0001085146-19-002892.txt : 20191113 0001085146-19-002892.hdr.sgml : 20191113 20191113152729 ACCESSION NUMBER: 0001085146-19-002892 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 EFFECTIVENESS DATE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nicholas Investment Partners, LP CENTRAL INDEX KEY: 0001389574 IRS NUMBER: 861162233 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12426 FILM NUMBER: 191213536 BUSINESS ADDRESS: STREET 1: 6451 EL SICOMORO STREET CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 BUSINESS PHONE: 858-759-4545 MAIL ADDRESS: STREET 1: P.O. BOX 9267 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 FORMER COMPANY: FORMER CONFORMED NAME: Wagonhound Investments, LP DATE OF NAME CHANGE: 20070209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389574 XXXXXXXX 09-30-2019 09-30-2019 false Nicholas Investment Partners, LP

P.O. BOX 9267 RANCHO SANTA FE CA 92067

13F COMBINATION REPORT 028-12426 0001390777 028-12592 Bank of New York Mellon Corp N Christopher Siriani 858-759-4545 /s/ Christopher Siriani Rancho Santa Fe CA 10-29-2019 1 198 1188802 1 0001164772 028-06761 JACKSON NATIONAL ASSET MANAGEMENT LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADVANCED MICRO DEVICES INC COM 007903107 1894 65343 SH SOLE 14023 0 51320 ALPHABET INC CAP STK CL A 02079K305 2296 1880 SH SOLE 1880 0 0 ALTERYX INC COM CL A 02156B103 4877 45393 SH SOLE 22718 0 22675 AMARIN CORP PLC SPONS ADR NEW 023111206 7840 517155 SH SOLE 338601 0 178554 AMAZON COM INC COM 023135106 3121 1798 SH SOLE 1798 0 0 AMERICOLD RLTY TR COM 03064D108 20158 543784 SH SOLE 162847 0 380937 ANAPLAN INC COM 03272L108 1554 33072 SH SOLE 6510 0 26562 ANSYS INC COM 03662Q105 3437 15525 SH SOLE 2952 0 12573 APTIV PLC SHS G6095L109 6487 74200 SH SOLE 29504 0 44696 ARES CAP CORP NOTE 4.625% 3/0 04010LAW3 4317 4105000 PRN SOLE 4105000 0 0 ARGENX SE SPONSORED ADR 04016X101 3707 32526 SH SOLE 32526 0 0 ARISTA NETWORKS INC COM 040413106 1579 6609 SH SOLE 1224 0 5385 ASPEN TECHNOLOGY INC COM 045327103 6277 51002 SH SOLE 17803 0 33199 ATLASSIAN CORP PLC CL A G06242104 5164 41169 SH SOLE 17028 0 24141 AVALARA INC COM 05338G106 10085 149870 SH SOLE 66107 0 83763 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 3393 50861 SH SOLE 9420 0 41441 BALL CORP COM 058498106 5423 74486 SH SOLE 13796 0 60690 BANK AMER CORP 7.25%CNV PFD L 060505682 2456 1640 PRN SOLE 1640 0 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 6839 163919 SH SOLE 110454 0 53465 BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 1770 1700000 PRN SOLE 1700000 0 0 BOEING CO COM 097023105 3182 8363 SH SOLE 8363 0 0 BOOT BARN HLDGS INC COM 099406100 2768 79301 SH SOLE 38016 0 41285 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 8931 125756 SH SOLE 47428 0 78328 BRIDGEBIO PHARMA INC COM 10806X102 219 10185 SH SOLE 10185 0 0 BURLINGTON STORES INC COM 122017106 13522 67672 SH SOLE 18835 0 48837 CACI INTL INC CL A 127190304 13883 60033 SH SOLE 29397 0 30636 CADENCE DESIGN SYSTEM