-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q80/XuDcvxr3TjejsK6HoeywuMxyo9XqYfaJv2r9krBZHUmRg6vWJFdvO/vm+a7v tpgCUkGPLE0ncEydfdldKA== 0001085146-08-000989.txt : 20080814 0001085146-08-000989.hdr.sgml : 20080814 20080814162621 ACCESSION NUMBER: 0001085146-08-000989 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wagonhound Investments, LP CENTRAL INDEX KEY: 0001389574 IRS NUMBER: 861162233 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12426 FILM NUMBER: 081019478 BUSINESS ADDRESS: STREET 1: PO BOX 2828 CITY: DEL MAR STATE: CA ZIP: 92014 BUSINESS PHONE: 858-759-4545 MAIL ADDRESS: STREET 1: PO BOX 2828 CITY: DEL MAR STATE: CA ZIP: 92014 13F-HR 1 h_nip2q08.txt DB HEDGEWORKS - NICHOLAS INVESTMENT PARTNERS LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nicholas Investment Partners, LP Address: 6451 El Sicomoro Street Rancho Santa Fe, CA 92067 13F File Number: 28-12426 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Arthur Greg Gleeson Title: Chief Financial Officer Phone: 858-759-4545 Signature, Place, and Date of Signing: /s/ Arthur Greg Gleeson Rancho Santa Fe, CA August 13, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-12426 Formerly Wagonhound Investments, L.P. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 142 Form13F Information Table Value Total: $220,657 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1ST PACIFIC BANK COM 335894101 113 14088 SH SOLE 14088 0 0 ACCENTURE LTD BERMUDA CL A G1150G111 729 17900 SH SOLE 17900 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 222 6824 SH SOLE 6824 0 0 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 387 9507 SH SOLE 9507 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 288 2961 SH SOLE 2961 0 0 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 13867 350000 SH SOLE 350000 0 0 ALTERA CORP COM 021441100 741 35774 SH SOLE 35774 0 0 AMERICAN INTL GROUP INC COM 026874107 398 15055 SH SOLE 15055 0 0 AMGEN INC NOTE 0.125% 2/0 031162AN0 908 1000000 PRN SOLE 1000000 0 0 ANADARKO PETE CORP COM 032511107 719 9606 SH SOLE 9606 0 0 ANADIGICS INC COM 032515108 146 14850 SH SOLE 14850 0 0 ANALOG DEVICES INC COM 032654105 958 30155 SH SOLE 30155 0 0 ANIXTER INTL INC NOTE 1.000% 2/1 035290AJ4 1098 1000000 PRN SOLE 1000000 0 0 APPLE INC COM 037833100 2034 12146 SH SOLE 12146 0 0 APPLIED MATLS INC COM 038222105 552 28910 SH SOLE 28910 0 0 ARACRUZ CELULOSE S A SPON ADR PFD B 038496204 712 9702 SH SOLE 9702 0 0 ARCH COAL INC COM 039380100 1186 15810 SH SOLE 15810 0 0 ASIAINFO HLDGS INC COM 04518A104 950 80403 SH SOLE 80403 0 0 ASSURANT INC COM 04621X108 1220 18503 SH SOLE 18503 0 0 ASSURED GUARANTY LTD COM G0585R106 686 38145 SH SOLE 38145 0 0 AXSYS TECHNOLOGIES INC COM 054615109 219 4214 SH SOLE 4214 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1036 35736 SH SOLE 35736 0 0 BRISTOW GROUP INC COM 110394103 764 15433 SH SOLE 15433 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 668 12181 SH SOLE 12181 0 0 CABELAS INC COM 126804301 6893 626070 SH SOLE 626070 0 0 CAMERON INTERNATIONAL CORP NOTE 2.500% 6/1 13342BAB1 422 250000 PRN SOLE 250000 0 0 CARRIZO OIL & CO INC COM 144577103 417 6119 SH SOLE 6119 0 0 CEC ENTMT INC COM 125137109 457 16313 SH SOLE 16313 0 0 CELGENE CORP COM 151020104 891 13947 SH SOLE 13947 0 0 CERAGON NETWORKS LTD ORD M22013102 123 15846 SH SOLE 15846 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 703 29704 SH SOLE 29704 0 0 CIENA CORP NOTE 0.250% 5/0 171779AB7 826 1000000 PRN SOLE 1000000 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 849 15052 SH SOLE 15052 0 0 CONCEPTUS INC NOTE 2.250% 2/1 