Managing Director

0001062993-14-000820.txt : 20140214 0001062993-14-000820.hdr.sgml : 20140214 20140214132644 ACCESSION NUMBER: 0001062993-14-000820 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VERTEX ONE ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001389610 IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12402 FILM NUMBER: 14614038 BUSINESS ADDRESS: STREET 1: 1920-1177 WEST HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 2K3 BUSINESS PHONE: 604-681-5787 MAIL ADDRESS: STREET 1: 1920-1177 WEST HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 2K3 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001389610 XXXXXXXX 12-31-2013 12-31-2013 VERTEX ONE ASSET MANAGEMENT INC.

1920-1177 WEST HASTINGS STREET VANCOUVER A1 V6E 2K3

13F HOLDINGS REPORT 028-12402 N Jeffrey D. McCord Managing Director 604-681-5787 Jeffrey D. 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PRUDHOE BAY RTY TR UNIT BEN INT 055630107 20338 255400 SH SOLE 255400 0 0 BPZ RESOURCES INC MTNF 6.500% 3/0 055639AB4 457 500000 SH SOLE 500000 0 0 BPZ RESOURCES INC NOTE 8.500%10/0 055639AC2 4461 5095000 SH SOLE 5095000 0 0 BRIGUS GOLD CORP COM 109490102 2564 3243000 SH SOLE 3243000 0 0 BROOKFIELD OFFICE PPTYS INC COM 112900105 27223 1414200 SH SOLE 1414200 0 0 CALLIDUS SOFTWARE INC NOTE 4.750% 6/0 13123EAB0 885 500000 SH SOLE 500000 0 0 CAPITALSOURCE INC COM 14055X102 2068 143900 SH SOLE 143900 0 0 CATCHMARK TIMBER TR INC CL A 14912Y202 4380 314000 SH SOLE 314000 0 0 CELESTICA INC SUB VTG SHS 15101Q108 6381 613950 SH SOLE 613950 0 0 CENTRAL EUROPEAN MEDIA NOTE 5.000%11/1 153443AH9 15329 16950000 SH SOLE 16950000 0 0 CHIQUITA BRANDS INTL INC NOTE 4.250% 8/1 170032AT3 487 500000 SH SOLE 500000 0 0 CHUBB CORP COM 171232101 1353 14000 SH SOLE 14000 0 0 CITIGROUP INC COM NEW 172967424 5477 105114 SH SOLE 105114 0 0 COLE REAL ESTATE INVTS INC COM 19329V105 18096 1288900 SH SOLE 1288900 0 0 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5550 588500 SH SOLE 588500 0 0 ING GROEP N V SPONSORED ADR 456837103 41330 2950000 SH SOLE 2950000 0 0 INTEL CORP COM 458140100 2025 78000 SH SOLE 78000 0 0 INTEL CORP SDCV 2.950%12/1 458140AD2 1123 1000000 SH SOLE 1000000 0 0 INVESCO LTD SHS G491BT108 1820 50000 SH SOLE 50000 0 0 JABIL CIRCUIT INC COM 466313103 13218 757900 SH SOLE 757900 0 0 KEYCORP NEW COM 493267108 413 432600 SH SOLE 432600 0 0 KEYCORP NEW PFD 7.75% SR A 493267405 5805 3200 SH SOLE 3200 0 0 LENDER PROCESSING SVCS INC COM 52602E102 8975 240100 SH SOLE 240100 0 0 LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 2375 4000000 SH SOLE 4000000 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 5858 40000 SH SOLE 40000 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 15766 208000 SH SOLE 208000 0 0 LILLY ELI & CO COM 532457108 1984 38900 SH SOLE 38900 0 0 LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 571 500000 SH SOLE 500000 0 0 LINNCO LLC COMSHS LTD INT 535782106 16805 545440 SH SOLE 545440 0 0 LOUISIANA PAC CORP COM 546347105 1387 74942 SH SOLE 74942 0 0 M D C HLDGS INC COM 552676108 1580 49000 SH SOLE 49000 0 0 MANULIFE FINL CORP COM 56501R106 2330 118099 SH SOLE 118099 0 0 MATTEL INC COM 577081102 10758 226100 SH SOLE 226100 0 0 MERCK & CO INC NEW COM 58933Y105 7005 139970 SH SOLE 139970 0 0 MICRON TECHNOLOGY INC COM 595112103 3832 176100 SH SOLE 176100 0 0 MICROSOFT CORP COM 594918104 281 7500 SH SOLE 7500 0 0 MONTPELIER RE HOLDINGS LTD SHS G62185106 16083 552678 SH SOLE 552678 0 0 NAVISTAR INTL CORP NEW NOTE 3.000%10/1 63934EAL2 1028 1000000 SH SOLE 1000000 0 0 NICHOLAS FINANCIAL INC COM NEW 65373J209 352 22379 SH SOLE 22379 0 0 NMI HLDGS INC CL A 629209305 5728 450000 SH SOLE 450000 0 0 OLD REP INTL CORP COM 680223104 1468 85000 SH SOLE 85000 0 0 PACIFIC ETHANOL INC COM PAR $.001 69423U305 3538 695000 SH SOLE 695000 0 0 PARTNERRE LTD COM G6852T105 15382 145896 SH SOLE 145896 0 0 PENN NATL GAMING INC COM 707569109 1433 100000 SH SOLE 100000 0 0 PFIZER INC COM 717081103 10968 358080 SH SOLE 358080 0 0 PLATINUM UNDERWRITER HLDGS L COM G7127P100 16078 262372 SH SOLE 262372 0 0 PLUM CREEK TIMBER CO INC COM 729251108 5567 119700 SH SOLE 119700 0 0 QLT INC COM 746927102 1802 320334 SH SOLE 320334 0 0 RAYONIER INC COM 754907103 4999 118743 SH SOLE 118743 0 0 RDA MICROELECTRONICS INC SPONSORED ADR 749394102 1109 62000 SH SOLE 62000 0 0 REGIONS FINL CORP NEW COM 7591EP100 5554 561600 SH SOLE 561600 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 488 1356509 SH SOLE 1356509 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 683 22694 SH SOLE 22694 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 32556 31500 SH SOLE 31500 0 0 SAFEWAY INC COM NEW 786514208 1454 44650 SH SOLE 44650 0 0 SEADRILL LIMITED SHS G7945E105 813 19800 SH SOLE 19800 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 2068 72400 SH SOLE 72400 0 0 SPANISH BROADCASTING SYS INC CL A NEW 846425833 379 113249 SH SOLE 113249 0 0 SPARTAN STORES INC COM 846822104 4675 192553 SH SOLE 192553 0 0 STARWOOD PPTY TR INC NOTE 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G98290102 8301 260721 SH SOLE 260721 0 0 ZIONS BANCORPORATION COM 989701107 4582 152933 SH SOLE 152933 0 0 ZYNGA INC CL A 98986T108 41988 11049500 SH SOLE 11049500 0 0