INC COM 127387108 2343 35462 SH SOLE 6190 0 29272 CAESARS ENTMT CORP COM 127686103 11660 1000000 SH SOLE 1000000 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 3397 2000000 PRN SOLE 2000000 0 0 CALLAWAY GOLF CO COM 131193104 17350 893885 SH SOLE 547194 0 346691 CARDLYTICS INC COM 14161W105 5691 169772 SH SOLE 101821 0 67951 CHART INDS INC COM PAR $0.01 16115Q308 3907 62657 SH SOLE 30052 0 32605 CHEESECAKE FACTORY INC COM 163072101 3241 77754 SH SOLE 37594 0 40160 CHEFS WHSE INC COM 163086101 5110 126740 SH SOLE 60770 0 65970 CHEGG INC COM 163092109 7954 265561 SH SOLE 112749 0 152812 CLARUS CORP NEW COM 18270P109 3724 317577 SH SOLE 152526 0 165051 COLUMBIA SPORTSWEAR CO COM 198516106 4952 51109 SH SOLE 10047 0 41062 COSTAR GROUP INC COM 22160N109 2744 4626 SH SOLE 911 0 3715 COUPA SOFTWARE INC COM 22266L106 4429 34186 SH SOLE 14240 0 19946 CREE INC NOTE 0.875% 9/0 225447AB7 5415 4945000 PRN SOLE 4945000 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 869 21197 SH SOLE 21197 0 0 CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 5808 4595 PRN SOLE 4595 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 1097 7895 SH SOLE 7895 0 0 CSG SYS INTL INC NOTE 4.250% 3/1 126349AF6 3391 3000000 PRN SOLE 3000000 0 0 DANAHER CORPORATION 4.75 MND CV PFD 235851300 6483 5715 PRN SOLE 5715 0 0 DANAHER CORPORATION COM 235851102 3302 22860 SH SOLE 22860 0 0 DENNYS CORP COM 24869P104 2900 127408 SH SOLE 61079 0 66329 DIAMONDBACK ENERGY INC COM 25278X109 2504 27848 SH SOLE 5539 0 22309 DISH NETWORK CORP NOTE 3.375% 8/1 25470MAB5 8470 9245000 PRN SOLE 9245000 0 0 DISNEY WALT CO COM DISNEY 254687106 3471 26637 SH SOLE 26637 0 0 DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 3498 3645000 PRN SOLE 3645000 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 9098 41372 SH SOLE 15822 0 25550 EHEALTH INC COM 28238P109 4128 61812 SH SOLE 41906 0 19906 ELASTIC N V ORD SHS N14506104 7302 88677 SH SOLE 34409 0 54268 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 3906 3625000 PRN SOLE 3625000 0 0 ESSENT GROUP LTD COM G3198U102 10863 227882 SH SOLE 72379 0 155503 ETSY INC COM 29786A106 4648 82264 SH SOLE 28738 0 53526 EVERBRIDGE INC COM 29978A104 6909 111961 SH SOLE 61232 0 50729 EXACT SCIENCES CORP COM 30063P105 8123 89888 SH SOLE 45169 0 44719 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 6796 6300000 PRN SOLE 6300000 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 4861 36615 SH SOLE 6787 0 29828 FISERV INC COM 337738108 6420 61977 SH SOLE 11488 0 50489 FIVE BELOW INC COM 33829M101 13599 107841 SH SOLE 50572 0 57269 FORESCOUT TECHNOLOGIES INC COM 34553D101 4148 109386 SH SOLE 53226 0 56160 FRESHPET INC COM 358039105 13526 271770 SH SOLE 149628 0 122142 FRONTDOOR INC COM 35905A109 10499 216160 SH SOLE 133752 0 82408 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 4578 94363 SH SOLE 62642 0 31721 GODADDY INC CL A 380237107 1906 28893 SH SOLE 5351 0 23542 GOLAR LNG LTD NOTE 2.750% 2/1 38046YAB7 4654 5340000 PRN SOLE 5340000 