206016AA5 911 1000000 PRN SOLE 1000000 0 0 CORNING INC COM 219350105 1210 52497 SH SOLE 52497 0 0 COSTCO WHSL CORP NEW COM 22160K105 1440 20530 SH SOLE 20530 0 0 COVIDIEN LTD COM G2552X108 730 15240 SH SOLE 15240 0 0 CROWN CASTLE INTL CORP COM 228227104 909 23481 SH SOLE 23481 0 0 DELL INC COM 24702R101 535 24438 SH SOLE 24438 0 0 DEVON ENERGY CORP NEW COM 25179M103 1143 9513 SH SOLE 9513 0 0 DIGIRAD CORP COM 253827109 473 224066 SH SOLE 224066 0 0 DIGITAL RIV INC NOTE 1.250% 1/0 25388BAB0 1036 1000000 PRN SOLE 1000000 0 0 DIODES INC NOTE 2.250%10/0 254543AA9 978 1000000 PRN SOLE 1000000 0 0 DISCOVERY LABORATORIES INC N COM 254668106 20 11940 SH SOLE 11940 0 0 E M C CORP MASS NOTE 1.750%12/0 268648AK8 285 250000 PRN SOLE 250000 0 0 ELAN PLC ADR 284131208 390 10980 SH SOLE 10980 0 0 EMERGENT BIOSOLUTIONS INC COM 29089Q105 203 20450 SH SOLE 20450 0 0 ENCANA CORP COM 292505104 622 6835 SH SOLE 6835 0 0 EQUINIX INC COM NEW 29444U502 1491 16717 SH SOLE 16717 0 0 EQUINIX INC NOTE 3.000%10/1 29444UAG1 1073 1000000 PRN SOLE 1000000 0 0 F5 NETWORKS INC COM 315616102 1004 35323 SH SOLE 35323 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 691 73473 SH SOLE 73473 0 0 FLUOR CORP NEW COM 343412102 915 4916 SH SOLE 4916 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 1245 27363 SH SOLE 27363 0 0 FOSTER WHEELER LTD SHS NEW G36535139 615 8411 SH SOLE 8411 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 337 2873 SH SOLE 2873 0 0 FTI CONSULTING INC COM 302941109 300 4384 SH SOLE 4384 0 0 GAFISA S A SPONS ADR 362607301 327 9507 SH SOLE 9507 0 0 GAYLORD ENTMT CO NEW COM 367905106 1226 51156 SH SOLE 51156 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 716 11771 SH SOLE 11771 0 0 GILEAD SCIENCES INC COM 375558103 1555 29371 SH SOLE 29371 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 711 4064 SH SOLE 4064 0 0 GOOGLE INC CL A 38259P508 1167 2217 SH SOLE 2217 0 0 HECKMANN CORP COM 422680108 92 10257 SH SOLE 10257 0 0 HOLOGIC INC COM 436440101 425 19493 SH SOLE 19493 0 0 HOME DEPOT INC COM 437076102 811 34636 SH SOLE 34636 0 0 HORNBECK OFFSHORE SVCS INC N FRNT 1.625%11/1 440543AE6 1318 1000000 PRN SOLE 1000000 0 0 ILLUMINA INC COM 452327109 1245 14293 SH SOLE 14293 0 0 INFORMATICA CORP COM 45666Q102 207 13734 SH SOLE 13734 0 0 INTEL CORP COM 458140100 649 30203 SH SOLE 30203 0 0 INTEL CORP SDCV 2.950%12/1 458140AD2 974 1000000 PRN SOLE 1000000 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 908 28274 SH SOLE 28274 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 669 5866 SH SOLE 5866 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 964 3577 SH SOLE 3577 0 0 INVESCO LTD SHS G491BT108 987 41158 SH SOLE 41158 0 0 ITRON INC NOTE 2.500% 8/0 465741AJ5 1216 750000 PRN SOLE 750000 0 0 ITRON INC COM 465741106 1087 11055 SH SOLE 11055 0 0 JANUS CAP GROUP INC COM 47102X105 682 25760 SH SOLE 25760 0 0 JETBLUE AIRWAYS CORP DBCV 3.750% 3/1 477143AC5 635 1000000 PRN SOLE 1000000 0 0 JOY GLOBAL INC COM 481165108 777 10244 SH SOLE 10244 0 0 JP MORGAN CHASE & CO COM 46625H100 582 16949 SH SOLE 16949 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 342 7766 SH SOLE 7766 0 0 KENDLE INTERNATIONAL INC NOTE 3.375% 7/1 48880LAA5 1029 1000000 PRN SOLE 1000000 0 0 KKR FINANCIAL HLDGS LLC COM 48248A306 428 40720 SH SOLE 40720 0 0 KODIAK OIL & GAS CORP COM 50015Q100 67 14790 SH SOLE 14790 0 0 LOCKHEED MARTIN CORP COM 539830109 1285 13023 SH SOLE 13023 0 0 LORILLARD INC COM 544147101 722 10441 SH SOLE 10441 0 0 LOUISIANA PAC CORP COM 546347105 461 54298 SH SOLE 54298 0 0 LULULEMON ATHLETICA INC COM 550021109 1175 40429 SH SOLE 