0001062993-15-000650.txt : 20150211
0001062993-15-000650.hdr.sgml : 20150211
20150211154426
ACCESSION NUMBER: 0001062993-15-000650
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150211
DATE AS OF CHANGE: 20150211
EFFECTIVENESS DATE: 20150211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VERTEX ONE ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001389610
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12402
FILM NUMBER: 15599367
BUSINESS ADDRESS:
STREET 1: 1920-1177 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 2K3
BUSINESS PHONE: 604-681-5787
MAIL ADDRESS:
STREET 1: 1920-1177 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 2K3
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001389610
XXXXXXXX
12-31-2014
12-31-2014
VERTEX ONE ASSET MANAGEMENT INC.
1920-1177 WEST HASTINGS STREET
VANCOUVER
A1
V6E 2K3
13F HOLDINGS REPORT
028-12402
N
Martin Lang
Chief Compliance Officer
604-681-5787
Martin Lang
Vancouver
A1
02-10-2015
0
120
911027
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ADEPT TECHNOLOGY INC
COM NEW
006854202
8013
923140
SH
SOLE
923140
0
0
THE ADT CORPORATION
COM
00101J106
489
13500
SH
SOLE
13500
0
0
ALASKA COMMUNICATIONS SYS GR
NOTE 6.250% 5/0
01167PAE1
951
1000000
SH
SOLE
1000000
0
0
ALCOA INC
DEP SHS 1/10TH
013817309
1009
20000
SH
SOLE
20000
0
0
ALLERGAN INC
COM
018490102
53849
253300
SH
SOLE
253300
0
0
ANNALY CAP MGMT INC
NOTE 5.000% 5/1
035710AB8
1509
1500000
SH
SOLE
1500000
0
0
AVANIR PHARMACEUTICALS INC
CL A NEW
05348P401
1186
70000
SH
SOLE
70000
0
0
AVIV REIT INC MD
COM
05381L101
9344
271000
SH
SOLE
271000
0
0
BANCO SANTANDER SA
ADR
05964H105
11634
1396589
SH
SOLE
1396589
0
0
BARCLAYS PLC
ADR
06738E204
4566
304200
SH
SOLE
304200
0
0
BEAZER HOMES USA INC
UNIT 99/99/9999
07556Q709
757
25500
SH
SOLE
25500
0
0
BEAZER HOMES USA INC
COM NEW
07556Q881
6638
342876
SH
SOLE
342876
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
2577
54450
SH
SOLE
54450
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
2806
96300
SH
SOLE
96300
0
0
BOFI HLDG INC
COM
05566U108
6682
85876
SH
SOLE
85876
0
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
12557
185647
SH
SOLE
185647
0
0
BPZ RESOURCES INC
MTNF 6.500% 3/0
055639AB4
225
500000
SH
SOLE
500000
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
3488
152748
SH
SOLE
152748
0
0
CAREFUSION CORP
COM
14170T101
22383
377200
SH
SOLE
377200
0
0
CATCHMARK TIMBER TR INC
CL A
14912Y202
6414
566595
SH
SOLE
566595
0
0
CELESTICA INC
SUB VTG SHS
15101Q108
7700
653950
SH
SOLE
653950
0
0
CENTRAL EUROPEAN MEDIA
NOTE 5.000%11/1
153443AH9
1960
1950000
SH
SOLE
1950000
0
0
CENTURY CMNTYS INC
COM
156504300
1358
78600
SH
SOLE
78600
0
0
CENTURYLINK INC
COM
156700106
2569
64900
SH
SOLE
64900
0
0
CHIQUITA BRANDS INTL INC
NOTE 4.250% 8/1
170032AT3
502
500000
SH
SOLE
500000
0
0
CITIGROUP INC
COM NEW
172967424
4769
498800
SH
SOLE
498800
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
276
5100
SH
SOLE
5100
0
0
COVANCE INC
COM
222816100
13811
133000
SH
SOLE
133000
0
0
COVIDIEN PLC
SHS
G2554F113
21980
214900
SH
SOLE
214900
0
0
COVISINT CORP
COM
22357R103
187
70701
SH
SOLE
70701
0
0
CUBIST PHARMACEUTICALS INC
COM
229678107
13085
130000
SH
SOLE