0 0 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 2874 3030000 PRN SOLE 3030000 0 0 GROCERY OUTLET HLDG CORP COM 39874R101 2771 79912 SH SOLE 38631 0 41281 GUARDANT HEALTH INC COM 40131M109 5979 93672 SH SOLE 47257 0 46415 GW PHARMACEUTICALS PLC ADS 36197T103 4316 37524 SH SOLE 25879 0 11645 HANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 41068XAB6 4236 3795000 PRN SOLE 3795000 0 0 HASBRO INC COM 418056107 4342 36579 SH SOLE 6775 0 29804 HEICO CORP NEW COM 422806109 3183 25490 SH SOLE 5017 0 20473 HOME DEPOT INC COM 437076102 1314 5664 SH SOLE 5664 0 0 HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 5098 4380000 PRN SOLE 4380000 0 0 HORIZON THERAPEUTICS PUB LTD SHS G46188101 9915 364117 SH SOLE 174172 0 189945 HOSTESS BRANDS INC CL A 44109J106 10928 781393 SH SOLE 478324 0 303069 HUBSPOT INC COM 443573100 5436 35856 SH SOLE 13135 0 22721 HUNT J B TRANS SVCS INC COM 445658107 2923 26415 SH SOLE 5215 0 21200 ILLUMINA INC COM 452327109 5203 17103 SH SOLE 8971 0 8132 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 5598 4225000 PRN SOLE 4225000 0 0 IMMUNOMEDICS INC COM 452907108 4705 354816 SH SOLE 233645 0 121171 INCYTE CORP COM 45337C102 2392 32221 SH SOLE 16873 0 15348 INCYTE CORP NOTE 1.250%11/1 45337CAN2 1117 750000 PRN SOLE 750000 0 0 INGERSOLL-RAND PLC SHS G47791101 3944 32008 SH SOLE 6076 0 25932 INNOVATIVE INDL PPTYS INC COM 45781V101 4617 49985 SH SOLE 29522 0 20463 INSPIRE MED SYS INC COM 457730109 1768 28974 SH SOLE 20878 0 8096 INSULET CORP COM 45784P101 11657 70681 SH SOLE 31221 0 39460 INTER PARFUMS INC COM 458334109 2799 40007 SH SOLE 20334 0 19673 ISHARES TR RUSSELL 2000 ETF 464287655 12561 83000 SH Put SOLE 83000 0 0 KEMPER CORP DEL COM 488401100 21065 270242 SH SOLE 103427 0 166815 KEYSIGHT TECHNOLOGIES INC COM 49338L103 4217 43367 SH SOLE 9458 0 33909 KLA CORPORATION COM NEW 482480100 3340 20947 SH SOLE 4495 0 16452 KONTOOR BRANDS INC COM 50050N103 3757 107040 SH SOLE 64003 0 43037 KORNIT DIGITAL LTD SHS M6372Q113 6171 200481 SH SOLE 101949 0 98532 KRYSTAL BIOTECH INC COM 501147102 3814 109827 SH SOLE 74418 0 35409 LAM RESEARCH CORP COM 512807108 4937 21364 SH SOLE 7799 0 13565 LAS VEGAS SANDS CORP COM 517834107 49096 850000 SH SOLE 850000 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 6454 352991 SH SOLE 202474 0 150517 LEIDOS HLDGS INC COM 525327102 3055 35576 SH SOLE 7626 0 27950 LEVI STRAUSS & CO NEW CL A COM STK 52736R102 5394 283274 SH SOLE 57860 0 225414 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 9139 7650000 PRN SOLE 7650000 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 2461 37091 SH SOLE 6871 0 30220 LIVONGO HEALTH INC COM 539183103 280 16031 SH SOLE 16031 0 0 LOVESAC COMPANY COM 54738L109 1208 64722 SH SOLE 31142 0 33580 LULULEMON ATHLETICA INC COM 550021109 4470 23218 SH SOLE 4299 0 18919 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 4514 3900000 PRN SOLE 3900000 0 0 MADDEN STEVEN LTD COM 556269108 1092 30519 SH SOLE 14690 0 15829 MANTECH INTL CORP CL