40429 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1400 79263 SH SOLE 79263 0 0 MASTERCARD INC CL A 57636Q104 1229 4629 SH SOLE 4629 0 0 MCDATA CORP NOTE 2.250% 2/1 580031AD4 956 1000000 PRN SOLE 1000000 0 0 MELCO PBL ENTMNT LTD ADR 585464100 15844 1700000 SH SOLE 1700000 0 0 MERCADOLIBRE INC COM 58733R102 676 19598 SH SOLE 19598 0 0 MERRILL LYNCH & CO INC COM 590188108 521 16441 SH SOLE 16441 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 651 21323 SH SOLE 21323 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 29760 200000 SH SOLE 200000 0 0 MONSANTO CO NEW COM 61166W101 533 4217 SH SOLE 4217 0 0 MOSAIC CO COM 61945A107 655 4526 SH SOLE 4526 0 0 MURPHY OIL CORP COM 626717102 849 8661 SH SOLE 8661 0 0 NATIONAL OILWELL VARCO INC COM 637071101 770 8680 SH SOLE 8680 0 0 NETLOGIC MICROSYSTEMS INC COM 64118B100 1000 30107 SH SOLE 30107 0 0 NORFOLK SOUTHERN CORP COM 655844108 843 13451 SH SOLE 13451 0 0 NOVO-NORDISK A S ADR 670100205 357 5403 SH SOLE 5403 0 0 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 118 17685 SH SOLE 17685 0 0 ON SEMICONDUCTOR CORP COM 682189105 158 17181 SH SOLE 17181 0 0 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 203 7175 SH SOLE 7175 0 0 ORACLE CORP COM 68389X105 2077 98921 SH SOLE 98921 0 0 PERICOM SEMICONDUCTOR CORP COM 713831105 160 10786 SH SOLE 10786 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 1612 27819 SH SOLE 27819 0 0 PMC-SIERRA INC NOTE 2.250%10/1 69344FAD8 856 750000 PRN SOLE 750000 0 0 PMC-SIERRA INC COM 69344F106 93 12192 SH SOLE 12192 0 0 POTASH CORP SASK INC COM 73755L107 633 2771 SH SOLE 2771 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 45170 1000000 SH SOLE 1000000 0 0 QIAGEN N V ORD N72482107 589 29235 SH SOLE 29235 0 0 QUALCOMM INC COM 747525103 968 21812 SH SOLE 21812 0 0 RESEARCH IN MOTION LTD COM 760975102 1296 11084 SH SOLE 11084 0 0 RISKMETRICS GROUP INC COM 767735103 1782 90735 SH SOLE 90735 0 0 ROPER INDS INC NEW COM 776696106 1030 15633 SH SOLE 15633 0 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 210 7332 SH SOLE 7332 0 0 RYDER SYS INC COM 783549108 798 11586 SH SOLE 11586 0 0 SANDISK CORP NOTE 1.000% 5/1 80004CAC5 686 1000000 PRN SOLE 1000000 0 0 SANDRIDGE ENERGY INC COM 80007P307 842 13045 SH SOLE 13045 0 0 SANGAMO BIOSCIENCES INC COM 800677106 632 63540 SH SOLE 63540 0 0 SAVVIS INC NOTE 3.000% 5/1 805423AA8 725 1000000 PRN SOLE 1000000 0 0 SCIENTIFIC GAMES CORP SDCV 0.750%12/0 80874PAD1 1173 1000000 PRN SOLE 1000000 0 0 SEAGATE TECHNOLOGY SHS G7945J104 719 37607 SH SOLE 37607 0 0 STRAYER ED INC COM 863236105 1630 7798 SH SOLE 7798 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1230 112775 SH SOLE 112775 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1005 21936 SH SOLE 21936 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1701 30526 SH SOLE 30526 0 0 TJX COS INC NEW COM 872540109 373 11841 SH SOLE 11841 0 0 TRANSOCEAN INC NEW SHS G90073100 753 4944 SH SOLE 4944 0 0 TRIZETTO GROUP INC NOTE 2.750%10/0 896882AB3 1249 1000000 PRN SOLE 1000000 0 0 TYSON FOODS INC CL A 902494103 1533 102607 SH SOLE 102607 0 0 ULTRA PETROLEUM CORP COM 903914109 892 9083 SH SOLE 9083 0 0 UNION PAC CORP COM 907818108 767 10160 SH SOLE 10160 0 0 WAL MART STORES INC COM 931142103 1163 20689 SH SOLE 20689 0 0 WALTER INDS INC COM 93317Q105 667 6131 SH SOLE 6131 0 0 WASTE CONNECTIONS INC NOTE 3.750% 4/0 941053AG5 1101 1000000 PRN SOLE 1000000 0 0 WEATHERFORD INTERNATIONAL LT COM G95089101 660 13300 SH SOLE 13300 0 0 WILLIAMS COS INC DEL COM 969457100 1182 29320 SH SOLE 29320 0 0
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