
SOLE
119200
0
0
MONTPELIER RE HOLDINGS LTD
SHS
G62185106
13478
433526
SH
SOLE
433526
0
0
MOVE INC
NOTE 2.750% 9/0
62458MAB4
540
500000
SH
SOLE
500000
0
0
NAVISTAR INTL CORP NEW
NOTE 3.000%10/1
63934EAL2
999
1000000
SH
SOLE
1000000
0
0
NEW RESIDENTIAL INVT CORP
COM
64828T102
23011
3947000
SH
SOLE
3947000
0
0
NEWCASTLE INVT CORP NEW
COM NEW
65105M504
18824
1484533
SH
SOLE
1484533
0
0
NICHOLAS FINANCIAL INC
COM NEW
65373J209
368
31785
SH
SOLE
31785
0
0
NMI HLDGS INC
CL A
629209305
1730
200000
SH
SOLE
200000
0
0
NORTH ATLANTIC DRILLING LTD
COM
G6613P202
8800
1321310
SH
SOLE
1321310
0
0
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
43921
1881000
SH
SOLE
1881000
0
0
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
2491
141000
SH
SOLE
141000
0
0
OCWEN FINL CORP
COM NEW
675746309
2068
79000
SH
SOLE
79000
0
0
OFFICE DEPOT INC
COM
676220106
24672
4800000
SH
SOLE
4800000
0
0
OI S.A.
SPN ADR REP PFD
670851203
2800
4000000
SH
SOLE
4000000
0
0
PACIFIC ETHANOL INC
COM PAR $.001
69423U305
11592
830380
SH
SOLE
830380
0
0
PARTNERRE LTD
COM
G6852T105
10570
96186
SH
SOLE
96186
0
0
PDL BIOPHARMA INC
NOTE 4.000% 2/0
69329YAF1
979
1000000
SH
SOLE
1000000
0
0
PENNYMAC CORP
NOTE 5.375% 5/0
70932AAB9
985
1000000
SH
SOLE
1000000
0
0
PLATINUM UNDERWRITER HLDGS L
COM
G7127P100
14011
230171
SH
SOLE
230171
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
4389
112500
SH
SOLE
112500
0
0
PROTECTIVE LIFE CORP
COM
743674103
25328
364900
SH
SOLE
364900
0
0
QLT INC
COM
746927102
732
160334
SH
SOLE
160334
0
0
RAYONIER INC
COM
754907103
2446
78543
SH
SOLE
78543
0
0
REGIONS FINL CORP NEW
COM
7591EP100
5889
586600
SH
SOLE
586600
0
0
RF MICRODEVICES INC
COM
749941100
5717
495400
SH
SOLE
495400
0
0
ROYAL BK SCOTLAND GROUP PLC
SPONS ADR 20 ORD
780097689
50703
4250000
SH
SOLE
4250000
0
0
ROYAL BK SCOTLAND GROUP PLC
ADR PREF SHS Q
780097754
788
31500
SH
SOLE
31500
0
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF T
780097713
8653
342694
SH
SOLE
342694
0
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF S
780097739
563
22694
SH
SOLE
22694
0
0
SEADRILL LIMITED
SHS
G7945E105
5751
214900
SH
SOLE
214900
0
0
SHIRE PLC
SPONSORED ADR
82481R106
27667
106800
SH
SOLE
106800
0
0
SHUTTERFLY INC
NOTE 0.250% 5/1
82568PAB2
725
700000
SH
SOLE
700000
0
0
SIRIUS XM HLDGS INC
COM
82968B103
5501
1576150
SH
SOLE
1576150
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
12562
216400
SH
SOLE
216400
0
0
SPANISH BROADCASTING SYS INC
CL A NEW
846425833
434
103249
SH
SOLE
103249
0
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
269
250000
SH
SOLE
250000
0
0
SUN LIFE FINL INC
COM
866796105
2269
62447
SH
SOLE
62447
0
0
SUNTRUST BKS INC
COM
867914103
3902
102600
SH
SOLE
102600
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
15561
658231
SH
SOLE
658231
0
0
TASEKO MINES LTD
COM
876511106
5016
2950300
SH
SOLE
2950300
0
0
TERRAPIN 3 ACQUISITION CORP
UNIT 06/27/2019
88104P203
3006
300000
SH
SOLE
300000
0
0
TIM HORTONS INC
COM
88706M103
16335
207000
SH
SOLE
207000
0
0
TIME WARNER CABLE INC
COM
88732J207
30822
214800
SH
SOLE
214800
0
0
TITAN MACHY INC
NOTE 3.750% 5/0
88830RAB7
1539
2000000
SH
SOLE
2000000
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
13861
136900
SH
SOLE
136900
0
0
TURKCELL ILETISIM HIZMETLERI
SPON ADR NEW
900111204
3482
265000
SH
SOLE
265000
0
0
TW TELECOM INC
COM
87311L104
15632
375670
SH
SOLE
375670
0
0
UNISYS CORP
COM NEW
909214306
14273
609700
SH
SOLE
609700
0
0
URS CORP NEW
COM
903236107
3917
67989
SH
SOLE
67989
0
0
VALIDUS HOLDINGS LTD
COM SHS
G9319H102
1739
44436
SH
SOLE
44436
0
0
VERTEX ENERGY INC
COM
92534K107
139
20000
SH
SOLE
20000
0
0
WEBMD HEALTH CORP
NOTE 2.500% 1/3
94770VAF9
1014
1000000
SH
SOLE
1000000
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
5841
96800
SH
SOLE
96800
0
0
WELLS FARGO & CO NEW
COM
949746101
3124
60219
SH
SOLE
60219
0
0
WEYERHAEUSER CO
PREF CONV SER A
962166872
1891
35000
SH
SOLE
35000
0
0
WILLIAMS PARTNERS L P
COM UNIT L P
96950F104
11959
225437
SH
SOLE
225437
0
0
WL ROSS HLDG CORP
UNIT 99/99/9999
92939D203
1172
109417
SH
SOLE
109417
0
0
XEROX CORP
COM
984121103
8027
606700
SH
SOLE
606700
0
0
XL GROUP PLC
SHS
G98290102
8482
255721
SH
SOLE
255721
0
0
ZIONS BANCORPORATION
COM
989701107
5025
172933
SH
SOLE
172933
0
0
ZYNGA INC
CL A
98986T108
2700
1000000
SH
SOLE
1000000
0
0