A 564563104 4898 68596 SH SOLE 32956 0 35640 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 6817 6800000 PRN SOLE 6800000 0 0 MATADOR RES CO COM 576485205 6591 398740 SH SOLE 203493 0 195247 MATCH GROUP INC COM 57665R106 1213 16980 SH SOLE 3644 0 13336 MEDICINES CO COM 584688105 7874 157472 SH SOLE 103764 0 53708 MEDICINES CO NOTE 2.500% 1/1 584688AE5 7899 5255000 PRN SOLE 5255000 0 0 MELCO RESORTS AND ENTMT LTD ADR 585464100 37850 1950000 SH SOLE 1950000 0 0 MERITOR INC NOTE 3.250%10/1 59001KAF7 6654 6800000 PRN SOLE 6800000 0 0 MGM RESORTS INTERNATIONAL COM 552953101 5544 200000 SH SOLE 200000 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 2667 28700 SH SOLE 5546 0 23154 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 2781 2160000 PRN SOLE 2160000 0 0 MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 5957 4630000 PRN SOLE 4630000 0 0 MICROSOFT CORP COM 594918104 5352 38497 SH SOLE 38497 0 0 MONOLITHIC PWR SYS INC COM 609839105 13369 85902 SH SOLE 42958 0 42944 MYOKARDIA INC COM 62857M105 5062 97060 SH SOLE 62210 0 34850 NEOGENOMICS INC COM NEW 64049M209 6234 326053 SH SOLE 184476 0 141577 NEUROCRINE BIOSCIENCES INC COM 64125C109 3598 39931 SH SOLE 17000 0 22931 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 4792 3500000 PRN SOLE 3500000 0 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 4064 86912 SH SOLE 34636 0 52276 NOMAD FOODS LTD USD ORD SHS G6564A105 26217 1278870 SH SOLE 548810 0 730060 NOVOCURE LTD ORD SHS G6674U108 11943 159714 SH SOLE 79549 0 80165 NXP SEMICONDUCTORS N V NOTE 1.000%12/0 62952QAB6 3635 3340000 PRN SOLE 3340000 0 0 OKTA INC CL A 679295105 1020 10360 SH SOLE 2442 0 7918 OLD DOMINION FREIGHT LINE IN COM 679580100 2670 15706 SH SOLE 3092 0 12614 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 7846 6525000 PRN SOLE 6525000 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 9816 9335000 PRN SOLE 9335000 0 0 PAPA JOHNS INTL INC COM 698813102 11061 211281 SH SOLE 154064 0 57217 PAYPAL HLDGS INC COM 70450Y103 1127 10880 SH SOLE 10880 0 0 PERSONALIS INC COM 71535D106 4788 326269 SH SOLE 188543 0 137726 PHREESIA INC COM 71944F106 4479 184781 SH SOLE 119242 0 65539 PLANET FITNESS INC CL A 72703H101 6945 120005 SH SOLE 42009 0 77996 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 4559 4500000 PRN SOLE 4500000 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 1507 1300000 PRN SOLE 1300000 0 0 PROGRESSIVE CORP OHIO COM 743315103 1109 14356 SH SOLE 14356 0 0 PROOFPOINT INC COM 743424103 2494 19324 SH SOLE 3839 0 15485 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 1544 1570000 PRN SOLE 1570000 0 0 RAPID7 INC COM 753422104 3516 77465 SH SOLE 37553 0 39912 RAPID7 INC NOTE 1.250% 8/0 753422AB0 829 640000 PRN SOLE 640000 0 0 REATA PHARMACEUTICALS INC CL A 75615P103 4415 54991 SH SOLE 33468 0 21523 REPLIGEN CORP COM 759916109 10346 134904 SH SOLE 63698 0 71206 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 4959 5015000 PRN SOLE 5015000 0 0 ROKU INC COM CL A 77543R102 