130000
0
0
CUSTOMERS BANCORP INC
COM
23204G100
7006
360000
SH
SOLE
360000
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
4115
112092
SH
SOLE
112092
0
0
DRESSER-RAND GROUP INC
COM
261608103
11247
137500
SH
SOLE
137500
0
0
ENSCO PLC
SHS CLASS A
G3157S106
1498
50000
SH
SOLE
50000
0
0
FAMILY DLR STORES INC
COM
307000109
14115
178200
SH
SOLE
178200
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
2996
193300
SH
SOLE
193300
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
2589
110850
SH
SOLE
110850
0
0
GENWORTH FINL INC
COM CL A
37247D106
10408
1224500
SH
SOLE
1224500
0
0
GLIMCHER RLTY TR
SH BEN INT
379302102
8466
616142
SH
SOLE
616142
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
12199
427000
SH
SOLE
427000
0
0
GREENLIGHT CAPITAL RE LTD
CLASS A
G4095J109
26817
821349
SH
SOLE
821349
0
0
HENNESSY CAP ACQUISITION COR
COM
425886108
1960
200000
SH
SOLE
200000
0
0
HENNESSY CAP ACQUISITION COR
*W EXP 01/23/201
425886116
56
150000
SH
SOLE
150000
0
0
HERCULES OFFSHORE INC
COM
427093109
1222
1221854
SH
SOLE
1221854
0
0
HOLOGIC INC
FRNT 2.000%12/1
436440AB7
1249
1000000
SH
SOLE
1000000
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
7168
1735662
SH
SOLE
1735662
0
0
INTEL CORP
COM
458140100
2664
73400
SH
SOLE
73400
0
0
JABIL CIRCUIT INC
COM
466313103
18689
856100
SH
SOLE
856100
0
0
JDS UNIPHASE CORP
DBCV 0.625% 8/1
46612JAF8
1061
1000000
SH
SOLE
1000000
0
0
KEYCORP NEW
COM
493267108
6469
465400
SH
SOLE
465400
0
0
KINDER MORGAN INC DEL
COM
49456B101
10577
250000
SH
SOLE
250000
0
0
LIBERTY BROADBAND CORP
RIGHT 01/09/2015
530307115
129
13500
SH
SOLE
13500
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
3363
67500
SH
SOLE
67500
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
9458
270000
SH
SOLE
270000
0
0
MAG SILVER CORP
COM
55903Q104
1535
186700
SH
SOLE
186700
0
0
MATTEL INC
COM
577081102
13752
444400
SH
SOLE
444400
0
0
MCEWEN MNG INC
COM
58039P107
381
339300
SH
SOLE
339300
0
0
M D C HLDGS INC
COM
552676108
3420
129200
SH
SOLE
129200
0
0
MICRON TECHNOLOGY INC
COM
595112103
5252
150000
SH
SOLE
150000
0
0
MONTPELIER RE HOLDINGS LTD
SHS
G62185106
12798
357290
SH
SOLE
357290
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
21616
1692699
SH
SOLE
1692699
0
0
NEW SR INVT GROUP INC
COM
648691103
3549
215766
SH
SOLE
215766
0
0
NMI HLDGS INC
CL A
629209305
4163
456000
SH
SOLE
456000
0
0
NOBLE CORP PLC
SHS USD
G65431101
4246
256217
SH
SOLE
256217
0
0
NORTH ATLANTIC DRILLING LTD
COM
G6613P202
4161
2552903
SH
SOLE
2552903
0
0
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
32282
1458100
SH
SOLE
1458100
0
0
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
2039
116000
SH
SOLE
116000
0
0
OFFICE DEPOT INC
COM
676220106
23581
2750000
SH
SOLE
2750000
0
0
PACIFIC ETHANOL INC
COM PAR $.001
69423U305
17361
1680680
SH
SOLE
1680680
0
0
PARAGON OFFSHORE PLC
SHS
G6S01W108
1083
391038
SH
SOLE
391038
0
0
PARAMOUNT GOLD & SILVER CORP
COM
69924P102
874
856949
SH
SOLE
856949
0
0
PARTNERRE LTD
COM
G6852T105
2070
18139
SH
SOLE
18139
0
0
PDL BIOPHARMA INC
NOTE 4.000% 2/0
69329YAF1
961
1000000
SH
SOLE
1000000
0
0
PENNYMAC CORP
NOTE 5.375% 5/0
70932AAB9
960
1000000
SH
SOLE
1000000
0
0
PLATINUM UNDERWRITER HLDGS L
COM