1125 11052 SH SOLE 2175 0 8877 SAGE THERAPEUTICS INC COM 78667J108 8384 59761 SH SOLE 29817 0 29944 SAIA INC COM 78709Y105 2128 22714 SH SOLE 10889 0 11825 SALESFORCE COM INC COM 79466L302 1677 11298 SH SOLE 11298 0 0 SAREPTA THERAPEUTICS INC COM 803607100 4182 55523 SH SOLE 27674 0 27849 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 2484 1880000 PRN SOLE 1880000 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 3330 13808 SH SOLE 2965 0 10843 SERVICENOW INC COM 81762P102 6971 27460 SH SOLE 10012 0 17448 SERVICENOW INC NOTE 6/0 81762PAC6 957 500000 PRN SOLE 500000 0 0 SILK ROAD MEDICAL INC COM 82710M100 4203 129196 SH SOLE 87012 0 42184 SIMPLY GOOD FOODS CO COM 82900L102 15622 538862 SH SOLE 305361 0 233501 SKYWEST INC COM 830879102 10390 181012 SH SOLE 82305 0 98707 SMARTSHEET INC COM CL A 83200N103 7014 194670 SH SOLE 86248 0 108422 SPDR SERIES TRUST S&P BIOTECH 78464A870 42837 561800 SH Put SOLE 561800 0 0 SPLUNK INC COM 848637104 4510 38265 SH SOLE 7733 0 30532 SPLUNK INC NOTE 0.500% 9/1 848637AC8 11857 11035000 PRN SOLE 11035000 0 0 SQUARE INC CL A 852234103 6451 104138 SH SOLE 34873 0 69265 SQUARE INC NOTE 0.500% 5/1 852234AD5 7728 6950000 PRN SOLE 6950000 0 0 STONERIDGE INC COM 86183P102 6607 213328 SH SOLE 102285 0 111043 SUN CMNTYS INC COM 866674104 8102 54580 SH SOLE 10713 0 43867 SUNDIAL GROWERS INC COM 86730L109 237 49427 SH SOLE 49427 0 0 SYNOPSYS INC COM 871607107 4524 32961 SH SOLE 6378 0 26583 TELADOC HEALTH INC COM 87918A105 10133 149628 SH SOLE 72591 0 77037 TELADOC HEALTH INC NOTE 1.375% 5/1 87918AAC9 6111 4130000 PRN SOLE 4130000 0 0 TERADYNE INC COM 880770102 2087 36043 SH SOLE 6676 0 29367 TERRENO RLTY CORP COM 88146M101 11013 215565 SH SOLE 83215 0 132350 TESLA INC NOTE 2.000% 5/1 88160RAG6 3682 3625000 PRN SOLE 3625000 0 0 TEXAS INSTRS INC COM 882508104 1159 8964 SH SOLE 8964 0 0 TREX CO INC COM 89531P105 5574 61302 SH SOLE 26811 0 34491 TURNING POINT THERAPEUTICS I COM 90041T108 4009 106611 SH SOLE 74422 0 32189 TWILIO INC CL A 90138F102 4929 44824 SH SOLE 17626 0 27198 TWITTER INC NOTE 0.250% 6/1 90184LAF9 8081 7635000 PRN SOLE 7635000 0 0 UNIQURE NV SHS N90064101 3893 98909 SH SOLE 63367 0 35542 UPLAND SOFTWARE INC COM 91544A109 2425 69553 SH SOLE 33887 0 35666 V F CORP COM 918204108 3910 43938 SH SOLE 8328 0 35610 VEEVA SYS INC CL A COM 922475108 8926 58460 SH SOLE 21907 0 36553 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 4750 3870000 PRN SOLE 3870000 0 0 WABTEC CORP COM 929740108 6721 93530 SH SOLE 17760 0 75770 WAYFAIR INC CL A 94419L101 1553 13850 SH SOLE 2565 0 11285 WENDYS CO COM 95058W100 7150 357880 SH SOLE 124790 0 233090 WIX COM LTD NOTE 7/0 92940WAB5 3838 3465000 PRN SOLE 3465000 0 0 WIX COM LTD SHS M98068105 2048 17543 SH SOLE 3457 0 14086 WORKIVA INC COM CL A 98139A105 2536 57862 SH SOLE 28124 0 29738 XILINX INC COM 983919101 1534 15996 SH SOLE 2963 0 13033 YUM CHINA HLDGS INC COM 98850P109 3277 72123 SH SOLE 13358 0 58765 ZENDESK INC COM 98936J101 3109 42655 SH SOLE 8258 0 34397