G7127P100
9697
132071
SH
SOLE
132071
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
5935
138700
SH
SOLE
138700
0
0
PROTECTIVE LIFE CORP
COM
743674103
16577
238000
SH
SOLE
238000
0
0
QLT INC
COM
746927102
641
160334
SH
SOLE
160334
0
0
RAYONIER INC
COM
754907103
3960
141743
SH
SOLE
141743
0
0
REGIONS FINL CORP NEW
COM
7591EP100
6194
586600
SH
SOLE
586600
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
19244
492935
SH
SOLE
492935
0
0
REVOLUTION LIGHTING TECHNOLO
COM
76155G107
1350
1000000
SH
SOLE
1000000
0
0
RF MICRODEVICES INC
COM
749941100
6529
393525
SH
SOLE
393525
0
0
ROCKWOOD HLDGS INC
COM
774415103
17895
227093
SH
SOLE
227093
0
0
ROYAL BK SCOTLAND GROUP PLC
SPONS ADR 20 ORD
780097689
53284
4400000
SH
SOLE
4400000
0
0
ROYAL BK SCOTLAND GROUP PLC
ADR PREF SHS Q
780097754
1125
44117
SH
SOLE
44117
0
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF T
780097713
564
22694
SH
SOLE
22694
0
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF S
780097739
799
31500
SH
SOLE
31500
0
0
SEADRILL LIMITED
SHS
G7945E105
1067
89372
SH
SOLE
89372
0
0
SHUTTERFLY INC
NOTE 0.250% 5/1
82568PAB2
666
700000
SH
SOLE
700000
0
0
SIGMA ALDRICH CORP
COM
826552101
14825
108000
SH
SOLE
108000
0
0
SILVER WHEATON CORP
COM
828336107
22977
1130184
SH
SOLE
1130184
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
15007
206400
SH
SOLE
206400
0
0
SPANISH BROADCASTING SYS INC
CL A NEW
846425833
194
84049
SH
SOLE
84049
0
0
SPANSION INC
COM CL A NEW
84649R200
3080
90000
SH
SOLE
90000
0
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
267
250000
SH
SOLE
250000
0
0
SUN LIFE FINL INC
COM
866796105
2577
71194
SH
SOLE
71194
0
0
SUNTRUST BKS INC
COM
867914103
4299
102600
SH
SOLE
102600
0
0
SUSQUEHANNA BANCSHARES INC P
COM
869099101
7051
525000
SH
SOLE
525000
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
17831
658231
SH
SOLE
658231
0
0
TALISMAN ENERGY INC
COM
87425E103
33865
4325000
SH
SOLE
4325000
0
0
TASEKO MINES LTD
COM
876511106
3577
3481100
SH
SOLE
3481100
0
0
TERRAPIN 3 ACQUISITION CORP
UNIT 06/27/2019
88104P203
3003
300000
SH
SOLE
300000
0
0
TIME WARNER CABLE INC
COM
88732J207
4531
29800
SH
SOLE
29800
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
691
37700
SH
SOLE
37700
0
0
TRIQUINT SEMICONDUCTOR INC
COM
89674K103
689
25000
SH
SOLE
25000
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
19274
187400
SH
SOLE
187400
0
0
UNISYS CORP
COM NEW
909214306
18711
634700
SH
SOLE
634700
0
0
VERTEX ENERGY INC
COM
92534K107
616
147100
SH
SOLE
147100
0
0
VOLCANO CORPORATION
NOTE 1.750%12/0
928645AB6
8463
8500000
SH
SOLE
8500000
0
0
WEBMD HEALTH CORP
NOTE 2.500% 1/3
94770VAF9
1002
1000000
SH
SOLE
1000000
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
7943
96800
SH
SOLE
96800
0
0
WELLS FARGO & CO NEW
COM
949746101
2533
46200
SH
SOLE
46200
0
0
WEYERHAEUSER CO
PREF CONV SER A
962166872
2020
35000
SH
SOLE
35000
0
0
WL ROSS HLDG CORP
UNIT 99/99/9999
92939D203
642
55993
SH
SOLE
55993
0
0
XEROX CORP
COM
984121103
8409
606700
SH
SOLE
606700
0
0
XL GROUP PLC
SHS
G98290102
8397
244321
SH
SOLE
244321
0
0
YAMANA GOLD INC
COM
98462Y100
1215
300000
SH
SOLE
300000
0
0
ZIONS BANCORPORATION
COM
989701107
4930
172933
SH
SOLE
172933
0
0